CSA N290 12-2014 Human factors in design for nuclear power plants (First Edition Includes Errata Febraury 2015).pdf

1、REVISED FEBRUARY 2015N290.12-14Human factors in design for nuclear power plantsLegal Notice for StandardsCanadian Standards Association (operating as “CSA Group”) develops standards through a consensus standards development process approved by the Standards Council of Canada. This process brings tog

2、ether volunteers representing varied viewpoints and interests to achieve consensus and develop a standard. Although CSA Group administers the process and establishes rules to promote fairness in achieving consensus, it does not independently test, evaluate, or verify the content of standards.Disclai

3、mer and exclusion of liabilityThis document is provided without any representations, warranties, or conditions of any kind, express or implied, including, without limitation, implied warranties or conditions concerning this documents fitness for a particular purpose or use, its merchantability, or i

4、ts non-infringement of any third partys intellectual property rights. CSA Group does not warrant the accuracy, completeness, or currency of any of the information published in this document. CSA Group makes no representations or warranties regarding this documents compliance with any applicable stat

5、ute, rule, or regulation.IN NO EVENT SHALL CSA GROUP, ITS VOLUNTEERS, MEMBERS, SUBSIDIARIES, OR AFFILIATED COMPANIES, OR THEIR EMPLOYEES, DIRECTORS, OR OFFICERS, BE LIABLE FOR ANY DIRECT, INDIRECT, OR INCIDENTAL DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES, HOWSOEVER CAUSED, INCLUDING BUT NOT LIMITED T

6、O SPECIAL OR CONSEQUENTIAL DAMAGES, LOST REVENUE, BUSINESS INTERRUPTION, LOST OR DAMAGED DATA, OR ANY OTHER COMMERCIAL OR ECONOMIC LOSS, WHETHER BASED IN CONTRACT, TORT (INCLUDING NEGLIGENCE), OR ANY OTHER THEORY OF LIABILITY, ARISING OUT OF OR RESULTING FROM ACCESS TO OR POSSESSION OR USE OF THIS D

7、OCUMENT, EVEN IF CSA GROUP HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES.In publishing and making this document available, CSA Group is not undertaking to render professional or other services for or on behalf of any person or entity or to perform any duty owe

8、d by any person or entity to another person or entity. The information in this document is directed to those who have the appropriate degree of experience to use and apply its contents, and CSA Group accepts no responsibility whatsoever arising in any way from any and all use of or reliance on the i

9、nformation contained in this document.CSA Group is a private not-for-profit company that publishes voluntary standards and related documents. CSA Group has no power, nor does it undertake, to enforce compliance with the contents of the standards or other documents it publishes.Intellectual property

10、rights and ownershipAs between CSA Group and the users of this document (whether it be in printed or electronic form), CSA Group is the owner, or the authorized licensee, of all works contained herein that are protected by copyright, all trade-marks (except as otherwise noted to the contrary), and a

11、ll inventions and trade secrets that may be contained in this document, whether or not such inventions and trade secrets are protected by patents and applications for patents. Without limitation, the unauthorized use, modification, copying, or disclosure of this document may violate laws that protec

12、t CSA Groups and/or others intellectual property and may give rise to a right in CSA Group and/or others to seek legal redress for such use, modification, copying, or disclosure. To the extent permitted by licence or by law, CSA Group reserves all intellectual property rights in this document.Patent

13、 rightsAttention is drawn to the possibility that some of the elements of this standard may be the subject of patent rights. CSA Group shall not be held responsible for identifying any or all such patent rights. Users of this standard are expressly advised that determination of the validity of any s

14、uch patent rights is entirely their own responsibility.Authorized use of this documentThis document is being provided by CSA Group for informational and non-commercial use only. The user of this document is authorized to do only the following:If this document is in electronic form: load this documen

15、t onto a computer for the sole purpose of reviewing it; search and browse this document; and print this document if it is in PDF format.Limited copies of this document in print or paper form may be distributed only to persons who are authorized by CSA Group to have such copies, and only if this Lega

16、l Notice appears on each such copy.In addition, users may not and may not permit others to alter this document in any way or remove this Legal Notice from the attached standard; sell this document without authorization from CSA Group; or make an electronic copy of this document.If you do not agree w

17、ith any of the terms and conditions contained in this Legal Notice, you may not load or use this document or make any copies of the contents hereof, and if you do make such copies, you are required to destroy them immediately. Use of this document constitutes your acceptance of the terms and conditi

18、ons of this Legal Notice.Revision HistoryN290.12-14, Human factors in design for nuclear power plantsRevision Issued: Errata Febraury 2015 Revision symbol (in margin)Technical CommitteeStandards Update ServiceN290.12-14December 2014Title: Human factors in design for nuclear power plantsTo register f

19、or e-mail notification about any updates to this publication go to shop.csa.ca click on CSA Update ServiceThe List ID that you will need to register for updates to this publication is 2422886.If you require assistance, please e-mail techsupportcsagroup.org or call 416-747-2233.Visit CSA Groups polic

20、y on privacy at csagroup.org/legal to find out how we protect your personal information.ISBN 978-1-77139-458-1 2014 CSA Group All rights reserved. No part of this publication may be reproduced in any form whatsoever without the prior permission of the publisher.Published in December 2014 by CSA Grou

21、p A not-for-profit private sector organization 178 Rexdale Boulevard, Toronto, Ontario, Canada M9W 1R3 To purchase standards and related publications, visit our Online Store at shop.csa.caor call toll-free 1-800-463-6727 or 416-747-4044.TMA trade-mar k of the Canadian S tandards Association, operati

22、ng as “CSA Group”Human factors in design for nuclear power plantsN290.12-14N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 1ContentsTechnical Committee on Reactor Control Systems, Safety Systems and Instrumentation for NPP 3Subcommittee on Human Factors in Desi

23、gn for Nuclear Power Plants 6Preface 80 Introduction 91 Scope 92 Reference publications 103 Definitions and abbreviations 113.1 Definitions 113.2 Abbreviations 124 Planning 124.1 General 124.2 Graded approach 134.3 Organization and resources 144.4 Communications 144.5 Source documents 144.6 Issue id

24、entification and resolution 144.7 Documentation 144.8 Scheduling 155 Interfaces 155.1 General 155.2 Interface with procedure development 155.3 Interface with training development 165.4 Interface with safety analysis 165.5 Interface with staffing 176 HF in design process 176.1 General 176.2 Scoping a

25、nd conceptual design 186.3 Early or preliminary design 196.4 Advanced or detailed design 206.5 Design implementation 207 Analysis 218 Evaluation 21Annex A (informative) Example sequence of selected HF in design activities 24Annex B (informative) Analysis 25Annex C (informative) Evaluation 27N290.12-

26、14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 2Annex D (informative) Commercial off-the-shelf product integration 28N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 3Technical Committee on Reactor Control Systems, Safety Systems

27、and Instrumentation for NPPJ. Grava CANTECH Associates Ltd., Owen Sound, Ontario Category: General InterestChairR.K. Black TransCanada, Toronto, Ontario Category: Service IndustryVice-Chair B.J. Coulas Hatch Ltd., Mississauga, Ontario SecretaryB.D. Babcock North York, Ontario Category: General Inter

28、estM. Buckler Bruce Power, Tiverton, Ontario AssociateQ.B. Chou Canadian Power Utility Services Ltd (CPUS), Toronto, Ontario Category: Service IndustryV. Chugh AMEC NSS, Toronto, Ontario Category: Service IndustryR. Clavero Ministry of Energy, Government of Ontario, Toronto, Ontario AssociateJ. Coad

29、y Bruce Power L.P., Tiverton, Ontario Category: Owner/Operator/ProducerC.J. Conway Atomic Energy of Canada Limited (AECL), Chalk River, Ontario Category: Owner/Operator/ProducerJ.M. Cuttler Cuttler however, it may provide more specific direction for those requirements.This Standard reflects the oper

30、ating experience of the Canadian nuclear power industry.Users of this Standard are reminded that the design, manufacture, construction, commissioning, operation, and decommissioning of nuclear facilities in Canada are subject to the provisions of the Nuclear Safety and Control Act and its supporting

31、 Regulations.This Standard was prepared by the Subcommittee on Human Factors in Design for Nuclear Power Plants, under the jurisdiction of the Technical Committee on Reactor Control Systems, Safety Systems, and Instrumentation of Nuclear Power Plants and the Strategic Steering Committee on Nuclear S

32、tandards, and has been formally approved by the Technical Committee.Notes: 1) Use of the singular does not exclude the plural (and vice versa) when the sense allows.2) Although the intended primary application of this Standard is stated in its Scope, it is important to note that it remains the respo

33、nsibility of the users of the Standard to judge its suitability for their particular purpose.3) This Standard was developed by consensus, which is defined by CSA Policy governing standardization Code of good practice for standardization as “substantial agreement. Consensus implies much more than a s

34、imple majority, but not necessarily unanimity”. It is consistent with this definition that a member may be included in the Technical Committee list and yet not be in full agreement with all clauses of this Standard.4) To submit a request for interpretation of this Standard, please send the following

35、 information to inquiriescsagroup.org and include “Request for interpretation” in the subject line: a) define the problem, making reference to the specific clause, and, where appropriate, include an illustrative sketch;b) provide an explanation of circumstances surrounding the actual field condition

36、; andc) where possible, phrase the request in such a way that a specific “yes” or “no” answer will address the issue.Committee interpretations are processed in accordance with the CSA Directives and guidelines governing standardization and are available on the Current Standards Activities page at st

37、andardsactivities.csa.ca.5) This Standard is subject to review five years from the date of publication, and suggestions for its improvement will be referred to the appropriate committee. To submit a proposal for change, please send the following information to inquiriescsagroup.org and include “Prop

38、osal for change” in the subject line: a) Standard designation (number);b) relevant clause, table, and/or figure number;c) wording of the proposed change; andd) rationale for the change.N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 9N290.12-14Human factors in

39、design for nuclear power plants0 Introduction0.1 Human factors (HF) in design applies to nuclear safety, protection of the environment, health and safety of persons, security, productivity, and economics.0.2 The goal of HF in design is to apply theory, principles, data, and other methods to the desi

40、gn of structures, systems, and components (SSCs) to optimize human and system performance.0.3 HF in design is an integrated, systematic approach that considers the human as an integral part of the overall system.0.4 HF in design applies to the entire system design, including human-systems interfaces

41、 (HSIs).Note: Examples include the design of plant layouts, control areas, panels, annunciation, communication systems, displays, and field equipment.0.5 HF in design extends beyond nuclear systems of nuclear power plants (NPPs).Note: Examples include balance of plant, fuel handling, engineered tool

42、ing, waste management systems, offsite emergency centre, and emergency equipment.0.6 HF in design can influence procedures, training, safety analysis, and staffing considerations.1 Scope1.1 This Standard covers HF in design for existing and new NPPs.Notes: 1) This Standard applies to new designs or

43、modifications, large and small, temporary and permanent, to internally and externally engineered solutions, and to commercial off-the-shelf (COTS) products.2) This Standard may provide guidance for nuclear facilities other than NPPs, using a graded approach.N290.12-14Human factors in design for nucl

44、ear power plantsDecember 2014 2014 CSA Group 101.2 This Standard covers HF in design activities related to construction, commissioning, operation, maintenance, inspection, testing, and decommissioning.1.3 This Standard applies to HF in design for the following plant states:a) normal operation;b) ant

45、icipated operational occurrences (AOOs);c) design basis accidents (DBAs); andd) design extension conditions (DECs) as a subset of beyond design basis accidents (BDBAs).1.4 In this Standard, “shall” is used to express a requirement, i.e., a provision that the user is obliged to satisfy in order to co

46、mply with the standard; “should” is used to express a recommendation or that which is advised but not required; and “may” is used to express an option or that which is permissible within the limits of the Standard.Notes accompanying clauses do not include requirements or alternative requirements; th

47、e purpose of a note accompanying a clause is to separate from the text explanatory or informative material.Notes to tables and figures are considered part of the table or figure and may be written as requirements.Annexes are designated normative (mandatory) or informative (non-mandatory) to define t

48、heir application.2 Reference publicationsThis Standard refers to the following publications, and where such reference is made, it shall be to the edition listed below, including all amendments published thereto.CSA GroupN286-12 Management system requirements for nuclear facilitiesCNSC (Canadian Nucl

49、ear Safety Commission)REGDOC-2.4.1:2014 Deterministic Safety AnalysisREGDOC-2.5.2:2014 Design of Reactor Facilities: Nuclear Power PlantsG-276: 2003 Human Factors Engineering Program PlansU.S. NRC (United States Nuclear Regulatory Commission)NUREG-0711 (2012) Human Factors Engineering Program Review ModelN290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 113 Definitions and abbreviations3.1 DefinitionsThe following definitions shall apply in this Standard:Anticipated operational occurrence an operational process