1、 ETSI TS 138 413 V15.0.0 (2018-07) 5G; NG-RAN; NG Application Protocol (NGAP) (3GPP TS 38.413 version 15.0.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 413 V15.0.0 (2018-07)13GPP TS 38.413 version 15.0.0 Release 15Reference DTS/TSGR-0338413vf00 Keywords 5G ETSI 650 Route des Lucioles F-069
2、21 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search
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6、ation No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright an
7、d the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Members and of the
8、3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 413 V15.0.0 (2018-07)23GPP TS 38.413 version 15.0.0 Release 15Intellectual Property Rights Essential patents IPRs es
9、sential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or pote
10、ntially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. N
11、o guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and
12、/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI
13、of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities
14、or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“,
15、 “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citati
16、on. ETSI ETSI TS 138 413 V15.0.0 (2018-07)33GPP TS 38.413 version 15.0.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 12g31 Scope 13g32 References 13g33 Definitions and abbreviations . 14g33.1 Definitions 14g33.2 Abbreviations . 15g34 General
17、 . 15g34.1 Procedure Specification Principles . 15g34.2 Forwards and Backwards Compatibility 16g34.3 Specification Notations 16g35 NGAP Services 16g36 Services Expected from Signalling Transport 16g37 Functions of NGAP 17g38 NGAP Procedures 17g38.1 List of NGAP Elementary Procedures 17g38.2 PDU Sess
18、ion Management Procedures 18g38.2.1 PDU Session Resource Setup . 18g38.2.1.1 General 18g38.2.1.2 Successful Operation . 18g38.2.1.3 Unsuccessful Operation 21g38.2.1.4 Abnormal Conditions 21g38.2.2 PDU Session Resource Release 21g38.2.2.1 General 21g38.2.2.2 Successful Operation . 21g38.2.2.3 Unsucce
19、ssful Operation 22g38.2.2.4 Abnormal Conditions 22g38.2.3 PDU Session Resource Modify 22g38.2.3.1 General 22g38.2.3.2 Successful Operation . 22g38.2.3.3 Unsuccessful Operation 24g38.2.3.4 Abnormal Conditions 24g38.2.4 PDU Session Resource Notify 24g38.2.4.1 General 24g38.2.4.2 Successful Operation .
20、 24g38.2.4.3 Abnormal Conditions 24g38.2.5 PDU Session Resource Modify Indication . 25g38.2.5.1 General 25g38.2.5.2 Successful Operation . 25g38.2.5.3 Unsuccessful Operation 26g38.2.5.4 Abnormal Conditions 26g38.3 UE Context Management Procedures . 26g38.3.1 Initial Context Setup . 26g38.3.1.1 Gener
21、al 26g38.3.1.2 Successful Operation . 26g38.3.1.3 Unsuccessful Operation 28g38.3.1.4 Abnormal Conditions 28g38.3.2 UE Context Release Request (NG-RAN node initiated) 28g38.3.2.1 General 28g38.3.2.2 Successful Operation . 28g3ETSI ETSI TS 138 413 V15.0.0 (2018-07)43GPP TS 38.413 version 15.0.0 Releas
22、e 158.3.2.3 Abnormal Conditions 29g38.3.3 UE Context Release (AMF initiated) 29g38.3.3.1 General 29g38.3.3.2 Successful Operation . 29g38.3.3.3 Unsuccessful Operation 29g38.3.3.4 Abnormal Conditions 29g38.3.4 UE Context Modification 30g38.3.4.1 General 30g38.3.4.2 Successful Operation . 30g38.3.4.3
23、Unsuccessful Operation 31g38.3.4.4 Abnormal Conditions 31g38.4 UE Mobility Management Procedures . 31g38.4.1 Handover Preparation . 31g38.4.1.1 General 31g38.4.1.2 Successful Operation . 31g38.4.1.3 Unsuccessful Operation 32g38.4.1.4 Abnormal Conditions 33g38.4.2 Handover Resource Allocation . 33g38
24、.4.2.1 General 33g38.4.2.2 Successful Operation . 33g38.4.2.3 Unsuccessful Operation 35g38.4.2.4 Abnormal Conditions 35g38.4.3 Handover Notification 35g38.4.3.1 General 35g38.4.3.2 Successful Operation . 35g38.4.3.3 Abnormal Conditions 36g38.4.4 Path Switch Request . 36g38.4.4.1 General 36g38.4.4.2
25、Successful Operation . 36g38.4.4.3 Unsuccessful Operation 37g38.4.4.4 Abnormal Conditions 37g38.4.5 Handover Cancellation . 37g38.4.5.1 General 37g38.4.5.2 Successful Operation . 37g38.4.5.3 Unsuccessful Operation 37g38.4.5.4 Abnormal Conditions 37g38.4.6 Uplink RAN Status Transfer . 37g38.4.6.1 Gen
26、eral 37g38.4.6.2 Successful Operation . 38g38.4.6.3 Abnormal Conditions 38g38.4.7 Downlink RAN Status Transfer 38g38.4.7.1 General 38g38.4.7.2 Successful Operation . 38g38.4.7.3 Abnormal Conditions 38g38.5 Paging Procedures 38g38.5.1 Paging . 38g38.5.1.1 General 38g38.5.1.2 Successful Operation . 39
27、g38.5.1.3 Abnormal Conditions 39g38.6 Transport of NAS Messages Procedures 39g38.6.1 Initial UE Message 39g38.6.1.1 General 39g38.6.1.2 Successful Operation . 40g38.6.1.3 Abnormal Conditions 40g38.6.2 Downlink NAS Transport . 40g38.6.2.1 General 40g38.6.2.2 Successful Operation . 40g38.6.2.3 Abnorma
28、l Conditions 41g38.6.3 Uplink NAS Transport 41g38.6.3.1 General 41g38.6.3.2 Successful Operation . 42g38.6.3.3 Abnormal Conditions 42g3ETSI ETSI TS 138 413 V15.0.0 (2018-07)53GPP TS 38.413 version 15.0.0 Release 158.6.4 NAS Non Delivery Indication 42g38.6.4.1 General 42g38.6.4.2 Successful Operation
29、 . 42g38.6.4.3 Abnormal Conditions 42g38.6.5 Reroute NAS Request . 43g38.6.5.1 General 43g38.6.5.2 Successful Operation . 43g38.6.5.3 Abnormal Conditions 43g38.7 Interface Management Procedures . 43g38.7.1 NG Setup 43g38.7.1.1 General 43g38.7.1.2 Successful Operation . 43g38.7.1.3 Unsuccessful Opera
30、tion 44g38.7.1.4 Abnormal Conditions 44g38.7.2 RAN Configuration Update 44g38.7.2.1 General 44g38.7.2.2 Successful Operation . 44g38.7.2.3 Unsuccessful Operation 45g38.7.2.4 Abnormal Conditions 45g38.7.3 AMF Configuration Update 45g38.7.3.1 General 45g38.7.3.2 Successful Operation . 45g38.7.3.3 Unsu
31、ccessful Operation 46g38.7.3.4 Abnormal Conditions 46g38.7.4 NG Reset . 46g38.7.4.1 General 46g38.7.4.2 Successful Operation . 47g38.7.4.2.1 NG Reset initiated by the AMF . 47g38.7.4.2.2 NG Reset initiated by the NG-RAN node . 48g38.7.4.3 Unsuccessful Operation 48g38.7.4.4 Abnormal Conditions 48g38.
32、7.4.4.1 Abnormal Condition at the 5GC 48g38.7.4.4.2 Abnormal Condition at the NG-RAN 49g38.7.4.4.3 Crossing of NG RESET Messages 49g38.7.5 Error Indication . 49g38.7.5.1 General 49g38.7.5.2 Successful Operation . 49g38.7.5.3 Abnormal Conditions 50g38.7.6 AMF Status Indication 50g38.7.6.1 General 50g
33、38.7.6.2 Successful Operation . 50g38.7.6.3 Abnormal Conditions 50g38.8 Configuration Transfer Procedures 50g38.8.1 Uplink RAN Configuration Transfer 50g38.8.1.1 General 50g38.8.1.2 Successful Operation . 51g38.8.1.3 Abnormal Conditions 51g38.8.2 Downlink RAN Configuration Transfer . 51g38.8.2.1 Gen
34、eral 51g38.8.2.2 Successful Operation . 51g38.8.2.3 Abnormal Conditions 52g38.9 Warning Message Transmission Procedures 52g38.9.1 Write-Replace Warning 52g38.9.1.1 General 52g38.9.1.2 Successful Operation . 52g38.9.1.3 Unsuccessful Operation 53g38.9.1.4 Abnormal Conditions 53g38.9.2 PWS Cancel 53g38
35、.9.2.1 General 53g38.9.2.2 Successful Operation . 54g38.9.2.3 Unsuccessful Operation 54g38.9.2.4 Abnormal Conditions 54g3ETSI ETSI TS 138 413 V15.0.0 (2018-07)63GPP TS 38.413 version 15.0.0 Release 158.9.3 PWS Restart Indication . 54g38.9.3.1 General 54g38.9.3.2 Successful Operation . 55g38.9.3.3 Ab
36、normal Conditions 55g38.9.4 PWS Failure Indication . 55g38.9.4.1 General 55g38.9.4.2 Successful Operation . 55g38.9.4.3 Abnormal Conditions 55g38.10 NRPPa Transport Procedures . 55g38.10.1 General 55g38.10.2 Successful Operations . 56g38.10.2.1 DOWNLINK UE ASSOCIATED NRPPA TRANSPORT . 56g38.10.2.2 U
37、PLINK UE ASSOCIATED NRPPA TRANSPORT 56g38.10.2.3 DOWNLINK NON UE ASSOCIATED NRPPA TRANSPORT . 56g38.10.2.4 UPLINK NON UE ASSOCIATED NRPPA TRANSPORT 57g38.10.3 Unsuccessful Operations . 57g38.10.4 Abnormal Conditions 57g38.11 Trace Procedures 57g38.11.1 Trace Start . 57g38.11.1.1 General 57g38.11.1.2
38、 Successful Operation . 57g38.11.1.3 Abnormal Conditions 58g38.11.2 Trace Failure Indication 58g38.11.2.1 General 58g38.11.2.2 Successful Operation . 58g38.11.2.3 Abnormal Conditions 58g38.11.3 Deactivate Trace . 58g38.11.3.1 General 58g38.11.3.2 Successful Operation . 58g38.11.3.3 Abnormal Conditio
39、ns 59g38.11.4 Cell Traffic Trace 59g38.11.4.1 General 59g38.11.4.2 Successful Operation . 59g38.11.4.3 Abnormal Conditions 59g38.12 Location Reporting Procedures 59g38.12.1 Location Reporting Control 59g38.12.1.1 General 59g38.12.1.2 Successful Operation . 60g38.12.1.3 Abnormal Conditions 60g38.12.2
40、 Location Report Failure Indication . 60g38.12.2.1 General 60g38.12.2.2 Successful Operation . 60g38.12.2.3 Abnormal Conditions 61g38.12.3 Location Report 61g38.12.3.1 General 61g38.12.3.2 Successful Operation . 61g38.12.3.3 Abnormal Conditions 61g38.13 UE TNLA Binding Procedures 61g38.13.1 UE TNLA
41、Binding Release 61g38.13.1.1 General 61g38.13.1.2 Successful Operation . 61g38.13.1.3 Abnormal Conditions 62g38.14 UE Capability Management Procedures . 62g38.14.1 UE Capability Info Indication . 62g38.14.1.1 General 62g38.14.1.2 Successful Operation . 62g38.14.1.3 Abnormal Conditions 62g38.14.2 UE
42、Radio Capability Check 62g38.14.2.1 General 62g38.14.2.2 Successful Operation . 63g38.14.2.3 Unsuccessful Operation 63g38.14.2.4 Abnormal Conditions 63g3ETSI ETSI TS 138 413 V15.0.0 (2018-07)73GPP TS 38.413 version 15.0.0 Release 159 Elements for NGAP Communication . 63g39.0 General . 63g39.1 Tabula
43、r Format Contents 64g39.1.1 Presence 64g39.1.2 Criticality 64g39.1.3 Range 64g39.1.4 Assigned Criticality 64g39.2 Message Functional Definition and Content 64g39.2.1 PDU Session Management Messages . 64g39.2.1.1 PDU SESSION RESOURCE SETUP REQUEST 64g39.2.1.2 PDU SESSION RESOURCE SETUP RESPONSE 65g39
44、.2.1.3 PDU SESSION RESOURCE RELEASE COMMAND . 66g39.2.1.4 PDU SESSION RESOURCE RELEASE RESPONSE 66g39.2.1.5 PDU SESSION RESOURCE MODIFY REQUEST 67g39.2.1.6 PDU SESSION RESOURCE MODIFY RESPONSE 68g39.2.1.7 PDU SESSION RESOURCE NOTIFY 68g39.2.1.8 PDU SESSION RESOURCE MODIFY INDICATION . 69g39.2.1.9 PD
45、U SESSION RESOURCE MODIFY CONFIRM 69g39.2.2 UE Context Management Messages . 70g39.2.2.1 INITIAL CONTEXT SETUP REQUEST 70g39.2.2.2 INITIAL CONTEXT SETUP RESPONSE 71g39.2.2.3 INITIAL CONTEXT SETUP FAILURE 72g39.2.2.4 UE CONTEXT RELEASE REQUEST 72g39.2.2.5 UE CONTEXT RELEASE COMMAND . 73g39.2.2.6 UE C
46、ONTEXT RELEASE COMPLETE . 73g39.2.2.7 UE CONTEXT MODIFICATION REQUEST . 73g39.2.2.8 UE CONTEXT MODIFICATION RESPONSE . 74g39.2.2.9 UE CONTEXT MODIFICATION FAILURE 74g39.2.3 UE Mobility Management Messages 74g39.2.3.1 HANDOVER REQUIRED . 74g39.2.3.2 HANDOVER COMMAND 75g39.2.3.3 HANDOVER PREPARATION F
47、AILURE 76g39.2.3.4 HANDOVER REQUEST . 76g39.2.3.5 HANDOVER REQUEST ACKNOWLEDGE 77g39.2.3.6 HANDOVER FAILURE 78g39.2.3.7 HANDOVER NOTIFY . 78g39.2.3.8 PATH SWITCH REQUEST . 79g39.2.3.9 PATH SWITCH REQUEST ACKNOWLEDGE . 80g39.2.3.10 PATH SWITCH REQUEST FAILURE . 80g39.2.3.11 HANDOVER CANCEL . 80g39.2.
48、3.12 HANDOVER CANCEL ACKNOWLEDGE . 81g39.2.3.13 UPLINK RAN STATUS TRANSFER . 81g39.2.3.14 DOWNLINK RAN STATUS TRANSFER 81g39.2.4 Paging Messages . 81g39.2.4.1 PAGING . 81g39.2.5 NAS Transport Messages . 82g39.2.5.1 INITIAL UE MESSAGE 82g39.2.5.2 DOWNLINK NAS TRANSPORT 83g39.2.5.3 UPLINK NAS TRANSPOR
49、T . 83g39.2.5.4 NAS NON DELIVERY INDICATION 83g39.2.5.5 REROUTE NAS REQUEST 84g39.2.6 Interface Management Messages 84g39.2.6.1 NG SETUP REQUEST . 84g39.2.6.2 NG SETUP RESPONSE . 84g39.2.6.3 NG SETUP FAILURE 85g39.2.6.4 RAN CONFIGURATION UPDATE 85g39.2.6.5 RAN CONFIGURATION UPDATE ACKNOWLEDGE 86g39.2.6.6 RAN CONFIGURATION UPDATE FAILURE 86g39.2.6.7 AMF CONFIGURATION UPDATE 86g39.2.6.8 AMF CONFIGURATION UPDATE ACKNOWLEDGE 88g39.2.6.9 AMF CONFIGURATION UPDATE FAILURE 89g39.2.6.10 AMF STATUS INDICATION 89g3ETSI ETSI TS 138 413 V15.0.0 (2018-07)83GPP TS 38.413 version 15.0.0 Relea
