1、BSI Standards PublicationBS EN 9116:2015Aerospace series Notice ofChange (NOC) RequirementsBS EN 9116:2015 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of EN 9116:2015.The UK participation in its preparation was entrusted to TechnicalCommittee ACE/1, International
2、and European Aerospace Policy andProcesses.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards
3、Institution 2016.Published by BSI Standards Limited 2016ISBN 978 0 580 82499 9ICS 49.020Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the authority of theStandards Policy and Strategy Committee on 31 January 2016.Amendments/
4、corrigenda issued since publicationDate T e x t a f f e c t e dBS EN 9116:2015EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 9116 December 2015 ICS 49.020 English Version Aerospace series - Notice of Change (NOC) RequirementsSrie arospatiale - Avis de modification Luft- und Raumfahrt - Anforde
5、rungen an eine nderungsmitteilung This European Standard was approved by CEN on 26 September 2015. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-t
6、o-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in any other language made by transla
7、tion under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland,
8、 Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey andUnited Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION CO
9、MIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2015 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN 9116:2015 EBS EN 9116:2015EN 9116:2015 (E) 2 Contents
10、 Page European foreword . 3 RATIONALE . 4 1 Scope 5 1.1 General 5 1.2 Application 5 2 Normative references 6 3 Terms and definitions . 7 4 Configuration change definitions 8 4.1 Changes to baseline configuration 8 4.2 Change types 12 4.2.1 Changes that require customer acceptance prior to implementa
11、tion 12 4.2.2 Changes that may require customer acceptance prior to implementation 12 4.2.3 Changes implemented concurrent with notification for customer acceptance 13 4.2.4 Changes non-configuration . 13 4.3 Change impact analysis tool . 14 5 Requirements for organizations to obtain authorization t
12、o analyze changes on behalf of customer . 15 5.1 Quality management system requirements . 15 5.2 Customer agreements . 15 5.3 Approval of design activity to perform change impact assessments 16 5.3.1 Prerequisites for design activities to perform change impact assessments 16 5.3.2 Requesting and mai
13、ntaining design change impact assessment approval . 16 5.3.3 Design change impact assessment processes and procedures 17 5.4 Requirements for data submission of notice of change . 17 5.5 Record retention 18 6 NOTES . 18 Annex A (informative) Acronym log 19 Annex B (informative) Supplier Notification
14、 of Change (NOC) Change Impact Analysis (CIA) logic tree 20 Annex C (informative) List of Notice of Change (NOC) data 26 Annex D (informative) Sample Notice of Change (NOC) form . 33 BS EN 9116:2015EN 9116:2015 (E) 3 European foreword This document (EN 9116:2015) has been prepared by the Aerospace a
15、nd Defence Industries Association of Europe - Standardization (ASD-STAN). After enquiries and votes carried out in accordance with the rules of this Association, this European Standard has received the approval of the National Associations and the Official Services of the member countries of ASD, pr
16、ior to its presentation to CEN. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by June 2016, and conflicting national standards shall be withdrawn at the latest by June 2016. Attention is drawn to t
17、he possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following coun
18、tries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Po
19、land, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. BS EN 9116:2015EN 9116:2015 (E) 4 RATIONALE This European Standard was created to define the process requirements and data expectations for the submission of proposed changes in design information
20、 that requires concurrent approval of the design authority, when the design authority is different from the design activity. This European Standard provides for the organizational requirements, definitions, and data submission, including suggested data descriptions and format (paper or electronic su
21、bmission). This European Standard was created to provide for the uniform submittal of change notifications and/or approval when contractually invoked at any level or as guidance within the aviation, space, and defence industries. This European Standard can be invoked as a stand-alone requirement or
22、used in conjunction with 9100-series standards (i.e., 9100, 9110, 9120). To assure customer satisfaction, aviation, space, and defence industry organizations must produce and continually improve safe, reliable products that meet or exceed customer and regulatory authority requirements. The globaliza
23、tion of the industry and the resulting diversity of regional/national requirements and expectations have complicated this objective. End-product organizations face the challenge of assuring the quality and integration of product purchased from suppliers throughout the world and at all levels within
24、the supply chain. Industry suppliers and processors face the challenge of delivering product to multiple customers having varying quality expectations and requirements. The aviation, space, and defence industry established the International Aerospace Quality Group (IAQG) for the purpose of achieving
25、 significant improvements in quality and safety, and reductions in cost throughout the value stream. This organization includes representation from companies in the Americas, Asia/Pacific, and Europe. This international standard has been prepared by the IAQG. A change process consists of design chan
26、ge management and/or manufacturing process change to a previously approved design (baseline configuration) of the product. This document standardizes requirements for Notice of Change (NOC) data definition and documentation for the aviation, space, and defence industries. The establishment of common
27、 requirements for use at all levels of the supply-chain is intended to improve quality, safety, and decrease costs by the elimination or reduction of organization-unique requirements and the resultant variation inherent in these multiple expectations. BS EN 9116:2015EN 9116:2015 (E) 5 1 Scope 1.1 Ge
28、neral The aviation, space, and defence industries rely on the development and manufacture of complex products comprised of multiple systems, subsystems, and components each designed by individual designers (design activities) at various levels within the supply chain. Each design activity controls v
29、arious aspects of the configuration and specifications related to the product. When a change to design information is requested or required, the change has to be evaluated against the impacts to the higher-level system. Proposed changes to design information that the design activity identifies to be
30、 minor and have no effect on their product requirements or specifications have the potential to be concurrently implemented and approved, where authorized to do so. Changes that affect customer mandated requirements or specifications shall be approved prior to implementation. In many cases, the desi
31、gn activity is not the design approver or authority; ultimate approval may be several layers above the design activity. The typical flow of design requirements to the supplier, from the design authority, and the change notification flow is presented in Figure 1. REQUIREMENTS Supplier Integrator Desi
32、gn Holder Design Authority SUPPLIER CHANGE NOTIFICATION Design Activity Change Evaluator (Customer) Design Authority Figure 1 Typical design requirements and change notification flow Submitting NOC data either electronically or conventionally on paper is subject to the terms and conditions of the cu
33、stomers contract. This also includes, where applicable, data access under the regulations of export control. The process of exchanging, coordinating, and approving NOC data varies with the multiple relationships and agreements among all organizations concerned. The information provided by this Europ
34、ean Standard forms the architecture for submitting and managing data that allows for concise and accurate communication using various methods. One objective of this European Standard is to provide the definition of a data set that can be integrated into any form of communication (e.g., electronic da
35、ta interchange, submission of conventional paper forms). If all or part of this European Standard is invoked in the contract, design activities and design holders (i.e., the organization responsible for the design) that have responsibility for change management of products used on other higher-level
36、 designs shall use the information and processes defined in this European Standard, and in accordance with the contract, for submitting change notifications to customers. 1.2 Application This European Standard defines the common NOC requirements for aviation, space, and defence organizations. Includ
37、ed are the requirements that an internal/external supplier or subcontractor shall BS EN 9116:2015EN 9116:2015 (E) 6 use when submitting a NOC to the customer for either change authorization or notification. A NOC informs the customer of physical or functional (including software) changes to an estab
38、lished baseline configuration. Retention of the NOC establishes a means of configuration control and captures the evolution of the part. This requirement is of utmost importance in commercial/civil aviation products where changes to type certificated products are mandated by regulations. However, th
39、ese same concepts are also required to some degree in defence and space applications per contractual requirements. This European Standard is not applicable to products that are manufactured by a supplier to their customers designs and processing requirements (also known as build-to-print). Change re
40、quests to this type of product shall be formally submitted to the customer and approved via the customers change request process. Additionally, this European Standard is not applicable to commercial parts (off-the-shelf items not specifically designed for aviation, space, or defence products) for wh
41、ich changes in product definition is not affected or known, but change to commercial parts that are known (i.e., change in definition from one commercial part number to a different commercial part number) shall be processed in accordance with this European Standard. When this European Standard is ap
42、plied to an organization that distributes product, then this European Standard shall be a requirement from the distribution organization to the organization from which the product is procured. The distribution organization may act as a conduit for the NOC or the design activity (supplier) may work d
43、irectly with the design authority (customer). The distributor should be compliant with the 9120 standard, as defined by customer requirements. Application or implementation of this European Standard in any form, either expressed or implied, is not allowed for product which has escaped the suppliers
44、quality system. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (inc
45、luding any amendments) applies. When a conflict in requirements between this document and referenced standards exists, the requirements of this document shall take precedence. Nothing in this document, however, supersedes applicable laws and regulations, unless a specific exemption has been obtained
46、. EN 9100, Quality Management Systems Requirements for Aviation, Space and Defence Organizations EN 9110, Quality Management Systems Requirements for Aviation Maintenance Organizations EN 9120, Quality Management Systems Requirements for Aviation, Space, and Defence Distributors NOTE Equivalent vers
47、ions (e.g., AS, EN, JISQ, SJAC, NBR) of the IAQG standards listed above are published internationally in each sector. ANSI/ASME Y14.24, Types and Applications of Engineering Drawings document available from American National Standards Institute (ANSI); www.ansi.org ARP9034, A Process Standard for th
48、e Storage, Retrieval and Use of Three-Dimensional Type Design Data EIA 649, National Consensus Standard for Configuration Management document available from Electronic Industries Alliance (EIA) Publications; www.eia.org ISO 9000:2005, Quality management systems Fundamentals and vocabulary RTCA/DO-25
49、4 (EUROCAE ED-80), Design Assurance Guide for Airborne Electronic Hardware document available from Radio Technical Commission for Aeronautics Inc.; www.rtca.org BS EN 9116:2015EN 9116:2015 (E) 7 3 Terms and definitions Definitions for general terms can be found in ISO 9000 and the IAQG Dictionary, which is located on the IAQG website. An acronym log for this European Standard is presented in Annex A. For the purpose of this European Standard, the following shall apply: 3.1 baseline configuration the design definition for the physical product and its pe
