1、IEEE Guide for Incorporating Human Reliability Analysis into Probabilistic Risk Assessments for Nuclear Power Generating Stations and Other Nuclear Facilities IEEE Std 1082-2017 (Revision of IEEE Std 1082-1997) IEEE Power and Energy Society Sponsored by the Nuclear Power Engineering Committee IEEE 3
2、 Park Avenue New York, NY 10016-5997 USAIEEE Std 1082-2017 (Revision of IEEE Std 1082-1997) IEEE Guide for Incorporating Human Reliability Analysis into Probabilistic Risk Assessments for Nuclear Power Generating Stations and Other Nuclear Facilities Sponsor Nuclear Power Engineering Committee of th
3、e IEEE Power and Energy Society Approved 6 December 2017 IEEE-SA Standards BoardAbstract: A structured framework for the incorporation of human reliability analysis (HRA) into probabilistic risk assessments (PRAs) is provided in this guide. To enhance the analysis of human/ system interactions in PR
4、As, to help ensure reproducible conclusions, and to standardize the documentation of such assessments are the purposes of this guide. To do this, a specific HRA framework is developed from standard practices. The HRA framework is neutral with respect to specific HRA methods. Keywords: HRA, human rel
5、iability analysis, IEEE 1082, PRA, probabilistic risk assessment The Institute of Electrical and Electronics Engineers, Inc. 3 Park Avenue, New York, NY 10016-5997, USA Copyright 2018 by The Institute of Electrical and Electronics Engineers, Inc. All rights reserved. Published 9 April 2018. Printed
6、in the United States of America. IEEE is a registered trademark in the U.S. Patent fitness for a particular purpose; non-infringement; and quality, accuracy, effectiveness, currency, or completeness of material. In addition, IEEE disclaims any and all conditions relating to: results; and workmanlike
7、 effort. IEEE standards documents are supplied “AS IS” and “WITH ALL FAULTS.” Use of an IEEE standard is wholly voluntary. The existence of an IEEE standard does not imply that there are no other ways to produce, test, measure, purchase, market, or provide other goods and services related to the sco
8、pe of the IEEE standard. Furthermore, the viewpoint expressed at the time a standard is approved and issued is subject to change brought about through developments in the state of the art and comments received from users of the standard. In publishing and making its standards available, IEEE is not
9、suggesting or rendering professional or other services for, or on behalf of, any person or entity nor is IEEE undertaking to perform any duty owed by any other person or entity to another. Any person utilizing any IEEE Standards document, should rely upon his or her own independent judgment in the e
10、xercise of reasonable care in any given circumstances or, as appropriate, seek the advice of a competent professional in determining the appropriateness of a given IEEE standard. IN NO EVENT SHALL IEEE BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, EXEMPLARY , OR CONSEQUENTIAL DAMAGES (INC
11、LUDING, BUT NOT LIMITED TO: PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY , WHETHER IN CONTRACT, STRICT LIABILITY , OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE PUBLICAT
12、ION, USE OF, OR RELIANCE UPON ANY STANDARD, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGE AND REGARDLESS OF WHETHER SUCH DAMAGE WAS FORESEEABLE.4 Copyright 2018 IEEE. All rights reserved. Translations The IEEE consensus development process involves the review of documents in English only. In the
13、 event that an IEEE standard is translated, only the English version published by IEEE should be considered the approved IEEE standard. Official statements A statement, written or oral, that is not processed in accordance with the IEEE-SA Standards Board Operations Manual shall not be considered or
14、inferred to be the official position of IEEE or any of its committees and shall not be considered to be, or be relied upon as, a formal position of IEEE. At lectures, symposia, seminars, or educational courses, an individual presenting information on IEEE standards shall make it clear that his or he
15、r views should be considered the personal views of that individual rather than the formal position of IEEE. Comments on standards Comments for revision of IEEE Standards documents are welcome from any interested party, regardless of membership affiliation with IEEE. However, IEEE does not provide co
16、nsulting information or advice pertaining to IEEE Standards documents. Suggestions for changes in documents should be in the form of a proposed change of text, together with appropriate supporting comments. Since IEEE standards represent a consensus of concerned interests, it is important that any r
17、esponses to comments and questions also receive the concurrence of a balance of interests. For this reason, IEEE and the members of its societies and Standards Coordinating Committees are not able to provide an instant response to comments or questions except in those cases where the matter has prev
18、iously been addressed. For the same reason, IEEE does not respond to interpretation requests. Any person who would like to participate in revisions to an IEEE standard is welcome to join the relevant IEEE working group. Comments on standards should be submitted to the following address: Secretary, I
19、EEE-SA Standards Board 445 Hoes Lane Piscataway, NJ 08854 USA Laws and regulations Users of IEEE Standards documents should consult all applicable laws and regulations. Compliance with the provisions of any IEEE Standards document does not imply compliance to any applicable regulatory requirements.
20、Implementers of the standard are responsible for observing or referring to the applicable regulatory requirements. IEEE does not, by the publication of its standards, intend to urge action that is not in compliance with applicable laws, and these documents may not be construed as doing so. Copyright
21、s IEEE draft and approved standards are copyrighted by IEEE under US and international copyright laws. They are made available by IEEE and are adopted for a wide variety of both public and private uses. These include both use, by reference, in laws and regulations, and use in private self-regulation
22、, standardization, and the promotion of engineering practices and methods. By making these documents available for use and adoption by public authorities and private users, IEEE does not waive any rights in copyright to the documents.5 Copyright 2018 IEEE. All rights reserved. Photocopies Subject to
23、 payment of the appropriate fee, IEEE will grant users a limited, non-exclusive license to photocopy portions of any individual standard for company or organizational internal use or individual, non-commercial use only. To arrange for payment of licensing fees, please contact Copyright Clearance Cen
24、ter, Customer Service, 222 Rosewood Drive, Danvers, MA 01923 USA; +1 978 750 8400. Permission to photocopy portions of any individual standard for educational classroom use can also be obtained through the Copyright Clearance Center. Updating of IEEE Standards documents Users of IEEE Standards docum
25、ents should be aware that these documents may be superseded at any time by the issuance of new editions or may be amended from time to time through the issuance of amendments, corrigenda, or errata. An official IEEE document at any point in time consists of the current edition of the document togeth
26、er with any amendments, corrigenda, or errata then in effect. Every IEEE standard is subjected to review at least every 10 years. When a document is more than 10 years old and has not undergone a revision process, it is reasonable to conclude that its contents, although still of some value, do not w
27、holly reflect the present state of the art. Users are cautioned to check to determine that they have the latest edition of any IEEE standard. In order to determine whether a given document is the current edition and whether it has been amended through the issuance of amendments, corrigenda, or errat
28、a, visit the IEEE-SA Website at http:/ ieeexplore .ieee .or g/ xpl/ standards .jsp or contact IEEE at the address listed previously. For more information about the IEEE-SA or IEEEs standards development process, visit the IEEE-SA Website at http:/ standards .ieee .org. Errata Errata, if any, for all
29、 IEEE standards can be accessed on the IEEE-SA Website at the following URL: http:/ standards .ieee .org/ findstds/ errata/ index .html. Users are encouraged to check this URL for errata periodically. Patents Attention is called to the possibility that implementation of this standard may require use
30、 of subject matter covered by patent rights. By publication of this standard, no position is taken by the IEEE with respect to the existence or validity of any patent rights in connection therewith. If a patent holder or patent applicant has filed a statement of assurance via an Accepted Letter of A
31、ssurance, then the statement is listed on the IEEE- SA Website at http:/ standards .ieee .or g/ about/ sasb/ patcom/ patents .html. Letters of Assurance may indicate whether the Submitter is willing or unwilling to grant licenses under patent rights without compensation or under reasonable rates, wi
32、th reasonable terms and conditions that are demonstrably free of any unfair discrimination to applicants desiring to obtain such licenses. Essential Patent Claims may exist for which a Letter of Assurance has not been received. The IEEE is not responsible for identifying Essential Patent Claims for
33、which a license may be required, for conducting inquiries into the legal validity or scope of Patents Claims, or determining whether any licensing terms or conditions provided in connection with submission of a Letter of Assurance, if any, or in any licensing agreements are reasonable or non-discrim
34、inatory. Users of this standard are expressly advised that determination of the validity of any patent rights, and the risk of infringement of such rights, is entirely their own responsibility. Further information may be obtained from the IEEE Standards Association.6 Copyright 2018 IEEE. All rights
35、reserved. Participants At the time this IEEE guide was completed, the IEEE 1082 Working Group had the following membership: Ronald L. Boring, Chair Andreas Bye David R. Desaulniers Stephen Fleger David Gertman Katrina Groth Robert Hall Teri Hamlin Jrgen Hartung Xuhong He Jaroslav Hol Pamela Nelson H
36、lne Pesme Luca Podofillini Claire Taylor April Whaley At the time this IEEE guide was completed, the Nuclear Power Engineering committee (NPEC) had the following membership, including corresponding members (CM) and honorary members (HM): Stephen Fleger, Chair Tom Koshy, Vice Chair Daryl Harmon, Secr
37、etary George Ballassi, Past Chair Satish Aggarwal Iiaz Ahmad George Attarian Royce Beacom Mark Bowman Daniel Brosnan (CM) Keith Bush Robert C. Carruth John (Jack) Carter Suresh Channarasappa Paul Colaianni Tom Crawford Dennis Dellinger David Desaulniers John Disosway Walter Emerson (CM) Kenneth Flei
38、scher Robert J. Fletcher Robert Francis Robert Fuld (CM) Chris Georgeson James Gleason Dale Goodney Brit Grimm (HM) Robert Hall David Herrell Dirk Hopp Greg Hostetter Steven Hutchins Gary Johnson Chris Kerr Wolfgang Koenig Robert Konnik James K. Liming Bruce Lord John MacDonald Scott Malcom Alexande
39、r Marion (CM) Ken Miller Michael H. Miller Edward Mohtashemi Yasushi Nakagawa Warren R. Odess-Gillett James Parello (CM) Ted Riccio Mitchell Staskiewicz Rebecca Steinman John Stevens James E. Stoner Jr. (CM) Marek Tengler Sudhir Thakur Jim Thomas Masafumi Utsumi Yvonne Williams Paul L. Yanosy Sr. Mi
40、chael Waterman John White The following members of the individual balloting committee voted on this guide. Balloters may have voted for approval, disapproval, or abstention. Satish Aggarwal Robert Aiello George Ballassi H. Stephen Berger Ronald L. Boring Gustavo Brunello Nissen Burstein Robert C. Ca
41、rruth Tom Crawford Paul Croll Matthew Davis John Disosway Gary Donner Neal Dowling Donald Dunn Stephen Fleger Robert Fuld Dale Goodney Randall Groves Ajit Gwal John Harauz Daryl Harmon Hamidreza Heidarisafa Raymond Herb Werner Hoelzl Gary Johnson Yoonik Kim Thomas Koshy John Macdonald Andrew Nack Mi
42、chael Newman Warren R. Odess-Gillett Jan Pirrong Raymond Senechal John A. Stevens Eugene Stoudenmire John Vergis Yvonne Williams Shuhui Zhang7 Copyright 2018 IEEE. All rights reserved. When the IEEE-SA Standards Board approved this guide on 6 December 2017, it had the following membership: Jean-Phil
43、ippe Faure, Chair Gary Hoffman, Vice Chair John D. Kulick, Past Chair Konstantinos Karachalios, Secretary Chuck Adams Masayuki Ariyoshi Ted Burse Stephen Dukes Doug Edwards J. Travis Griffith Michael Janezic Thomas Koshy Joseph L. Koepfinger* Kevin Lu Daleep Mohla Damir Novosel Ronald C. Petersen Annette D. Reilly Robby Robson Dorothy Stanley Adrian Stephens Mehmet Ulema Phil Wennblom Howard Wolfman Yu Yuan *Member Emeritus