IEC 63000-2016 Technical documentation for the assessment of electrical and electronic products with respect to the restriction of hazardous substances《关于有害物质限制的电气和电子产品评估用技术文件》.pdf

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1、 IEC 63000 Edition 1.0 2016-10 INTERNATIONAL STANDARD NORME INTERNATIONALE Technical documentation for the assessment of electrical and electronic products with respect to the restriction of hazardous substances Documentation technique pour lvaluation des produits lectriques et lectroniques par rapp

2、ort la restriction des substances dangereuses IEC 63000:2016-10(en-fr) THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2016 IEC, Geneva, Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or

3、 mechanical, including photocopying and microfilm, without permission in writing from either IEC or IECs member National Committee in the country of the requester. If you have any questions about IEC copyright or have an enquiry about obtaining additional rights to this publication, please contact t

4、he address below or your local IEC member National Committee for further information. Droits de reproduction rservs. Sauf indication contraire, aucune partie de cette publication ne peut tre reproduite ni utilise sous quelque forme que ce soit et par aucun procd, lectronique ou mcanique, y compris l

5、a photocopie et les microfilms, sans laccord crit de lIEC ou du Comit national de lIEC du pays du demandeur. Si vous avez des questions sur le copyright de lIEC ou si vous dsirez obtenir des droits supplmentaires sur cette publication, utilisez les coordonnes ci-aprs ou contactez le Comit national d

6、e lIEC de votre pays de rsidence. IEC Central Office Tel.: +41 22 919 02 11 3, rue de Varemb Fax: +41 22 919 03 00 CH-1211 Geneva 20 infoiec.ch Switzerland www.iec.ch About the IEC The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes Inte

7、rnational Standards for all electrical, electronic and related technologies. About IEC publications The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the latest edition, a corrigenda or an amendment might have been published. IEC Catal

8、ogue - webstore.iec.ch/catalogue The stand-alone application for consulting the entire bibliographical information on IEC International Standards, Technical Specifications, Technical Reports and other documents. Available for PC, Mac OS, Android Tablets and iPad. IEC publications search - www.iec.ch

9、/searchpub The advanced search enables to find IEC publications by a variety of criteria (reference number, text, technical committee,). It also gives information on projects, replaced and withdrawn publications. IEC Just Published - webstore.iec.ch/justpublished Stay up to date on all new IEC publi

10、cations. Just Published details all new publications released. Available online and also once a month by email. Electropedia - www.electropedia.org The worlds leading online dictionary of electronic and electrical terms containing 20 000 terms and definitions in English and French, with equivalent t

11、erms in 15 additional languages. Also known as the International Electrotechnical Vocabulary (IEV) online. IEC Glossary - std.iec.ch/glossary 65 000 electrotechnical terminology entries in English and French extracted from the Terms and Definitions clause of IEC publications issued since 2002. Some

12、entries have been collected from earlier publications of IEC TC 37, 77, 86 and CISPR. IEC Customer Service Centre - webstore.iec.ch/csc If you wish to give us your feedback on this publication or need further assistance, please contact the Customer Service Centre: csciec.ch. A propos de lIEC La Comm

13、ission Electrotechnique Internationale (IEC) est la premire organisation mondiale qui labore et publie des Normes internationales pour tout ce qui a trait llectricit, llectronique et aux technologies apparentes. A propos des publications IEC Le contenu technique des publications IEC est constamment

14、revu. Veuillez vous assurer que vous possdez ldition la plus rcente, un corrigendum ou amendement peut avoir t publi. Catalogue IEC - webstore.iec.ch/catalogue Application autonome pour consulter tous les renseignements bibliographiques sur les Normes internationales, Spcifications techniques, Rappo

15、rts techniques et autres documents de lIEC. Disponible pour PC, Mac OS, tablettes Android et iPad. Recherche de publications IEC - www.iec.ch/searchpub La recherche avance permet de trouver des publications IEC en utilisant diffrents critres (numro de rfrence, texte, comit dtudes,). Elle donne aussi

16、 des informations sur les projets et les publications remplaces ou retires. IEC Just Published - webstore.iec.ch/justpublished Restez inform sur les nouvelles publications IEC. Just Published dtaille les nouvelles publications parues. Disponible en ligne et aussi une fois par mois par email. Electro

17、pedia - www.electropedia.org Le premier dictionnaire en ligne de termes lectroniques et lectriques. Il contient 20 000 termes et dfinitions en anglais et en franais, ainsi que les termes quivalents dans 15 langues additionnelles. Egalement appel Vocabulaire Electrotechnique International (IEV) en li

18、gne. Glossaire IEC - std.iec.ch/glossary 65 000 entres terminologiques lectrotechniques, en anglais et en franais, extraites des articles Termes et Dfinitions des publications IEC parues depuis 2002. Plus certaines entres antrieures extraites des publications des CE 37, 77, 86 et CISPR de lIEC. Serv

19、ice Clients - webstore.iec.ch/csc Si vous dsirez nous donner des commentaires sur cette publication ou si vous avez des questions contactez-nous: csciec.ch. IEC 63000 Edition 1.0 2016-10 INTERNATIONAL STANDARD NORME INTERNATIONALE Technical documentation for the assessment of electrical and electron

20、ic products with respect to the restriction of hazardous substances Documentation technique pour lvaluation des produits lectriques et lectroniques par rapport la restriction des substances dangereuses INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ELECTROTECHNIQUE INTERNATIONALE ICS 01.040.01

21、; 13.030.10; 31.020 ISBN 978-2-8322-3649-9 Registered trademark of the International Electrotechnical Commission Marque dpose de la Commission Electrotechnique Internationale Warning! Make sure that you obtained this publication from an authorized distributor. Attention! Veuillez vous assurer que vo

22、us avez obtenu cette publication via un distributeur agr. 2 IEC 63000:2016 IEC 2016 CONTENTS FOREWORD . 3 INTRODUCTION . 5 1 Scope 6 2 Normative references. 6 3 Terms and definitions 6 4 Technical documentation . 6 4.1 Overview. 6 4.2 Content of the technical documentation . 7 4.3 Information on mat

23、erials, parts, and/or sub-assemblies 7 4.3.1 Tasks to be undertaken by the manufacturer 7 4.3.2 Determine the information needed 8 4.3.3 Collecting information 8 4.3.4 Evaluation of information 9 4.3.5 Review of the technical documentation . 9 Bibliography . 10 Figure 1 Schematic representation of p

24、rocess to create the technical documentation . 7 IEC 63000:2016 IEC 2016 3 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ TECHNICAL DOCUMENTATION FOR THE ASSESSMENT OF ELECTRICAL AND ELECTRONIC PRODUCTS WITH RESPECT TO THE RESTRICTION OF HAZARDOUS SUBSTANCES FOREWORD 1) The International Electrotechnic

25、al Commission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this e

26、nd and in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Com

27、mittee interested in the subject dealt with may participate in this preparatory work. International, governmental and non- governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in

28、accordance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from al

29、l interested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held r

30、esponsible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any diver

31、gence between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC m

32、arks of conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual expe

33、rts and members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC P

34、ublication or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC P

35、ublication may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. International Standard IEC 63000 has been prepared by technical committee 111:Environmental standardization for electrical and electronic products and systems. The text of

36、 this International Standard is based on the following documents: CDV Report on voting 111/413/CDV 111/434/RVC Full information on the voting for the approval of this International Standard can be found in the report on voting indicated in the above table. This document has been drafted in accordanc

37、e with the ISO/IEC Directives, Part 2. 4 IEC 63000:2016 IEC 2016 The committee has decided that the contents of this document will remain unchanged until the stability date indicated on the IEC website under “http:/webstore.iec.ch“ in the data related to the specific document. At this date, the docu

38、ment will be reconfirmed, withdrawn, replaced by a revised edition, or amended. IEC 63000:2016 IEC 2016 5 INTRODUCTION Certain substances contained in electrical and electronic products are restricted by legislation and/or customer specifications. Manufacturers of final products therefore need to be

39、 able to demonstrate that their products meet the applicable substance restrictions. For those restrictions that apply at the component or material level, it is impractical for manufacturers of electrical and electronic products to undertake their own testing of all materials contained in the final

40、assembled product. Instead, manufacturers work with their suppliers to manage compliance and compile technical documentation as evidence of compliance. This approach is well recognised by both industry and enforcement authorities. The aim of this document is to specify the technical documentation th

41、at the manufacturer needs to compile in order to declare compliance with the applicable substance restrictions, under various substance regulations worldwide. This document is based on European Standard EN 50581:2012, which supports Directive 2011/65/EU of the European Parliament and of the Council

42、of 8 June 2011 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (RoHS). 6 IEC 63000:2016 IEC 2016 TECHNICAL DOCUMENTATION FOR THE ASSESSMENT OF ELECTRICAL AND ELECTRONIC PRODUCTS WITH RESPECT TO THE RESTRICTION OF HAZARDOUS SUBSTANCES 1 Scope This

43、document specifies the technical documentation that the manufacturer compiles in order to declare compliance with the applicable substance restrictions. The documentation of the manufacturers management system is outside the scope of this document. 2 Normative references The following documents are

44、referred to in the text in such a way that some or all of their content constitutes requirements of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. IEC 62321 (all parts), De

45、termination of certain substances in electrotechnical products IEC 62474:2012, Material declaration for products of and for the electrotechnical industry 3 Terms and definitions For the purposes of this document, the following terms and definitions apply. ISO and IEC maintain terminological database

46、s for use in standardization at the following addresses: IEC Electropedia: available at http:/www.electropedia.org/ ISO Online browsing platform: available at http:/www.iso.org/obp 3.1 restricted substance substance which is limited in its use in a product, sub-assembly, part or material 3.2 manufac

47、turer natural or legal person who manufactures a product or has a product designed or manufactured, and markets that product under his name or trademark 3.3 supplier organisation that provides the manufacturer with materials, parts and/or sub-assemblies 4 Technical documentation 4.1 Overview The man

48、ufacturer shall compile technical documentation to demonstrate that electrical and electronic products comply with substance restrictions (see 4.2 and 4.3). IEC 63000:2016 IEC 2016 7 4.2 Content of the technical documentation The technical documentation shall include at least the following elements:

49、 a general description of the product; NOTE The description of the product together with its intended use is one of the factors that determines which exemptions (if any) apply. documents for materials, parts, and/or sub-assemblies (see 4.3); information showing the relationship between the technical documents identified in 4.3 and the corresponding materials, parts and/or sub-assemblies in the product; list of standards a

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