BS DD ISO TS 29585-2010 Health informatics - Deployment of a clinical data warehouse《保健信息学 临床数据仓库调度》.pdf

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1、DD ISO/TS29585:2010ICS 35.240.80NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWDRAFT FOR DEVELOPMENTHealth informatics Deploymentof a clinical datawarehouseThis Draft for Developmentwas published under theauthority of the StandardsPolicy and StrategyCommittee on 30 June2010 BS

2、I 2010ISBN 978 0 580 68277 3Amendments/corrigenda issued since publicationDate CommentsDD ISO/TS 29585:2010National forewordThis Draft for Development is the UK implementation of ISO/TS29585:2010.This publication is not to be regarded as a British Standard.It is being issued in the Draft for Develop

3、ment series of publications andis of a provisional nature. It should be applied on this provisional basis,so that information and experience of its practical application can beobtained.Comments arising from the use of this Draft for Development arerequested so that UK experience can be reported to t

4、he internationalorganization responsible for its conversion to an international standard.A review of this publication will be initiated not later than 3 years afterits publication by the international organization so that a decision can betaken on its status. Notification of the start of the review

5、period will bemade in an announcement in the appropriate issue of Update Standards.According to the replies received by the end of the review period,the responsible BSI Committee will decide whether to support theconversion into an international Standard, to extend the life of theTechnical Specifica

6、tion or to withdraw it. Comments should be sent tothe Secretary of the responsible BSI Technical Committee at BritishStandards House, 389 Chiswick High Road, London W4 4AL.The UK participation in its preparation was entrusted to TechnicalCommittee IST/35, Health informatics.A list of organizations r

7、epresented on this committee can be obtained onrequest to its secretary.This publication does not purport to include all the necessary provisionsof a contract. Users are responsible for its correct application.Compliance with a British Standard cannot confer immunityfrom legal obligations.DD ISO/TS

8、29585:2010Reference numberISO/TS 29585:2010(E)ISO 2010TECHNICAL SPECIFICATION ISO/TS29585First edition2010-05-15Health informatics Deployment of a clinical data warehouse Informatique de sant Dploiement dun entrept des donnes cliniques DD ISO/TS 29585:2010ISO/TS 29585:2010(E) PDF disclaimer This PDF

9、 file may contain embedded typefaces. In accordance with Adobes licensing policy, this file may be printed or viewed but shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein

10、the responsibility of not infringing Adobes licensing policy. The ISO Central Secretariat accepts no liability in this area. Adobe is a trademark of Adobe Systems Incorporated. Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PD

11、F-creation parameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. COPYRIGHT PROTECTED DOCUMENT

12、ISO 2010 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in t

13、he country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2010 All rights reservedDD ISO/TS 29585:2010ISO/TS 29585:2010(E) ISO 2010 All rights reserved iiiCo

14、ntents Page Foreword iv Introduction.v 1 Scope1 2 Normative references1 3 Terms and definitions .1 4 Abbreviated terms .4 5 Principle4 6 General considerations of deployment of a clinical data warehouse4 6.1 Overview.4 6.2 Requirements.6 6.3 Scope10 6.4 Planning and implementation 12 6.5 Design cons

15、iderations15 6.6 Data and metadata.19 6.7 Security and privacy .20 7 Clinical data warehouse: data aggregation and data modelling 25 7.1 Introduction25 7.2 Data and decision making 25 7.3 Defining CDW dimensions according to business need and relation to process27 7.4 Health system indicators31 8 Ar

16、chitecture and technology32 8.1 Introduction32 8.2 General characteristics.32 8.3 Existing work on data warehousing 33 8.4 Presentation layer outputs .46 8.5 Security.53 Bibliography56 DD ISO/TS 29585:2010ISO/TS 29585:2010(E) iv ISO 2010 All rights reservedForeword ISO (the International Organizatio

17、n for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has

18、 the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. Inter

19、national Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publicat

20、ion as an International Standard requires approval by at least 75 % of the member bodies casting a vote. In other circumstances, particularly when there is an urgent market requirement for such documents, a technical committee may decide to publish other types of document: an ISO Publicly Available

21、Specification (ISO/PAS) represents an agreement between technical experts in an ISO working group and is accepted for publication if it is approved by more than 50 % of the members of the parent committee casting a vote; an ISO Technical Specification (ISO/TS) represents an agreement between the mem

22、bers of a technical committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting a vote. An ISO/PAS or ISO/TS is reviewed after three years in order to decide whether it will be confirmed for a further three years, revised to become an International Stan

23、dard, or withdrawn. If the ISO/PAS or ISO/TS is confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an International Standard or be withdrawn. Attention is drawn to the possibility that some of the elements of this document may be the subject

24、 of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO/TS 29585 was prepared by Technical Committee ISO/TC 215, Health informatics. DD ISO/TS 29585:2010ISO/TS 29585:2010(E) ISO 2010 All rights reserved vIntroduction This Technical Specification furthe

25、rs the work of ISO/TR 22221 by providing implementation guidance for a clinical data warehouse and describing general considerations of development and deployment, issues and applications of data aggregation and data modelling, and architecture and technology approaches. The role of the clinical dat

26、a warehouse is to enable data analyses in support of effective policies and decision-making, to improve quality of care, to improve health services organizations, as well as to influence learning and research. It will have relevance to both developing and more established health systems. It will ena

27、ble meaningful comparison of programmes and outcomes. Although data warehouse technologies are becoming increasingly used in non-healthcare sectors, their use in health is still at an early stage. ISO/TR 22221 had a primary goal of underpinning a coherent approach to the diverse and multi-stakeholde

28、r perspectives of secondary use of data from various health system sources. This Technical Specification is intended to have pragmatic relevance by indicating best practice in setting up a clinical data warehouse and in using it from data abstraction and architectural perspectives. The clinical data

29、 warehouse is distinguished by the complexity of the interactions of data and hence the challenges to provide adequate methods for evaluating process and outcomes of care for different populations and sub-populations. Currently such knowledge is relatively fragmented and it is too early to be integr

30、ated into an International Standard. A Technical Specification will however benefit progression to an International Standard by aligning emerging best practice from different international experience. The clinical data warehouse is also, in health informatics, the place of the intersection of health

31、 services delivery, organization and epidemiological expertise concerned with adequate and effective data abstraction and presentation for different decision-making contexts as presented in ISO/TR 22221. Good use of the clinical data warehouse will depend on furthering common approaches to frequentl

32、y used data abstractions that concern analysis of care delivery and organization. Effective data warehouse deployment will be enabled by promoting good practice in furnishing dynamically accessible, interpretable data combinations, which will depend on showing the relationship between clinical and h

33、ealth system need and the architectural properties of the data warehouse. This technical specification complements the ISO 13606 series in that competent extended use of data beyond immediate care delivery depends on the effective organization of the original source data. DD ISO/TS 29585:2010DD ISO/

34、TS 29585:2010TECHNICAL SPECIFICATION ISO/TS 29585:2010(E) ISO 2010 All rights reserved 1Health informatics Deployment of a clinical data warehouse IMPORTANT The electronic file of this document contains colours which are considered to be useful for the correct understanding of the document. Users sh

35、ould therefore consider printing this document using a colour printer. 1 Scope This Technical Specification has three sections, 1) general considerations of design and deployment, 2) data aggregation and data modelling and 3) architecture and technology, and is intended to provide an overall set of

36、guidelines for clinical data warehouse deployment supported by useful descriptions concerning different data aggregation and modelling approaches as well as particular aspects of information architecture that contribute to successful deployment. The first section is of particular interest to healthc

37、are decision-makers, including information technology managers, of requirements and procedures that support successful clinical data warehouse deployment. The second section supports the understanding, choice, instigation and evaluation of methods that ensure reliable selection and aggregation of pr

38、imary data for adequate compilation and presentation to support decisions this section is of particular interest to statisticians, epidemiologists, healthcare evaluation specialists and others. Section three is of particular interest to informaticians concerned with efficient architectures, data min

39、ing methods, dynamic data querying and visualization for clinical data warehouses. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the

40、 referenced document (including any amendments) applies. ISO/TR 22221, Health informatics Good principles and practices for a clinical data warehouse ISO/TS 25237, Health informatics Pseudonymization ISO 27799, Health informatics Information security management in health using ISO/IEC 27002 3 Terms

41、and definitions For the purposes of this document, the following terms and definitions apply. 3.1 clinical data repository CDR operational data store that holds and manages clinical data collected from service encounters at point of service locations NOTE Data from a CDR can be fed to the EHR for th

42、at client, such that the CDR is recognised as a source system for the EHR. The CDR can be used to trigger alerts in real time. DD ISO/TS 29585:2010ISO/TS 29585:2010(E) 2 ISO 2010 All rights reserved3.2 clinical data warehouse CDW grouping of data accessible by a single data management system, possib

43、ly of diverse sources, pertaining to a health system or sub-system and enabling secondary data analysis for questions relevant to understanding the functioning of that health system, and hence supporting proper maintenance and improvement of that health system NOTE A CDW tends not to be used in real

44、 time. However, depending on the rapidity of transfer of data to the data warehouse, and data integrity, near real-time applications are not excluded. 3.3 dashboard user interface based on predetermined reports, indicators and data fields, upon which the end user can apply filters and graphical disp

45、lay methods to answer predetermined business questions and which is suited to regular use with minimal training 3.4 data dictionary database used for data that refer to the use and structure of other data, i.e. a database for the storage of metadata 3.5 data mart subject area of interest within the

46、data warehouse (3.6) EXAMPLE An inpatient data mart. NOTE Data marts can also exist as a standalone database tuned for query and analysis, independent of a data warehouse. 3.6 data warehouse subject-oriented, integrated, time-variant and non-volatile collection of data NOTE See Reference 5. 3.7 data

47、 warehouse dimension subject-oriented, often hierarchical business relevant grouping of data 3.8 drill down exploration of multidimensional data which makes it possible to move down from one level of detail to the next depending on the granularity of data EXAMPLE Number of patients by departments an

48、d/or by services. 3.9 episode of care identifiable grouping of healthcare-related activities characterized by the entity relationship between the subject of care and a healthcare provider, such grouping determined by the healthcare provider ISO/TS 18308:2004, definition 3.23 3.10 health indicator si

49、ngle summary measure, most often expressed in quantitative terms, that represents a key dimension of health status, the healthcare system, or related factors NOTE A health indicator is informative and also sensitive to variations over time and across jurisdictions. ISO/TS 21667:2004, definition 3.1 DD ISO/TS 29585:2010ISO/TS 29585:2010(E) ISO 2010 All rights reserved 33.11 metadata information stored in the data dictionary which describes the content of a document NOTE In a data warehouse context, metadata are data structure

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