IMO ID520E-2011 MARPOL Consolidated Edition 2011 - International Convention for the Prevention of Pollution from Ships 1973 (Fifth Edition).pdf

1、 MARPOLCONSOLIDATED EDITION 2011Articles, Protocols, Annexes and Unified Interpretations of the International Convention for the Prevention of Pollution from Ships, 1973, as modified by the 1978 and 1997 ProtocolsLondon, 2011First published in 1991 by the INTERNATIONAL MARITIME ORGANIZATION 4 Albert

2、 Embankment, London SE1 7SR www.imo.orgFifth edition 2011Printed in the United Kingdom by CPI Books Limited, Reading RG1 8EXISBN 978-92-801-1532-1IMO PUBLICATIONSales number: ID520ECopyright International Maritime Organization 2011All rights reserved. No part of this publication may be reproduced, s

3、tored in a retrieval system, or transmitted in any form or by any means, without prior permission in writing from the International Maritime Organization.Reproduction and/or translation rights may be available for this title. For further details please contact IMO Publishing at copyrightimo.org.This

4、 publication has been prepared from official documents of IMO, and every effort has been made to eliminate errors and reproduce the original text(s) faithfully. Readers should be aware that, in case of inconsistency, the official IMO text will prevail.MARPOL CONSOLIDATED EDITION 2011 iiiContentsIntr

5、oduction 1International Convention for the Prevention of Pollution from Ships, 1973 . 9Protocol of 1978 relating to the International Convention for the Prevention of Pollution from Ships, 1973 21Protocol I: Provisions concerning reports on incidents involving harmful substances . 27Protocol II: Arb

6、itration 31Protocol of 1997 to amend the International Convention for the Prevention of Pollution from Ships, 1973, as modified by the Protocol of 1978 relating thereto . 35MARPOL Annex I Regulations for the prevention of pollution by oilChapter 1 GeneralRegulation 1 Definitions 41Regulation 2 Appli

7、cation . 47Regulation 3 Exemptions and waivers 48Regulation 4 Exceptions 49Regulation 5 Equivalents 50Chapter 2 Surveys and certificationRegulation 6 Surveys 51Regulation 7 Issue or endorsement of certificate 53Regulation 8 Issue or endorsement of certificate by another Government . 53Regulation 9 F

8、orm of certificate 53Regulation 10 Duration and validity of certificate 53Regulation 11 Port State control on operational requirements . 55PageContentsiv MARPOL CONSOLIDATED EDITION 2011Chapter 3 Requirements for machinery spaces of all shipsPart A ConstructionRegulation 12 Tanks for oil residues (s

9、ludge) 56Regulation 12A Oil fuel tank protection 56Regulation 13 Standard discharge connection . 64Part B EquipmentRegulation 14 Oil filtering equipment . 64Part C Control of operational discharge of oilRegulation 15 Control of discharge of oil 66A Discharges outside special areasB Discharges in spe

10、cial areasC Requirements for ships of less than 400 gross tonnage in all areas except the Antarctic areaD General requirementsRegulation 16 Segregation of oil and water ballast and carriage of oil in forepeak tanks 67Regulation 17 Oil Record Book, Part I Machinery space operations . 67Chapter 4 Requ

11、irements for the cargo area of oil tankersPart A ConstructionRegulation 18 Segregated ballast tanks 69Regulation 19 Double hull and double bottom requirements for oil tankers delivered on or after 6 July 1996 . 73Regulation 20 Double hull and double bottom requirements for oil tankers delivered befo

12、re 6 July 1996 . 76Regulation 21 Prevention of oil pollution from oil tankers carrying heavy grade oil as cargo . 78Regulation 22 Pump-room bottom protection . 80Regulation 23 Accidental oil outflow performance . 80Regulation 24 Damage assumptions 87Regulation 25 Hypothetical outflow of oil . 88Regu

13、lation 26 Limitations of size and arrangement of cargo tanks 90Regulation 27 Intact stability . 91Regulation 28 Subdivision and damage stability . 92Regulation 29 Slop tanks 95Regulation 30 Pumping, piping and discharge arrangement . 96Part B EquipmentRegulation 31 Oil discharge monitoring and contr

14、ol system 98Regulation 32 Oil/water interface detector . 98Regulation 33 Crude oil washing requirements 99PageContentsvMARPOL CONSOLIDATED EDITION 2011PagePart C Control of operational discharges of oilRegulation 34 Control of discharge of oil 99A Discharges outside special areasB Discharges in spec

15、ial areasC Requirements for oil tankers of less than 150 gross tonnageD General requirementsRegulation 35 Crude oil washing operations 100Regulation 36 Oil Record Book Part II Cargo/ballast operations 101Chapter 5 Prevention of pollution arising from an oil pollution incidentRegulation 37 Shipboard

16、oil pollution emergency plan 102Chapter 6 Reception facilitiesRegulation 38 Reception facilities 103A Reception facilities outside special areasB Reception facilities within special areasC General requirementsChapter 7 Special requirements for fixed or floating platformsRegulation 39 Special require

17、ments for fixed or floating platforms 106Chapter 8 Prevention of pollution during transfer of oil cargo between oil tankers at seaRegulation 40 Scope of application 107Regulation 41 General Rules on safety and environmental protection . 107Regulation 42 Notification . 108Chapter 9 Special requiremen

18、ts for the use or carriage of oils in the Antarctic areaRegulation 43 Special requirements for the use or carriage of oils in the Antarctic area . 109Appendices to Annex IAppendix I List of oils. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111A

19、ppendix II Form of IOPP Certificate and Supplements 112Appendix III Form of Oil Record Book . 125Unified Interpretations of Annex I . 135Appendices to Unified Interpretations of Annex IAppendix 1 Guidance to Administrations concerning draughts recommended for segregated ballast tankers below 150 m i

20、n length 151Appendix 2 Interim recommendation for a unified interpretation of regulations 18.12 to 18.15 “Protective location of segregated ballast spaces” . 152Appendix 3 Connection of small diameter line to the manifold valve 158Appendix 4 Specifications for the design, installation and operation

21、of a part flow system for control of overboard discharges . 159Appendix 5 Discharges from fixed or floating platforms 162Contentsvi MARPOL CONSOLIDATED EDITION 2011PageMARPOL Annex II Regulations for the control of pollution by noxious liquid substances in bulkChapter 1 GeneralRegulation 1 Definitio

22、ns 165Regulation 2 Application . 167Regulation 3 Exceptions 167Regulation 4 Exemptions . 167Regulation 5 Equivalents 169Chapter 2 Categorization of noxious liquid substancesRegulation 6 Categorization and listing of noxious liquid substances and other substances 170Chapter 3 Surveys and certificatio

23、nRegulation 7 Survey and certification of chemical tankers . 171Regulation 8 Surveys 171Regulation 9 Issue or endorsement of Certificate 173Regulation 10 Duration and validity of Certificate 173Chapter 4 Design, construction, arrangement and equipmentRegulation 11 Design, construction, equipment and

24、 operations . 175Regulation 12 Pumping, piping, unloading arrangements and slop tanks . 175Chapter 5 Operational discharges of residues of noxious liquid substancesRegulation 13 Control of discharges of residues of noxious liquid substances . 177Regulation 14 Procedures and Arrangements Manual . 179

25、Regulation 15 Cargo Record Book . 180Chapter 6 Measures of control by port StatesRegulation 16 Measures of control . 181Chapter 7 Prevention of pollution arising from an incident involving noxious liquid substancesRegulation 17 Shipboard marine pollution emergency plan for noxious liquid substances

26、183Chapter 8 Reception facilitiesRegulation 18 Reception facilities and cargo unloading terminal arrangements 184Appendices to Annex IIAppendix I Guidelines for the categorization of noxious liquid substances . 185Appendix II Form of Cargo Record Book for ships carrying noxious liquid substances in

27、bulk . 188Appendix III Form of International Pollution Prevention Certificate for the Carriage of Noxious Liquid Substances in Bulk 192Appendix IV Standard format for the Procedures and Arrangements Manual . 196ContentsviiMARPOL CONSOLIDATED EDITION 2011Appendix V Assessment of residue quantities 20

28、5Appendix VI Prewash procedures . 207Appendix VII Ventilation procedures . 211MARPOL Annex III Regulations for the prevention of pollution by harmful substances carried by sea in packaged formRegulation 1 Definitions 215Regulation 2 Packing 215Regulation 3 Marking and labelling 215Regulation 4 Docum

29、entation 216Regulation 5 Stowage 216Regulation 6 Quantity limitations . 216Regulation 7 Exceptions 217Regulation 8 Port State control on operational requirements . 217Appendix to Annex III Appendix Criteria for the identification of harmful substances in packaged form 219MARPOL Annex IV Regulations

30、for the prevention of pollution by sewage from shipsChapter 1 GeneralRegulation 1 Definitions 223Regulation 2 Application . 224Regulation 3 Exceptions 224Chapter 2 Surveys and certificationRegulation 4 Surveys 225Regulation 5 Issue or endorsement of Certificate 226Regulation 6 Issue or endorsement o

31、f a Certificate by another Government . 226Regulation 7 Form of Certificate 227Regulation 8 Duration and validity of Certificate 227Chapter 3 Equipment and control of dischargeRegulation 9 Sewage systems 229Regulation 10 Standard discharge connections 229Regulation 11 Discharge of sewage 230Chapter

32、4 Reception facilitiesRegulation 12 Reception facilities 231Chapter 5 Port State controlRegulation 13 Port State control on operational requirements . 232PageContentsviii MARPOL CONSOLIDATED EDITION 2011PageAppendix to Annex IV Appendix Form of International Sewage Pollution Prevention Certificate 2

33、33Unified Interpretations of Annex IV . 237MARPOL Annex V Regulations for the prevention of pollution by garbage from shipsRegulation 1 Definitions 241Regulation 2 Application . 241Regulation 3 Disposal of garbage outside special areas . 242Regulation 4 Special requirements for disposal of garbage 2

34、42Regulation 5 Disposal of garbage within special areas 242Regulation 6 Exceptions 244Regulation 7 Reception facilities 244Regulation 8 Port State control on operational requirements . 244Regulation 9 Placards, garbage management plans and garbage record-keeping 245Appendix to Annex V Appendix Form

35、of Garbage Record Book . 247MARPOL Annex VI Regulations for the prevention of air pollution from shipsChapter 1 GeneralRegulation 1 Application . 253Regulation 2 Definitions 253Regulation 3 Exceptions and exemptions . 255Regulation 4 Equivalents 256Chapter 2 Survey, certification and means of contro

36、lRegulation 5 Surveys 257Regulation 6 Issue or endorsement of a Certificate 258Regulation 7 Issue of a Certificate by another Party 258Regulation 8 Form of Certificate 259Regulation 9 Duration and validity of Certificate 259Regulation 10 Port State control on operational requirements . 260Regulation

37、 11 Detection of violations and enforcement . 261Chapter 3 Requirements for control of emissions from shipsRegulation 12 Ozone-depleting substances 262Regulation 13 Nitrogen oxides (NOx) . 263Regulation 14 Sulphur oxides (SOx) and particulate matter . 266Regulation 15 Volatile organic compounds (VOC

38、s) . 267ContentsixMARPOL CONSOLIDATED EDITION 2011Regulation 16 Shipboard incineration . 268Regulation 17 Reception facilities 269Regulation 18 Fuel oil availability and quality . 270Appendices to Annex VIAppendix I Form of International Air Pollution Prevention (IAPP) Certificate (Regulation 8) 273

39、Appendix II Test cycles and weighting factors (Regulation 13) . 279Appendix III Criteria and procedures for designation of emission control areas (Regulation 13.6 and regulation 14.3) 280Appendix IV Type approval and operating limits for shipboard incinerators (Regulation 16) . 282Appendix V Informa

40、tion to be included in the bunker delivery note (Regulation 18.5) . 283Appendix VI Fuel verification procedure for MARPOL Annex VI fuel oil samples (Regulation 18.8.2) 284Appendix VII North American Emission Control Area (Regulation 13.6 and regulation 14.3) 286Unified Interpretations of Annex VI .

41、295Additional information1 List of related documents . 2992 List of MEPC resolutions 3033 Status of MARPOL, amendments and related instruments . 3154 Prospective amendments to MARPOL annexes . 319Prospective amendments to MARPOL Annex III (resolution MEPC.193(61) . 319Prospective amendments to MARPO

42、L Annex IV (resolution MEPC.200(62) 325Consolidated text of MARPOL Annex IV, including amendments adopted by resolution MEPC.200(62) . 329Prospective amendments to MARPOL Annex V (resolution MEPC.201(62) . 341Prospective amendments to MARPOL Annex VI (resolution MEPC.202(62) 353Prospective amendment

43、s to MARPOL Annex VI (resolution MEPC.203(62) 365Consolidated text of MARPOL Annex VI, including amendments adopted by resolutions MEPC.202(62) and MEPC.203(62) . 3775 2011 Guidelines for the carriage of blends of petroleum oil and biofuels 4276 Certificates and documents required to be carried on b

44、oard ships . 431PageMARPOL CONSOLIDATED EDITION 2011 1IntroductionThe International Convention for the Prevention of Pollution from Ships, 1973 (MARPOL Convention), was adopted by the International Conference on Marine Pollution convened by the International Maritime Organi-zation (IMO) from 8 Octob

45、er to 2 November 1973. Protocol I (Provisions concerning reports on incidents involving Harmful Substances) and Protocol II (Arbitration) were adopted at the same Conference. This Convention was subsequently modified by the Protocol of 1978 relating thereto, which was adopted by the International Co

46、nference on Tanker Safety and Pollution Prevention (TSPP Conference) convened by IMO from 6 to 17 February 1978. The Convention, as modified by the 1978 Protocol, is known as the “International Convention for the Prevention of Pollution from Ships, 1973, as modified by the Protocol of 1978 relating

47、thereto”, or, in short form, “MARPOL 73/78”. Regulations covering the various sources of ship-generated pollution are contained in the five Annexes of the Convention. The Convention has also been modified by the Protocol of 1997, whereby a sixth Annex was added. It may be noted that the Marine Envir

48、onment Protection Committee (MEPC), at its fifty-sixth session, decided that, when referring to the Convention and its six Annexes as a whole, the term “MARPOL” should be preferred to “MARPOL 73/78”, as the latter would leave Annex VI on Prevention of air pollution from ships, which had been adopted

49、 by the 1997 Protocol, outside its scope.The Marine Environment Protection Committee, since its inception in 1974, has reviewed various provisions of the MARPOL Convention that have been found to require clarification or have given rise to difficulties in implementation. In order to resolve such ambiguities and difficulties in a uniform manner, the MEPC agree