IEC 61508-1-2010 Functional safety of electrical electronic programmable electronic safety-related systems - Part 1 General requirements《电气、电子、程序可控的电子安全相关系统的功能性安全.第1部分 一般要求》.pdf

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IEC 61508-1-2010 Functional safety of electrical electronic programmable electronic safety-related systems - Part 1 General requirements《电气、电子、程序可控的电子安全相关系统的功能性安全.第1部分 一般要求》.pdf_第1页
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1、 IEC 61508-1Edition 2.0 2010-04INTERNATIONAL STANDARD NORME INTERNATIONALEFunctional safety of electrical/electronic/programmable electronic safety-related systems Part 1: General requirements Scurit fonctionnelle des systmes lectriques/lectroniques/lectroniques programmables relatifs la scurit Part

2、ie 1: Exigences gnrales IEC61508-1:2010 BASIC SAFETY PUBLICATION PUBLICATION FONDAMENTALE DE SCURIT THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2010 IEC, Geneva, Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form o

3、r by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either IEC or IECs member National Committee in the country of the requester. If you have any questions about IEC copyright or have an enquiry about obtaining additional rights to this

4、publication, please contact the address below or your local IEC member National Committee for further information. Droits de reproduction rservs. Sauf indication contraire, aucune partie de cette publication ne peut tre reproduite ni utilise sous quelque forme que ce soit et par aucun procd, lectron

5、ique ou mcanique, y compris la photocopie et les microfilms, sans laccord crit de la CEI ou du Comit national de la CEI du pays du demandeur. Si vous avez des questions sur le copyright de la CEI ou si vous dsirez obtenir des droits supplmentaires sur cette publication, utilisez les coordonnes ci-ap

6、rs ou contactez le Comit national de la CEI de votre pays de rsidence. IEC Central Office 3, rue de Varemb CH-1211 Geneva 20 Switzerland Email: inmailiec.ch Web: www.iec.ch About the IEC The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishe

7、s International Standards for all electrical, electronic and related technologies. About IEC publications The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the latest edition, a corrigenda or an amendment might have been published. Cat

8、alogue of IEC publications: www.iec.ch/searchpub The IEC on-line Catalogue enables you to search by a variety of criteria (reference number, text, technical committee,). It also gives information on projects, withdrawn and replaced publications. IEC Just Published: www.iec.ch/online_news/justpub Sta

9、y up to date on all new IEC publications. Just Published details twice a month all new publications released. Available on-line and also by email. Electropedia: www.electropedia.org The worlds leading online dictionary of electronic and electrical terms containing more than 20 000 terms and definiti

10、ons in English and French, with equivalent terms in additional languages. Also known as the International Electrotechnical Vocabulary online. Customer Service Centre: www.iec.ch/webstore/custserv If you wish to give us your feedback on this publication or need further assistance, please visit the Cu

11、stomer Service Centre FAQ or contact us: Email: csciec.ch Tel.: +41 22 919 02 11 Fax: +41 22 919 03 00 A propos de la CEI La Commission Electrotechnique Internationale (CEI) est la premire organisation mondiale qui labore et publie des normes internationales pour tout ce qui a trait llectricit, llec

12、tronique et aux technologies apparentes. A propos des publications CEI Le contenu technique des publications de la CEI est constamment revu. Veuillez vous assurer que vous possdez ldition la plus rcente, un corrigendum ou amendement peut avoir t publi. Catalogue des publications de la CEI: www.iec.c

13、h/searchpub/cur_fut-f.htm Le Catalogue en-ligne de la CEI vous permet deffectuer des recherches en utilisant diffrents critres (numro de rfrence, texte, comit dtudes,). Il donne aussi des informations sur les projets et les publications retires ou remplaces. Just Published CEI: www.iec.ch/online_new

14、s/justpub Restez inform sur les nouvelles publications de la CEI. Just Published dtaille deux fois par mois les nouvelles publications parues. Disponible en-ligne et aussi par email. Electropedia: www.electropedia.org Le premier dictionnaire en ligne au monde de termes lectroniques et lectriques. Il

15、 contient plus de 20 000 termes et dfinitions en anglais et en franais, ainsi que les termes quivalents dans les langues additionnelles. Egalement appel Vocabulaire Electrotechnique International en ligne. Service Clients: www.iec.ch/webstore/custserv/custserv_entry-f.htm Si vous dsirez nous donner

16、des commentaires sur cette publication ou si vous avez des questions, visitez le FAQ du Service clients ou contactez-nous: Email: csciec.ch Tl.: +41 22 919 02 11 Fax: +41 22 919 03 00 IEC 61508-1Edition 2.0 2010-04INTERNATIONAL STANDARD NORME INTERNATIONALEFunctional safety of electrical/electronic/

17、programmable electronic safety-related systems Part 1: General requirements Scurit fonctionnelle des systmes lectriques/lectroniques/lectroniques programmables relatifs la scurit Partie 1: Exigences gnrales INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ELECTROTECHNIQUE INTERNATIONALE XBICS 13

18、.110; 25.040; 29.020 PRICE CODECODE PRIXISBN 978-2-88910-524-3BASIC SAFETY PUBLICATION PUBLICATION FONDAMENTALE DE SCURIT Registered trademark of the International Electrotechnical Commission Marque dpose de la Commission Electrotechnique Internationale 2 61508-1 IEC:2010 CONTENTS FOREWORD.5 INTRODU

19、CTION.7 1 Scope.9 2 Normative references12 3 Definitions and abbreviations 12 4 Conformance to this standard .12 5 Documentation .13 5.1 Objectives .13 5.2 Requirements 13 6 Management of functional safety.14 6.1 Objectives .14 6.2 Requirements 14 7 Overall safety lifecycle requirements .17 7.1 Gene

20、ral .17 7.1.1 Introduction .17 7.1.2 Objectives and requirements general 20 7.1.3 Objectives .25 7.1.4 Requirements 25 7.2 Concept.25 7.2.1 Objective .25 7.2.2 Requirements 26 7.3 Overall scope definition .26 7.3.1 Objectives .26 7.3.2 Requirements 26 7.4 Hazard and risk analysis27 7.4.1 Objectives

21、.27 7.4.2 Requirements 27 7.5 Overall safety requirements .28 7.5.1 Objective .29 7.5.2 Requirements 29 7.6 Overall safety requirements allocation30 7.6.1 Objectives .30 7.6.2 Requirements 31 7.7 Overall operation and maintenance planning 35 7.7.1 Objective .35 7.7.2 Requirements 35 7.8 Overall safe

22、ty validation planning.37 7.8.1 Objective .37 7.8.2 Requirements 37 7.9 Overall installation and commissioning planning.38 7.9.1 Objectives .38 7.9.2 Requirements 38 7.10 E/E/PE system safety requirements specification .38 7.10.1 Objective .39 7.10.2 Requirements 39 7.11 E/E/PE safety-related system

23、s realisation .41 61508-1 IEC:2010 3 7.11.1 Objective .41 7.11.2 Requirements 41 7.12 Other risk reduction measures specification and realisation.41 7.12.1 Objective .41 7.12.2 Requirements 41 7.13 Overall installation and commissioning.41 7.13.1 Objectives .41 7.13.2 Requirements 42 7.14 Overall sa

24、fety validation.42 7.14.1 Objective .42 7.14.2 Requirements 42 7.15 Overall operation, maintenance and repair .43 7.15.1 Objective .43 7.15.2 Requirements 43 7.16 Overall modification and retrofit .46 7.16.1 Objective .46 7.16.2 Requirements 47 7.17 Decommissioning or disposal.48 7.17.1 Objective .4

25、8 7.17.2 Requirements 48 7.18 Verification 49 7.18.1 Objective .49 7.18.2 Requirements 49 8 Functional safety assessment .50 8.1 Objective .50 8.2 Requirements 50 Annex A (informative) Example of a documentation structure54 Bibliography60 Figure 1 Overall framework of the IEC 61508 series .11 Figure

26、 2 Overall safety lifecycle18 Figure 3 E/E/PE system safety lifecycle (in realisation phase) .19 Figure 4 Software safety lifecycle (in realisation phase) 19 Figure 5 Relationship of overall safety lifecycle to the E/E/PE system and software safety lifecycles.20 Figure 6 Allocation of overall safety

27、 requirements to E/E/PE safety-related systems and other risk reduction measures.32 Figure 7 Example of operations and maintenance activities model 45 Figure 8 Example of operation and maintenance management model .46 Figure 9 Example of modification procedure model.48 Figure A.1 Structuring informa

28、tion into document sets for user groups 59 Table 1 Overall safety lifecycle overview21 Table 2 Safety integrity levels target failure measures for a safety function operating in low demand mode of operation 33 Table 3 Safety integrity levels target failure measures for a safety function operating in

29、 high demand mode of operation or continuous mode of operation 34 4 61508-1 IEC:2010 Table 4 Minimum levels of independence of those carrying out functional safety assessment (overall safety lifecycle phases 1 to 8 and 12 to 16 inclusive (see Figure 2) .53 Table 5 Minimum levels of independence of t

30、hose carrying out functional safety assessment (overall safety lifecycle phases 9 and 10, including all phases of E/E/PE system and software safety lifecycles (see Figures 2, 3 and 4) .53 Table A.1 Example of a documentation structure for information related to the overall safety lifecycle 56 Table

31、A.2 Example of a documentation structure for information related to the E/E/PE system safety lifecycle.57 Table A.3 Example of a documentation structure for information related to the software safety lifecycle 58 61508-1 IEC:2010 5 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ FUNCTIONAL SAFETY OF ELE

32、CTRICAL/ELECTRONIC/ PROGRAMMABLE ELECTRONIC SAFETY-RELATED SYSTEMS Part 1: General requirements FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of

33、 IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (P

34、AS) and Guides (hereafter referred to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with may participate in this preparatory work. International, governmental and non-governmental organizations liaising wi

35、th the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accordance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as n

36、early as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all interested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in t

37、hat sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committ

38、ees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide

39、 any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest

40、 edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whethe

41、r direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indi

42、spensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. International Standard IEC 61508

43、-1 has been prepared by subcommittee 65A: System aspects, of IEC technical committee 65: Industrial-process measurement, control and automation. This second edition cancels and replaces the first edition published in 1998. This edition constitutes a technical revision. This edition has been subject

44、to a thorough review and incorporates many comments received at the various revision stages. It has the status of a basic safety publication according to IEC Guide 104. 6 61508-1 IEC:2010 The text of this standard is based on the following documents: FDIS Report on voting 65A/548/FDIS 65A/572/RVD Fu

45、ll information on the voting for the approval of this standard can be found in the report on voting indicated in the above table. This publication has been drafted in accordance with the ISO/IEC Directives, Part 2 A list of all parts of the IEC 61508 series, published under the general title Functio

46、nal safety of electrical / electronic / programmable electronic safety-related systems, can be found on the IEC website. The committee has decided that the contents of this publication will remain unchanged until the maintenance result date indicated on the IEC web site under “http:/webstore.iec.ch“

47、 in the data related to the specific publication. At this date, the publication will be reconfirmed, withdrawn, replaced by a revised edition, or amended. 61508-1 IEC:2010 7 INTRODUCTION Systems comprised of electrical and/or electronic elements have been used for many years to perform safety functi

48、ons in most application sectors. Computer-based systems (generically referred to as programmable electronic systems) are being used in all application sectors to perform non-safety functions and, increasingly, to perform safety functions. If computer system technology is to be effectively and safely

49、 exploited, it is essential that those responsible for making decisions have sufficient guidance on the safety aspects on which to make these decisions. This International Standard sets out a generic approach for all safety lifecycle activities for systems comprised of electrical and/or electronic and/or programmable electronic (E/E/PE) elements that are us

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