1、 ETSI TS 1EvolvedRadArch3GPP TS 36.4TECHNICAL SPECIFICATION136 401 V13.0.0 (2016LTE; ed Universal Terrestrial adio Access Network (E-UTRAN); chitecture description .401 version 13.0.0 Release 1316-01) 13 ETSI ETSI TS 136 401 V13.0.0 (2016-01)13GPP TS 36.401 version 13.0.0 Release 13Reference RTS/TSG
2、R-0336401vd00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document
3、 can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case o
4、f any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document
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6、People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without t
7、he written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members
8、. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 401 V13.0.0 (2016-01)23GPP TS 36.401 version 13.0.0 Release 13Intellectual Pr
9、operty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs);
10、 Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been car
11、ried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Gen
12、eration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GP
13、P and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Draft
14、ing Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 401 V13.0.0 (2016-01)33GPP TS 36.401 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs
15、 terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 General principles 8g35 General architecture . 9g35.1 General . 9g35.2 User plane . 9g35.3 Control plane 9g36 E-UTRAN architecture. 10g36.1 Overview 10g36.2 E-UTR
16、AN identifiers . 11g36.2.1 Principle of handling Application Protocol Identities . 11g36.2.2 PLMN Identity 12g36.2.3 Globally Unique MME Identifier (GUMMEI) . 12g36.2.4 Global eNB ID 12g36.2.5 E-UTRAN Cell Global Identifier (ECGI) . 12g36.2.6 Tracking Area Identity 12g36.2.7 E-RAB ID . 12g36.2.8 UE
17、Identifiers 12g36.2.8.1 Radio Network Temporary Identifiers (RNTI) . 12g36.2.8.2 S-Temporary Mobile Subscriber Identity (S-TMSI) . 13g36.3 Transport addresses 13g36.4 UE associations in eNB 13g37 E-UTRAN functions description 14g37.1 List of functions . 14g37.2 Functions description . 14g37.2.1 Tran
18、sfer of user data . 14g37.2.2 Radio channel ciphering and deciphering . 14g37.2.3 Integrity protection . 14g37.2.4 Header compression 15g37.2.5 Mobility control functions 15g37.2.5.1 Handover . 15g37.2.5.2 void . 15g37.2.5.3 void . 15g37.2.5.4 Dual Connectivity . 15g37.2.6 Inter-cell interference co
19、ordination . 15g37.2.7 Connection set-up and release 15g37.2.8 Load balancing 15g37.2.9 Distribution function for NAS messages 16g37.2.10 NAS node selection function 16g37.2.11 Synchronization 16g37.2.12 Radio Access Network (RAN) sharing . 16g37.2.13 MBMS function 16g37.2.14 Subscriber and equipmen
20、t trace 16g37.2.15 RAN Information Management (RIM) . 16g3ETSI ETSI TS 136 401 V13.0.0 (2016-01)43GPP TS 36.401 version 13.0.0 Release 137.2.16 Paging . 16g37.2.17 Positioning 17g37.2.18 Delivery of warning messages 17g38 Mobility management. 17g38.1 Signalling connection . 17g38.2 Consequences for
21、mobility handling 17g39 Synchronization 18g39.1 eNB Synchronization . 18g310 void . 19g311 E-UTRAN interfaces 19g311.1 General protocol model for E-UTRAN interfaces 19g311.1.1 Radio Network Layer (RNL) and Transport Network Layer (TNL) 19g311.1.2 Control plane 19g311.1.3 User plane . 19g311.2 Iuant
22、interface - general principles . 20g3Annex A (informative): Change history . 21g3History 22g3ETSI ETSI TS 136 401 V13.0.0 (2016-01)53GPP TS 36.401 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the pre
23、sent document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y
24、.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third dig
25、it is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 401 V13.0.0 (2016-01)63GPP TS 36.401 version 13.0.0 Release 131 Scope The present document describes the overall architecture of the E-UTRAN, including internal interfaces and assumptions on the ra
26、dio, S1 and X2 interfaces. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a spe
27、cific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present
28、 document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 36.300: “Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN) Overall description Stage 2“. 3 3GPP TS 23.401: “General Packet Radio Service (GPRS) enhancements
29、 for Evolved Universal Terrestrial Radio Access Network (E-UTRAN) access“. 4 3GPP TS 36.414: “Evolved Universal Terrestrial Access Network (E-UTRAN); S1 data transport“. 5 3GPP TS 36.424: “Evolved Universal Terrestrial Access Network (E-UTRAN); X2 data transport“. 6 3GPP TS 36.440: “Evolved Universa
30、l Terrestrial Radio Access Network (E-UTRAN); General aspects and principles for interfaces supporting Multimedia Broadcast Multicast Service (MBMS) within E-UTRAN“. 7 ITU-T Recommendation G.823 (2000-03): “The control of jitter and wander within digital networks which are based on the 2048 kbit/s h
31、ierarchy“. 8 ITU-T Recommendation G.824 (2000-03): “The control of jitter and wander within digital networks which are based on the 1544 kbit/s hierarchy“. 9 ITU-T Recommendation G.825 (2001-08): “The control of jitter and wander within digital networks which are based on the synchronous digital hie
32、rarchy (SDH)“. 10 ITU-T Recommendation G.8261/Y.1361 (2008-04): “Timing and Synchronization aspects in Packet networks“. 11 3GPP TS 23.003: “Numbering, addressing and identification“. 12 3GPP TR 44.901: “External Network Assisted Cell Change (NACC)“. 13 3GPP TS 48.018: “General Packet Radio Service
33、(GPRS); Base Station System (BSS) - Serving GPRS Support Node (SGSN); BSS GPRS Protocol (BSSGP)“. 14 3GPP TS 23.251: “Network Sharing; Architecture and functional description“. 15 3GPP TS 22.268: “Public Warning System (PWS) requirements“. 16 3GPP TS 33.401: “3GPP System Architecture Evolution (SAE)
34、; Security architecture“. ETSI ETSI TS 136 401 V13.0.0 (2016-01)73GPP TS 36.401 version 13.0.0 Release 1317 3GPP TS 32.421: “Telecommunication management; Subscriber and equipment trace; Trace concepts and requirements“. 18 3GPP TS 32.422: “Telecommunication management; Subscriber and equipment trac
35、e; Trace control and configuration management“. 19 3GPP TS 32.423: “Telecommunication management; Subscriber and equipment trace; Trace data definition and management“. 20 3GPP TS 32.441: “Telecommunication management; Trace Management Integration Reference Point (IRP); Requirements“. 21 3GPP TS 32.
36、442: “Telecommunication management; Trace Management Integration Reference Point (IRP); Information Service (IS)“. 22 3GPP TS 32.446: “Telecommunication management; Trace Management Integration Reference Point (IRP); Solution Set (SS) definitions“. 23 3GPP TS 25.411: “UTRAN Iu interface layer 1“. 3
37、Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 1. Dual Connectivity: Def
38、ined in TS 36.300 2. E-RAB: An E-RAB uniquely identifies the concatenation of an S1 Bearer and the corresponding Data Radio Bearer. When an E-RAB exists, there is a one-to-one mapping between this E-RAB and an EPS bearer of the Non Access Stratum (NAS) as defined in TS 23.401 3. S1: logical interfac
39、e between an eNB and an EPC, providing an interconnection point between the E-UTRAN and the EPC. It is also considered as a reference point. X2: logical interface between two eNBs. Whilst logically representing a point-to-point link between eNBs, the physical realization need not be a point-to-point
40、 link. 3.2 Abbreviations For the purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 1. AP Application Protocol AS Access Stratum C
41、GI Cell Global Identifier CMAS Commercial Mobile Alert Service C-RNTI Cell RNTI ECGI E-UTRAN Cell Global Identifier ECM EPS Connection Management EEC Ethernet Equipment Clock eNB E-UTRAN Node B EMM EPS Mobility Management E-RAB E-UTRAN Radio Access Bearer ESM EPS Session Management E-SMLC Evolved Se
42、rving Mobile Location Centre ETWS Earthquake and Tsunami Warning System EPC Evolved Packet Core EPS Evolved Packet System ETSI ETSI TS 136 401 V13.0.0 (2016-01)83GPP TS 36.401 version 13.0.0 Release 13E-UTRA Evolved UTRA E-UTRAN Evolved UTRAN FDD Frequency Division Duplex GUMMEI Globally Unique MME
43、Identifier ID Identity IP Internet Protocol LTE Long Term Evolution MBMS Multimedia Broadcast Multicast Service MBSFN Multimedia Broadcast multicast service Single Frequency Network MeNB Master eNB NDS Network Domain Security MME Mobility Management Entity NAS Non-Access Stratum OTDOA Observed Time
44、Difference Of Arrival (positioning method) PLMN Public Land Mobile Network PWS Public Warning System RA-RNTI Random Access RNTI RET Remote Electrical Tilting RIM RAN Information Management RNL Radio Network Layer RNTI Radio Network Temporary Identifier RRC Radio Resource Control RTP Real-time Transp
45、ort Protocol QoS Quality of Service SFN System Frame Number S-GW Serving Gateway SAP Service Access Point SCG Secondary Cell Group SeNB Secondary eNB SON Self Organizing Networks S-TMSI S-Temporary Mobile Subscriber Identity TCP Transmission Control Protocol TDD Time Division Duplex TDM Time Divisio
46、n Multiplexing TMA Tower Mounted Amplifier TNL Transport Network Layer UDP User Datagram Protocol UE User Equipment UMTS Universal Mobile Telecommunication System UTDOA Uplink Time Difference of Arrival 4 General principles The general principles guiding the definition of E-UTRAN architecture as wel
47、l as the E-UTRAN interfaces are the following: - Logical separation of signalling and data transport networks. - E-UTRAN and EPC functions are fully separated from transport functions. Addressing scheme used in E-UTRAN and EPC shall not be tied to the addressing schemes of transport functions. The f
48、act that some E-UTRAN or EPC functions reside in the same equipment as some transport functions does not make the transport functions part of the E-UTRAN or the EPC. - Mobility for RRC connection is fully controlled by the E-UTRAN. - When defining the E-UTRAN interfaces the following principles were
49、 followed: The functional division across the interfaces shall have as few options as possible; Interfaces should be based on a logical model of the entity controlled through this interface; ETSI ETSI TS 136 401 V13.0.0 (2016-01)93GPP TS 36.401 version 13.0.0 Release 13 One physical network element can implement multiple logical nodes. 5 General architecture 5.1 General The protocols over Uu and S1 interfaces are divided into two structures: - User plane protocols These are the protocols implementing the act
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