CSA N290 12-2014 Human factors in design for nuclear power plants (First Edition Includes Errata Febraury 2015).pdf

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1、REVISED FEBRUARY 2015N290.12-14Human factors in design for nuclear power plantsLegal Notice for StandardsCanadian Standards Association (operating as “CSA Group”) develops standards through a consensus standards development process approved by the Standards Council of Canada. This process brings tog

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18、ons of this Legal Notice.Revision HistoryN290.12-14, Human factors in design for nuclear power plantsRevision Issued: Errata Febraury 2015 Revision symbol (in margin)Technical CommitteeStandards Update ServiceN290.12-14December 2014Title: Human factors in design for nuclear power plantsTo register f

19、or e-mail notification about any updates to this publication go to shop.csa.ca click on CSA Update ServiceThe List ID that you will need to register for updates to this publication is 2422886.If you require assistance, please e-mail techsupportcsagroup.org or call 416-747-2233.Visit CSA Groups polic

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22、ng as “CSA Group”Human factors in design for nuclear power plantsN290.12-14N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 1ContentsTechnical Committee on Reactor Control Systems, Safety Systems and Instrumentation for NPP 3Subcommittee on Human Factors in Desi

23、gn for Nuclear Power Plants 6Preface 80 Introduction 91 Scope 92 Reference publications 103 Definitions and abbreviations 113.1 Definitions 113.2 Abbreviations 124 Planning 124.1 General 124.2 Graded approach 134.3 Organization and resources 144.4 Communications 144.5 Source documents 144.6 Issue id

24、entification and resolution 144.7 Documentation 144.8 Scheduling 155 Interfaces 155.1 General 155.2 Interface with procedure development 155.3 Interface with training development 165.4 Interface with safety analysis 165.5 Interface with staffing 176 HF in design process 176.1 General 176.2 Scoping a

25、nd conceptual design 186.3 Early or preliminary design 196.4 Advanced or detailed design 206.5 Design implementation 207 Analysis 218 Evaluation 21Annex A (informative) Example sequence of selected HF in design activities 24Annex B (informative) Analysis 25Annex C (informative) Evaluation 27N290.12-

26、14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 2Annex D (informative) Commercial off-the-shelf product integration 28N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 3Technical Committee on Reactor Control Systems, Safety Systems

27、and Instrumentation for NPPJ. Grava CANTECH Associates Ltd., Owen Sound, Ontario Category: General InterestChairR.K. Black TransCanada, Toronto, Ontario Category: Service IndustryVice-Chair B.J. Coulas Hatch Ltd., Mississauga, Ontario SecretaryB.D. Babcock North York, Ontario Category: General Inter

28、estM. Buckler Bruce Power, Tiverton, Ontario AssociateQ.B. Chou Canadian Power Utility Services Ltd (CPUS), Toronto, Ontario Category: Service IndustryV. Chugh AMEC NSS, Toronto, Ontario Category: Service IndustryR. Clavero Ministry of Energy, Government of Ontario, Toronto, Ontario AssociateJ. Coad

29、y Bruce Power L.P., Tiverton, Ontario Category: Owner/Operator/ProducerC.J. Conway Atomic Energy of Canada Limited (AECL), Chalk River, Ontario Category: Owner/Operator/ProducerJ.M. Cuttler Cuttler however, it may provide more specific direction for those requirements.This Standard reflects the oper

30、ating experience of the Canadian nuclear power industry.Users of this Standard are reminded that the design, manufacture, construction, commissioning, operation, and decommissioning of nuclear facilities in Canada are subject to the provisions of the Nuclear Safety and Control Act and its supporting

31、 Regulations.This Standard was prepared by the Subcommittee on Human Factors in Design for Nuclear Power Plants, under the jurisdiction of the Technical Committee on Reactor Control Systems, Safety Systems, and Instrumentation of Nuclear Power Plants and the Strategic Steering Committee on Nuclear S

32、tandards, and has been formally approved by the Technical Committee.Notes: 1) Use of the singular does not exclude the plural (and vice versa) when the sense allows.2) Although the intended primary application of this Standard is stated in its Scope, it is important to note that it remains the respo

33、nsibility of the users of the Standard to judge its suitability for their particular purpose.3) This Standard was developed by consensus, which is defined by CSA Policy governing standardization Code of good practice for standardization as “substantial agreement. Consensus implies much more than a s

34、imple majority, but not necessarily unanimity”. It is consistent with this definition that a member may be included in the Technical Committee list and yet not be in full agreement with all clauses of this Standard.4) To submit a request for interpretation of this Standard, please send the following

35、 information to inquiriescsagroup.org and include “Request for interpretation” in the subject line: a) define the problem, making reference to the specific clause, and, where appropriate, include an illustrative sketch;b) provide an explanation of circumstances surrounding the actual field condition

36、; andc) where possible, phrase the request in such a way that a specific “yes” or “no” answer will address the issue.Committee interpretations are processed in accordance with the CSA Directives and guidelines governing standardization and are available on the Current Standards Activities page at st

37、andardsactivities.csa.ca.5) This Standard is subject to review five years from the date of publication, and suggestions for its improvement will be referred to the appropriate committee. To submit a proposal for change, please send the following information to inquiriescsagroup.org and include “Prop

38、osal for change” in the subject line: a) Standard designation (number);b) relevant clause, table, and/or figure number;c) wording of the proposed change; andd) rationale for the change.N290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 9N290.12-14Human factors in

39、design for nuclear power plants0 Introduction0.1 Human factors (HF) in design applies to nuclear safety, protection of the environment, health and safety of persons, security, productivity, and economics.0.2 The goal of HF in design is to apply theory, principles, data, and other methods to the desi

40、gn of structures, systems, and components (SSCs) to optimize human and system performance.0.3 HF in design is an integrated, systematic approach that considers the human as an integral part of the overall system.0.4 HF in design applies to the entire system design, including human-systems interfaces

41、 (HSIs).Note: Examples include the design of plant layouts, control areas, panels, annunciation, communication systems, displays, and field equipment.0.5 HF in design extends beyond nuclear systems of nuclear power plants (NPPs).Note: Examples include balance of plant, fuel handling, engineered tool

42、ing, waste management systems, offsite emergency centre, and emergency equipment.0.6 HF in design can influence procedures, training, safety analysis, and staffing considerations.1 Scope1.1 This Standard covers HF in design for existing and new NPPs.Notes: 1) This Standard applies to new designs or

43、modifications, large and small, temporary and permanent, to internally and externally engineered solutions, and to commercial off-the-shelf (COTS) products.2) This Standard may provide guidance for nuclear facilities other than NPPs, using a graded approach.N290.12-14Human factors in design for nucl

44、ear power plantsDecember 2014 2014 CSA Group 101.2 This Standard covers HF in design activities related to construction, commissioning, operation, maintenance, inspection, testing, and decommissioning.1.3 This Standard applies to HF in design for the following plant states:a) normal operation;b) ant

45、icipated operational occurrences (AOOs);c) design basis accidents (DBAs); andd) design extension conditions (DECs) as a subset of beyond design basis accidents (BDBAs).1.4 In this Standard, “shall” is used to express a requirement, i.e., a provision that the user is obliged to satisfy in order to co

46、mply with the standard; “should” is used to express a recommendation or that which is advised but not required; and “may” is used to express an option or that which is permissible within the limits of the Standard.Notes accompanying clauses do not include requirements or alternative requirements; th

47、e purpose of a note accompanying a clause is to separate from the text explanatory or informative material.Notes to tables and figures are considered part of the table or figure and may be written as requirements.Annexes are designated normative (mandatory) or informative (non-mandatory) to define t

48、heir application.2 Reference publicationsThis Standard refers to the following publications, and where such reference is made, it shall be to the edition listed below, including all amendments published thereto.CSA GroupN286-12 Management system requirements for nuclear facilitiesCNSC (Canadian Nucl

49、ear Safety Commission)REGDOC-2.4.1:2014 Deterministic Safety AnalysisREGDOC-2.5.2:2014 Design of Reactor Facilities: Nuclear Power PlantsG-276: 2003 Human Factors Engineering Program PlansU.S. NRC (United States Nuclear Regulatory Commission)NUREG-0711 (2012) Human Factors Engineering Program Review ModelN290.12-14Human factors in design for nuclear power plantsDecember 2014 2014 CSA Group 113 Definitions and abbreviations3.1 DefinitionsThe following definitions shall apply in this Standard:Anticipated operational occurrence an operational process

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