ETSI TS 136 413-2018 LTE Evolved Universal Terrestrial Radio Access Network (E-UTRAN) S1 Application Protocol (S1AP) (V15 2 0 3GPP TS 36 413 version 15 2 0 Release 15).pdf

1、 ETSI TS 136 413 V14.4.1 (2018-01) LTE; Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP) (3GPP TS 36.413 version 14.4.1 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 136 413 V14.4.1 (2018-01)13GPP TS 36.413 version 14.4.1 Release 14Reference RTS/TSGR-03

2、36413ve41 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can

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8、I registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 136 413 V14.4.1 (2018-01)23GPP TS 36.413 version 14.4.1 Release

9、14Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “I

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13、t document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or

14、 reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs ter

15、minology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed

16、in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 413 V14.4.1 (2018-01)33GPP TS 36.413 version 14.4.1 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 14g31 Scope 15g32 References 15g33 Definitions and abbreviations . 17g

17、33.1 Definitions 17g33.2 Abbreviations . 18g34 General . 19g34.1 Procedure Specification Principles . 19g34.2 Forwards and Backwards Compatibility 20g34.3 Specification Notations 20g35 S1AP Services 21g36 Services Expected from Signalling Transport 22g37 Functions of S1AP . 23g38 S1AP Procedures 25g

18、38.1 List of S1AP Elementary procedures . 25g38.2 E-RAB Management procedures 27g38.2.1 E-RAB Setup 27g38.2.1.1 General 27g38.2.1.2 Successful Operation . 27g38.2.1.3 Unsuccessful Operation 28g38.2.1.4 Abnormal Conditions 29g38.2.2 E-RAB Modify . 29g38.2.2.1 General 29g38.2.2.2 Successful Operation

19、. 29g38.2.2.3 Unsuccessful Operation 30g38.2.2.4 Abnormal Conditions 30g38.2.3 E-RAB Release . 31g38.2.3.1 General 31g38.2.3.2 Successful Operation . 31g38.2.3.2.1 E-RAB Release MME initiated 31g38.2.3.2.2 E-RAB Release Indication eNB initiated . 32g38.2.3.3 Abnormal Conditions 32g38.2.4 E-RAB Modif

20、ication Indication . 32g38.2.4.1 General 32g38.2.4.2 Successful Operation . 33g38.2.4.3 Unsuccessful Operation 33g38.2.4.4 Abnormal Conditions 34g38.3 Context Management procedures . 34g38.3.1 Initial Context Setup . 34g38.3.1.1 General 34g38.3.1.2 Successful Operation . 34g38.3.1.3 Unsuccessful Ope

21、ration 38g38.3.1.4 Abnormal Conditions 38g38.3.2 UE Context Release Request (eNB initiated) . 38g38.3.2.1 General 38g38.3.2.2 Successful Operation . 38g38.3.3 UE Context Release (MME initiated) . 39g38.3.3.1 General 39g3ETSI ETSI TS 136 413 V14.4.1 (2018-01)43GPP TS 36.413 version 14.4.1 Release 148

22、.3.3.2 Successful Operation . 39g38.3.3.3 Abnormal Conditions 40g38.3.4 UE Context Modification 40g38.3.4.1 General 40g38.3.4.2 Successful Operation . 40g38.3.4.3 Unsuccessful Operation 42g38.3.4.4 Abnormal Conditions 42g38.3.5 UE Radio Capability Match 42g38.3.5.1 General 42g38.3.5.2 Successful Ope

23、ration . 43g38.3.5.3 Unsuccessful Operation 43g38.3.5.4 Abnormal Conditions 43g38.3.6 UE Context Modification Indication 43g38.3.6.1 General 43g38.3.6.2 Successful Operation . 44g38.3.6.3 Unsuccessful Operation 44g38.3.6.4 Abnormal Conditions 44g38.3.7 UE Context Suspend . 44g38.3.7.1 General 44g38.

24、3.7.2 Successful Operation . 44g38.3.8 UE Context Resume 45g38.3.8.1 General 45g38.3.8.2 Successful Operation . 45g38.3.8.3 Unsuccessful Operation 46g38.3.9 Connection Establishment Indication . 46g38.3.9.1 General 46g38.3.9.2 Successful Operation . 46g38.3.9.3 Unsuccessful Operation 47g38.3.9.4 Abn

25、ormal Conditions 47g38.3.10 Retrieve UE Information 47g38.3.10.1 General 47g38.3.10.2 Successful Operation . 47g38.3.10.3 Unsuccessful Operation 47g38.3.10.4 Abnormal Conditions 47g38.3.11 UE Information Transfer 47g38.3.11.1 General 47g38.3.11.2 Successful Operation . 47g38.3.11.3 Unsuccessful Oper

26、ation 48g38.3.11.4 Abnormal Conditions 48g38.3.12 eNB CP Relocation Indication 48g38.3.12.1 General 48g38.3.12.2 Successful Operation . 48g38.3.12.3 Unsuccessful Operation 49g38.3.12.4 Abnormal Conditions 49g38.3.13 MME CP Relocation Indication 49g38.3.13.1 General 49g38.3.13.2 Successful Operation

27、. 49g38.3.13.3 Unsuccessful Operation 49g38.3.13.4 Abnormal Conditions 49g38.4 Handover Signalling . 49g38.4.1 Handover Preparation . 49g38.4.1.1 General 49g38.4.1.2 Successful Operation . 50g38.4.1.3 Unsuccessful Operation 53g38.4.1.4 Abnormal Conditions 53g38.4.2 Handover Resource Allocation . 54g

28、38.4.2.1 General 54g38.4.2.2 Successful Operation . 54g38.4.2.3 Unsuccessful Operation 57g38.4.2.4 Abnormal Conditions 57g38.4.3 Handover Notification 58g38.4.3.1 General 58g3ETSI ETSI TS 136 413 V14.4.1 (2018-01)53GPP TS 36.413 version 14.4.1 Release 148.4.3.2 Successful Operation . 58g38.4.3.3 Abn

29、ormal Conditions 58g38.4.4 Path Switch Request . 58g38.4.4.1 General 58g38.4.4.2 Successful Operation . 58g38.4.4.3 Unsuccessful Operation 60g38.4.4.4 Abnormal Conditions 60g38.4.5 Handover Cancellation . 61g38.4.5.1 General 61g38.4.5.2 Successful Operation . 61g38.4.5.3 Unsuccessful Operation 61g38

30、.4.5.4 Abnormal Conditions 61g38.4.6 eNB Status Transfer 61g38.4.6.1 General 61g38.4.6.2 Successful Operation . 62g38.4.6.3 Unsuccessful Operation 62g38.4.6.4 Abnormal Conditions 62g38.4.7 MME Status Transfer 62g38.4.7.1 General 62g38.4.7.2 Successful Operation . 63g38.4.7.3 Unsuccessful Operation 6

31、3g38.4.7.4 Abnormal Conditions 63g38.5 Paging . 63g38.5.1 General 63g38.5.2 Successful Operation 64g38.5.3 Unsuccessful Operation 65g38.5.4 Abnormal Conditions 65g38.6 NAS transport . 65g38.6.1 General 65g38.6.2 Successful Operations . 65g38.6.2.1 Initial UE Message 65g38.6.2.2 DOWNLINK NAS TRANSPOR

32、T 66g38.6.2.3 UPLINK NAS TRANSPORT . 67g38.6.2.4 NAS NON DELIVERY INDICATION 68g38.6.2.4a NAS DELIVERY INDICATION . 68g38.6.2.5 Reroute NAS Request . 68g38.6.3 Unsuccessful Operation 69g38.6.4 Abnormal Conditions 69g38.7 Management procedures . 69g38.7.1 Reset . 69g38.7.1.1 General 69g38.7.1.2 Succe

33、ssful Operation . 69g38.7.1.2.1 Reset Procedure Initiated from the MME 69g38.7.1.2.2 Reset Procedure Initiated from the E-UTRAN 70g38.7.1.3 Abnormal Conditions 71g38.7.1.3.1 Abnormal Condition at the EPC 71g38.7.1.3.2 Abnormal Condition at the E-UTRAN 71g38.7.1.3.3 Crossing of Reset Messages 71g38.7

34、.2 Error Indication . 72g38.7.2.1 General 72g38.7.2.2 Successful Operation . 72g38.7.2.3 Abnormal Conditions 72g38.7.3 S1 Setup 72g38.7.3.1 General 72g38.7.3.2 Successful Operation . 73g38.7.3.3 Unsuccessful Operation 73g38.7.3.4 Abnormal Conditions 74g38.7.4 eNB Configuration Update . 74g38.7.4.1 G

35、eneral 74g38.7.4.2 Successful Operation . 74g38.7.4.3 Unsuccessful Operation 75g38.7.4.4 Abnormal Conditions 75g3ETSI ETSI TS 136 413 V14.4.1 (2018-01)63GPP TS 36.413 version 14.4.1 Release 148.7.5 MME Configuration Update . 75g38.7.5.1 General 75g38.7.5.2 Successful Operation . 75g38.7.5.3 Unsucces

36、sful Operation 76g38.7.5.4 Abnormal Conditions 76g38.7.6 Overload Start . 76g38.7.6.1 General 76g38.7.6.2 Successful Operation . 77g38.7.6.3 Unsuccessful Operation 78g38.7.7 Overload Stop . 78g38.7.7.1 General 78g38.7.7.2 Successful Operation . 78g38.7.7.3 Unsuccessful Operation 78g38.8 S1 CDMA2000

37、Tunnelling Procedures 78g38.8.1 General 78g38.8.2 Successful Operations . 79g38.8.2.1 Downlink S1 CDMA2000 Tunnelling 79g38.8.2.2 Uplink S1 CDMA2000 Tunnelling . 79g38.8.3 Unsuccessful Operation 80g38.8.4 Abnormal Conditions 80g38.9 UE Capability Info Indication 80g38.9.1 General 80g38.9.2 Successfu

38、l Operation 80g38.10 Trace Procedures 81g38.10.1 Trace Start . 81g38.10.1.1 General 81g38.10.1.2 Successful Operation . 81g38.10.2 Trace Failure Indication 82g38.10.2.1 General 82g38.10.2.2 Successful Operation . 82g38.10.3 Deactivate Trace . 82g38.10.3.1 General 82g38.10.3.2 Successful Operation .

39、82g38.10.4 Cell Traffic Trace 83g38.10.4.1 General 83g38.10.4.2 Successful Operation . 83g38.11 Location Reporting Procedures 83g38.11.1 Location Reporting Control 83g38.11.1.1 General 83g38.11.1.2 Successful Operation . 83g38.11.1.3 Abnormal Conditions 84g38.11.2 Location Report Failure Indication

40、. 84g38.11.2.1 General 84g38.11.2.2 Successful Operation . 84g38.11.3 Location Report 84g38.11.3.1 General 84g38.11.3.2 Successful Operation . 84g38.11.3.3 Abnormal Conditions 85g38.12 Warning Message Transmission Procedures 85g38.12.1 Write-Replace Warning 85g38.12.1.1 General 85g38.12.1.2 Successf

41、ul Operation . 85g38.12.1.3 Abnormal Conditions 86g38.12.2 Kill 86g38.12.2.1 General 86g38.12.2.2 Successful Operation . 86g38.12.3 PWS Restart Indication . 87g38.12.3.1 General 87g38.12.3.2 Successful Operation . 87g38.12.4 PWS Failure Indication . 87g38.12.4.1 General 87g38.12.4.2 Successful Opera

42、tion . 88g3ETSI ETSI TS 136 413 V14.4.1 (2018-01)73GPP TS 36.413 version 14.4.1 Release 148.13 eNB Direct Information Transfer . 88g38.13.1 General 88g38.13.2 Successful Operation 88g38.13.2.1 eNB Direct Information Transfer 88g38.13.3 Abnormal Conditions 88g38.14 MME Direct Information Transfer . 8

43、9g38.14.1 General 89g38.14.2 Successful Operation 89g38.14.2.1 MME Direct Information Transfer 89g38.14.3 Abnormal Conditions 89g38.15 eNB Configuration Transfer . 89g38.15.1 General 89g38.15.2 Successful Operation 90g38.15.2.1 eNB Configuration Transfer 90g38.15.3 Abnormal Conditions 90g38.16 MME C

44、onfiguration Transfer. 90g38.16.1 General 90g38.16.2 Successful Operation 90g38.16.2.1 MME Configuration Transfer . 90g38.16.3 Abnormal Conditions 91g38.17 LPPa transport 91g38.17.1 General 91g38.17.2 Successful Operations . 92g38.17.2.1 DOWNLINK UE ASSOCIATED LPPA TRANSPORT 92g38.17.2.2 UPLINK UE A

45、SSOCIATED LPPA TRANSPORT . 92g38.17.2.3 DOWNLINK NON UE ASSOCIATED LPPA TRANSPORT 92g38.17.2.4 UPLINK NON UE ASSOCIATED LPPA TRANSPORT 93g38.17.3 Unsuccessful Operation 93g38.17.4 Abnormal Conditions 93g39 Elements for S1AP Communication 94g39.1 Message Functional Definition and Content 94g39.1.1 Ge

46、neral 94g39.1.2 Message Contents . 94g39.1.2.1 Presence 94g39.1.2.2 Criticality 94g39.1.2.3 Range 94g39.1.2.4 Assigned Criticality . 94g39.1.3 E-RAB Management Messages 95g39.1.3.1 E-RAB SETUP REQUEST . 95g39.1.3.2 E-RAB SETUP RESPONSE . 96g39.1.3.3 E-RAB MODIFY REQUEST . 97g39.1.3.4 E-RAB MODIFY RE

47、SPONSE . 97g39.1.3.5 E-RAB RELEASE COMMAND 98g39.1.3.6 E-RAB RELEASE RESPONSE . 98g39.1.3.7 E-RAB RELEASE INDICATION 99g39.1.3.8 E-RAB MODIFICATION INDICATION 100g39.1.3.9 E-RAB MODIFICATION CONFIRM . 101g39.1.4 Context Management Messages . 101g39.1.4.1 INITIAL CONTEXT SETUP REQUEST 101g39.1.4.2 Vo

48、id. 102g39.1.4.3 INITIAL CONTEXT SETUP RESPONSE 103g39.1.4.4 INITIAL CONTEXT SETUP FAILURE 103g39.1.4.5 UE CONTEXT RELEASE REQUEST 103g39.1.4.6 UE CONTEXT RELEASE COMMAND . 104g39.1.4.7 UE CONTEXT RELEASE COMPLETE . 104g39.1.4.8 UE CONTEXT MODIFICATION REQUEST . 104g39.1.4.9 UE CONTEXT MODIFICATION

49、RESPONSE . 105g39.1.4.10 UE CONTEXT MODIFICATION FAILURE 105g39.1.4.11 UE RADIO CAPABILITY MATCH REQUEST . 106g39.1.4.12 UE RADIO CAPABILITY MATCH RESPONSE . 106g39.1.4.13 UE CONTEXT MODIFICATION INDICATION . 106g3ETSI ETSI TS 136 413 V14.4.1 (2018-01)83GPP TS 36.413 version 14.4.1 Release 149.1.4.14 UE CONTEXT MODIFICATION CONFIRM 106g39.1.4.15 UE CONTEXT SUSPEND REQUEST 107g39.1.4.16 UE CONTEXT SUSPEND RESPONSE 107g39.1.4.17 UE CONTEXT RESUME REQUEST 107g39.1.4.18 UE CONTEXT RESUME RESPONSE 108g39.1.4.19 UE CONTEXT RESUME FAILURE . 108g39.1.4.20 CONNECTION ESTABLISHMENT