1、BRITISH STANDARD BS ISO/IEC 10040:1992 Incorporating Amendment No.1 Implementation of ISO/IEC10040:1992 Information technology Open Systems Interconnection Systems management overview UDC 681.3:691.39BSISO/IEC10040:1992 This British Standard, having been prepared under the directionof the Informatio
2、n Systems Technology StandardsPolicy Committee, waspublished under the authorityof the Standards Boardand comes intoeffecton 15January1993 BSI 11-1999 The following BSI references relate to the work on this standard: Committee reference IST/21 Draft for comment 90/66823 DC ISBN 0 580 21557 1 Committ
3、ees responsible for this British Standard The preparation of this British Standard was entrusted by the Information Systems Technology Standards Policy Committee (IST/-) to Technical Committee IST/21, upon which the following bodies were represented: AEA Technology British Computer Society British T
4、elecommunications plc Ccta (the Government Centre for Information Systems) Department of Trade and Industry It Standards Unit (Itd6a) Digital Equipment Co. Ltd. IBM UnitedKingdom Ltd. Information Systems Committee of the Universities Funding Council International Computers Limited Level7 Ltd. Logica
5、 UK Ltd. Ministry of Defence National Health Services Oracle Corporation (UK) Ltd. PSC International Ltd. Rank Xerox Ltd. SEMA Group Systems Ltd. Salford Software Services (35) Swift Project Consortium Amendments issued since publication Amd. No. Date Comments 8516 April 1995 Indicated by a sideline
6、 in the marginBSISO/IEC10040:1992 BSI 11-1999 i Contents Page Committees responsible Inside front cover National foreword ii Foreword iii Text of ISO/IEC 10040 1BSISO/IEC10040:1992 ii BSI 11-1999 National foreword This British Standard reproduces verbatim ISO/IEC10040:1992 including Technical Corrig
7、endum1, and implements it as the UK national standard. This British Standard is published under the direction of the Information Systems Technology Standards Policy Committee whose Technical Committee IST/21 has the responsibility to: aid enquirers to understand the text; present to the responsible
8、international committee any enquiries on interpretation, or proposals for change, and keep UK interests informed; monitor related international and European developments and promulgate them in the UK. NOTEInternational and European Standards, as well as overseas standards, are available from BSI Sal
9、es Department, BSI, Linford Wood, Milton Keynes, MK146LE. A British Standard does not purport to include all the necessary provisions of a contract. Users of British Standards are responsible for their correct application. Compliance with a British Standard does not of itself confer immunity from le
10、gal obligations. Summary of pages This document comprises a front cover, an inside front cover, pagesi andii, theISO/IEC title page, pages ii to iv, pages1 to23 and a back cover. This standard has been updated (see copyright date) and may have had amendments incorporated. This will be indicated in t
11、he amendment table on the inside front cover.ISO/IEC10040:1992 (E) ii BSI 11-1999 Contents Page Foreword iii 1 Scope 1 2 Normative references 1 2.1 Identical CCITT Recommendations|International Standards 1 2.2 Paired Recommendations|International Standards equivalent in technical content 2 2.3 Addit
12、ional references 2 3 Definitions 3 3.1 Basic reference model definitions 3 3.2 Management framework definitions 3 3.3 CMISE definitions 3 3.4 Management information model definitions 3 3.5 OSI conformance testing methodology and framework definitions 3 3.6 Systems management overview definitions 3 4
13、 Abbreviations 5 5 Systems management 5 6 Systems management model 6 6.1 Introduction 6 6.2 Information aspects 7 6.3 Functional aspects 9 6.4 OSI communications aspects 9 6.5 Organizational aspects 12 7 Systems management standards 14 7.1 Architecture and structure 14 7.2 Communication of managemen
14、t information 14 7.3 Structure of management information 14 7.4 Systems management functions 15 8 Conformance and compliance 15 8.1 Compliance to this Recommendation|International Standard 16 8.2 Conformance to this Recommendation|International Standard 18 Annex A Application context for systems man
15、agement 19 Annex B Scope statement for systems management functions 22 Figure 1 Systems management interactions 7 Figure 2 Relationship between information and communication aspects of the systems management model 8 Figure 3 Communication support for notifications and managements operations 10 Figur
16、e 4 Management and the application layer 11 Figure 5 Views of shared management knowledge 12 Figure 6 Concept of management domains 13 Figure 7 Relationship between standards 16 Descriptors: Data processing, information interchange, network interconnection, open systems interconnection, systems mana
17、gement, management, generalities.ISO/IEC10040:1992(E) BSI 11-1999 iii Foreword ISO (the International Organization for Standardization) and IEC (theInternational Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC par
18、ticipate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmen
19、tal and non-governmental, in liaison with ISO and IEC, also participate in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC1. Draft International Standards adopted by the joint technical committee are circulated to national bodie
20、s for voting. Publication as an International Standard requires approval by at least75% of the national bodies casting a vote. International Standard ISO/IEC10040 was prepared by the Joint Technical Committee ISO/IEC JTC1, Information technology, in collaboration with CCITT. The identical text is pu
21、blished as CCITT RecommendationX.701. Annex A forms an integral part of ISO/IEC10040. Annex B is for information only.iv blankISO/IEC10040:1992 (E) BSI 11-1999 1 1 Scope This Recommendation|International Standard provides an overview to the family of systems management standards; establishes the bas
22、is for partitioning the systems management standards into separate groups, specifying the scope of each group and identifying the principal components within each group; gives guidance on the development of systems management standards and identifies the way they relate to each other; defines terms
23、for use by other systems management standards. is applicable to the definition of all systems management standards and to all aspects of systems management of whatever scale; is applicable to situations in which the responsibility for systems management is centralised and those where it is decentral
24、ised; establishes a model for systems management, identifies several aspects of systems management (i.e.,information, functional, communications, and organizational), and further refines the model to clarify these aspects; identifies the principles governing conformance requirements and conformance
25、claims to systems management standards. There are no conformance requirements on the main body of this Recommendation|International Standard, however it does specify requirements on standards claiming compliance to systems management. Annex A of this Recommendation|International Standard defines an
26、application context for systems management and specifies the rules for negotiating systems management functional units. There are conformance requirements associated with these rules. 2 Normative references The following CCITT Recommendations and International Standards contain provisions which, thr
27、ough reference in this text, constitute provisions of this Recommendation|International Standard. At the time of publication, the editions indicated were valid. All Recommendations and Standards are subject to revision, and parties to agreement based on this Recommendation|International Standard are
28、 encouraged to investigate the possibility of applying the most recent editions of the Recommendations and Standards listed below. Members of IEC and ISO maintain registers of currently valid International Standards. The CCITT Secretariat maintains a list of the currently valid CCITT Recommendations
29、. 2.1 Identical CCITT Recommendations| International Standards CCITT Recommendation X.720 (1992)| ISO/IEC10165-1:1992, Information technology Open Systems Interconnection Structure of management information: Management information model. CCITT Recommendation X.721 (1992)| ISO/IEC10165-2:1992, Inform
30、ation technology Open Systems Interconnection Structure of management information: Definition of management information. CCITT Recommendation X.722 (1992)| ISO/IEC10165-4:1992, Information technology Open Systems Interconnection Structure of management information: Guidelines for the definition of m
31、anaged objects. CCITT Recommendation X.730 (1992)| ISO/IEC10164-1:1992, Information technology Open Systems Interconnection Systems Management: Object management function. CCITT Recommendation X.731 (1992)| ISO/IEC10164-2:1992, Information technology Open Systems Interconnection Systems Management:
32、State management function. CCITT Recommendation X.732 (1992)| ISO/IEC 10164-3:1992, Information technology Open Systems Interconnection Systems Management: Attributes for representing relationships. CCITT Recommendation X.733 (1992)| ISO/IEC10164-4:1992, Information technology Open Systems Interconn
33、ection Systems Management: Alarm reporting function.ISO/IEC10040:1992 (E) 2 BSI 11-1999 CCITT Recommendation X.734 1)(1992)| ISO/IEC 10164-5:1992, Information technology Open Systems Interconnection Systems Management: Event report management function. CCITT Recommendation X.735 1)(1992)| ISO/IEC101
34、64-6:1992, Information technology Open Systems Interconnection Systems Management: Log control function. CCITT Recommendation X.736 (1992)| ISO/IEC10164-7:1992, Information technology Open Systems Interconnection Systems Management: Security alarm reporting function. 2.2 Paired Recommendations|Inter
35、national Standards equivalent in technical content CCITT Recommendation X.200 (1988), Reference Model of Open Systems Interconnection for CCITT Applications. ISO7498:1984, Information processing systems Open Systems Interconnection Basic Reference Model. CCITT Recommendation X.700 1) , Management Fr
36、amework Definition for Open Systems Interconnection (OSI) for CCITT Applications. ISO/IEC7498-4:1989, Information processing systems Open Systems Interconnection Basic Reference Model Part4: Management framework. CCITT Recommendation X.209 (1988), Specification of basic encoding rules for abstract s
37、yntax notation one (ASN.1). ISO/IEC8825:1990, Information technology Open Systems Interconnection Specification of Basic Encoding Rules for Abstract Syntax Notation One (ASN.1). CCITT Recommendation X.217 (1988), Association control service definition for Open Systems Interconnection for CCITT Appli
38、cations. ISO8649:1988, Information processing systems Open Systems Interconnection Service definition of the Association Control Service Element. CCITT Recommendation X.227 (1988), Association Control Protocol Specification for Open Systems Interconnection for CCITT Applications. ISO8650:1988, Infor
39、mation processing systems Open Systems Interconnection Protocol specification for the Association Control Service Element. CCITT Recommendation X.219 (1988), Remote Operations: model, notation and service definition. ISO/IEC9072-1:1989, Information processing Text communication Remote Operations Par
40、t1: Model, notation and service definition. CCITT Recommendation X.229 (1988), Remote Operations: Protocol specification. ISO/IEC9072-2:1989, Information processing systems Text communication Remote Operations Part2: Protocol specification. CCITT Recommendation X.290 (1992), OSI Conformance testing
41、Methodology and Framework for Protocol Recommendations for CCITT Applications General Concepts. ISO/IEC 9646-1:1991, Information technology Open Systems Interconnection Conformance testing methodology and framework Part1: General concepts. CCITT Recommendation X.710 (1991), Common management informa
42、tion service definition for CCITT applications. ISO/IEC 9595:1991, Information technology Open Systems Interconnection Common management information service definition. CCITT Recommendation X.711 (1991), Common management information protocol specification for CCITT applications. ISO/IEC9596-1:1991,
43、 Information technology Open Systems Interconnection Common management information protocol Part1:Specification. 2.3 Additional references ISO/IEC8571:1989, Information processing systems Open Systems Interconnection File Transfer, Access and Management. ISO/IEC9545:1989, Information technology Open
44、 Systems Interconnection Application Layer structure. ISO/IEC10026: . 2) , Information technology Open Systems Interconnection Distributed Transaction Processing. 1) Presently at state of draft Recommendation. 2) To be published.ISO/IEC10040:1992 (E) BSI 11-1999 3 3 Definitions 3.1 Basic reference m
45、odel definitions This Recommendation|International Standard is based on the concepts in the Basic Reference Model for Open Systems Interconnection and makes use of the following terms defined in CCITT Rec.X.200|ISO7498: a) application service element; b) systems management. 3.2 Management framework
46、definitions This Recommendation|International Standard makes use of the following terms defined in CCITT Rec.X.700|ISO/IEC7498-4: a) managed object; b) management information base; c) systems management application entity. 3.3 CMISE definitions This Recommendation|International Standard makes use of
47、 the following terms defined in CCITT Rec.X.710|ISO/IEC9595: a) attribute (of managed object); b) common management information service element; c) common management information services. 3.4 Management information model definitions This Recommendation|International Standard makes use of the followi
48、ng terms defined in CCITT Rec.X.720|ISO/IEC10165-1: a) attribute type; b) naming tree; c) managed object boundary. 3.5 OSI conformance testing methodology and framework definitions This Recommendation|International Standard makes use of the following terms defined in CCITT Rec.X.290|ISO/IEC9646-1: a
49、) protocol implementation conformance statement (PICS); b) PICS proforma; c) system conformance statement. 3.6 Systems management overview definitions For the purposes of this Recommendation| International Standard, the following definitions apply:. 3.6.1 agent an MIS-User, which for a particular systems management interaction, has taken an agent role 3.6.2 agent role a role taken by an MIS-User in which
