1、BSI Standards Publication PD CEN/TS 16658:2014 Requirements for establishing manufacturing enterprise process interoperability Maturity model for assessing enterprise interoperabilityPD CEN/TS 16658:2014 PUBLISHED DOCUMENT National foreword This Published Document is the UK implementation of CEN/TS
2、16658:2014. The UK participation in its preparation was entrusted to Technical Committee AMT/5, Industrial architectures and integration frameworks. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purport to include all the
3、 necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2014. Published by BSI Standards Limited 2014 ISBN 978 0 580 82231 5 ICS 03.100.01; 35.240.50 Compliance with a British Standard cannot confer immunity from legal obligations. Th
4、is Published Document was published under the authority of the Standards Policy and Strategy Committee on 30 June 2014. Amendments/corrigenda issued since publication Date T e x t a f f e c t e dPD CEN/TS 16658:2014TECHNICAL SPECIFICATION SPCIFICATION TECHNIQUE TECHNISCHE SPEZIFIKATION CEN/TS 16658
5、June 2014 ICS 03.100.01; 35.240.50 English Version Requirements for establishing manufacturing enterprise process interoperability - Maturity model for assessing enterprise interoperability Exigences pour tablir linteroprabilit des processus dentreprise manufacturire - Modle de maturit pour valuer l
6、interoprabilit dentreprise Anforderungen fr das Erreichen einer Prozess- Interoperabilitt in Fertigungsunternehmen - Reifegradmodell fr die Beurteilung der Unternehmensinteroperabilitt This Technical Specification (CEN/TS) was approved by CEN on 20 January 2014 for provisional application. The perio
7、d of validity of this CEN/TS is limited initially to three years. After two years the members of CEN will be requested to submit their comments, particularly on the question whether the CEN/TS can be converted into a European Standard. CEN members are required to announce the existence of this CEN/T
8、S in the same way as for an EN and to make the CEN/TS available promptly at national level in an appropriate form. It is permissible to keep conflicting national standards in force (in parallel to the CEN/TS) until the final decision about the possible conversion of the CEN/TS into an EN is reached.
9、 CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Polan
10、d, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2014 CEN All rights of exploitation i
11、n any form and by any means reserved worldwide for CEN national Members. Ref. No. CEN/TS 16658:2014 EPD CEN/TS 16658:2014 CEN/TS 16658:2014 (E) 2 Contents Page Foreword 3 Introduction .4 1 Scope 5 2 Normative references 5 3 Terms and definitions .5 4 Abbreviated terms .7 5 Conformity with this Techn
12、ical Specification .7 6 Basic concepts of enterprise interoperability (informative) .7 6.1 Enterprise Interoperability 7 6.2 Framework for Enterprise Interoperability 7 7 The Maturity Model for Enterprise Interoperability (MMEI) .8 7.1 Scope of model 8 7.2 Overview of the levels of interoperability
13、maturity 8 8 Specification of the five maturity levels . 11 8.1 Maturity Level 0 Unprepared 11 8.2 Maturity Level 1 Defined . 12 8.3 Maturity Level 2 Aligned . 13 8.4 Maturity Level 3 Organised . 14 8.5 Maturity Level 4 Adaptive . 15 9 Concern-based assessment of maturity levels . 16 9.1 Approach .
14、16 9.2 Maturity assessment guidelines . 16 9.3 Illustrative data 20 9.4 Graphical representation of maturity level by concern and barrier 22 Bibliography . 24 PD CEN/TS 16658:2014 CEN/TS 16658:2014 (E) 3 Foreword This document (CEN/TS 16658:2014) has been prepared by Technical Committee CEN/TC 310 “
15、Advanced automation technologies and their applications”, the secretariat of which is held by BSI. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such pa
16、tent rights. During its preparation, contributions have also been received from ISO/TC 184/SC5, “Industrial automation systems and integration/Architecture, communications and integration frameworks”. CEN/TS 16658 was prepared with the aim to provide an implementation of EN ISO 11354-1: Framework fo
17、r Enterprise Interoperability. According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to announce this Technical Specification: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugosla
18、v Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. PD CEN/TS 16658:2014 CEN/TS 16658:2014 (E) 4 Introd
19、uction This document is based on EN ISO 11354-1. Part 1 of the standard (EN ISO 11354-1:2011) describes the background and motivation for the standard, and provides a Framework for Enterprise Interoperability (FEI) for describing and representing concerns, barriers and approaches to enabling enterpr
20、ise interoperability. It identifies four levels of concern (business, process, services, data) and three kinds of barriers (conceptual, technological, organisational) that are significant for enterprise interoperability, and specifies three approaches (integrated, unified, federated) to address thes
21、e concerns and overcome these barriers. This Technical Specification is also based on work carried out in the European projects ATHENA 9 10, INTEROP NoE 15 and others. The barriers and concerns identified in EN ISO 11354-1 are used to characterise five levels of interoperability maturity. For each c
22、ombination of barriers and concerns, for all levels of interoperability maturity, mechanisms are specified to enable an enterprise to assess its interoperability capabilities, and to evaluate these against characterisations of maturity level. Two methods are then specified for overall assessment (i)
23、 by concern and barrier or (ii) by maturity level. An illustrative method is provided to show how concern and barrier assessments can be combined into a graphical representation, so providing an overall indication of existing enterprise capability to interoperate with others (AS-IS). Additionally th
24、is analysis and representation can identify where capabilities that are needed to achieve desired higher levels of interoperability are insufficient and consequently investment or reengineering is required (TO-BE). The International Standard EN ISO 11354 focuses on, but is not restricted to, enterpr
25、ise (manufacturing or service) interoperability. It is intended for use by people who are concerned to assess capabilities for enterprise interoperability and identify areas where those might need to be improved to meet the needs and ambitions of the enterprise. PD CEN/TS 16658:2014 CEN/TS 16658:201
26、4 (E) 5 1 Scope This Technical Specification specifies: levels to represent the capability of an enterprise to interoperate with other enterprises; measures for assessing the capability of a specific enterprise to interoperate with other enterprises; methods for combining these measures into two kin
27、ds of overall assessment (i) maturity level by concern and barrier and (ii) assessment relative to four designated maturity levels; a method for representing concern and barrier overall assessments in a graphical form and for identifying where capabilities are required to achieve desired higher leve
28、ls of interoperability. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced docum
29、ent (including any amendments) applies. EN ISO 11354-1, Advanced automation technologies and their applications - Requirements for establishing manufacturing enterprise process interoperability - Part 1: Framework for enterprise interoperability (ISO 11354-1:2011) 3 Terms and definitions For the pur
30、poses of this document, the following terms and definitions apply. NOTE Definitions copied verbatim from existing standards are followed by a reference to the source standard. 3.1 enterprise one or more organisations sharing a definite mission, goals, and objectives to offer an output such as a prod
31、uct or service Note 1 to entry: This term includes related concepts such as extended enterprise or virtual enterprise. SOURCE: ISO 15704:2000 3.2 enterprise interoperability ability of enterprises and entities within those enterprises to communicate and interoperate effectively Note 1 to entry: Inte
32、roperability is considered as significant if the interoperations can take place at least on the three different levels: data, services and process, with a semantics defined in a given business context. SOURCE: EN ISO 11354-1:2011 3.3 enterprise interoperation interactions between enterprise entities
33、 PD CEN/TS 16658:2014 CEN/TS 16658:2014 (E) 6 3.4 enterprise interoperability maturity level decimal in the range of 0 to 4 providing a numeric representation of the highest level of enterprise interoperability maturity achieved for a particular combination of interoperability concern and interopera
34、bility barrier Note 1 to entry: A maturity level represents the degree of ability of the set of enterprise ICT-related capabilities that determine the ability of the enterprise to interoperate with other enterprises. Other enterprises may be suppliers, customers, partners, subsidiaries or others. No
35、te 2 to entry: The five maturity level integer values of 0, 1, 2, 3 and 4 are designated to have the following meanings: 0 unprepared, 1 defined, 2 aligned, 3 organised, 4 adaptive, possibly with intermediate values representing partial and intermediate states between these levels. These five level
36、values are further specified in 7.2. 3.5 interoperability approach manner in which interoperability problems are solved and barriers are overcome Note 1 to entry: EN ISO 11354-1 defines three interoperability approaches: integrated, unified and federated. 3.6 interoperability barrier incompatibility
37、 between enterprise entities that obstructs the exchange of information and other items with other entities, the utilisation of services or the common understanding of exchanged items Note 1 to entry: EN ISO 11354-1 defines three categories of barriers: conceptual, technological and organisational.
38、SOURCE: EN ISO 11354-1:2011 3.7 interoperability concern aspect of interaction or interoperation that addresses a stakeholders need Note 1 to entry: EN ISO 11354-1 defines four interoperability concerns: data, service, process and business. SOURCE: EN ISO 11354-1:2011 3.8 enterprise interoperability
39、 practice measure assessment, evaluated relative to each of the five specific maturity level values 0 to 4, for each of the four kinds of interoperability concern (business, process, service and data) of an enterprises practices and hence capability to overcome each of the three kinds of interoperab
40、ility barrier (conceptual, technological, organisational), expressed in terms of the most appropriate interoperability level 3.9 enterprise interoperability practice classification enterprise practice classification corresponding to each combination of concern, barrier and level 3.10 maturity model
41、representation of degree of the ability of the set of enterprise ICT-related capabilities to interoperate with other enterprises Note 1 to entry: The model will cover only those parts (entities) of the enterprise, which are to be involved in the information exchange. PD CEN/TS 16658:2014 CEN/TS 1665
42、8:2014 (E) 7 4 Abbreviated terms ATHENA Advanced Technologies for Heterogeneous Enterprise Networks and their Applications FEI Framework for Enterprise Interoperability ICT Information and Communication Technology INTEROP Interoperability Research for Networked Enterprises Applications and Software
43、SME Small and Medium-sized Enterprises 5 Conformity with this Technical Specification In order to comply with this Technical Specification, any particular interoperability solution shall address the normative requirements of Clauses 7, 8 and 9. 6 Basic concepts of enterprise interoperability (inform
44、ative) 6.1 Enterprise Interoperability The concept of enterprise interoperability refers to the ability of enterprises (or part of them) to interact with other enterprises (or other parts of the same enterprise) through the exchange of information and other items such as material objects, energy, et
45、c. Interoperability is seen as a necessary support to allow business collaboration to happen, but interoperability is only a means and not the business collaboration itself. It should also be noted that the concept of enterprise interoperability generally applies to both inter- and intra-enterprise
46、activities and includes extended enterprise, virtual enterprise and sub-systems of one enterprise, be they distributed, networked or located in a single site, and whatever their type (discrete or continuous production), nature (for example manufacturing or service) or scale (large companies or SMEs)
47、. NOTE 1 Enterprise interoperability is not an all or nothing situation. There are different extents and different kinds of enterprise interoperability. It is not appropriate to say “enterprise A is interoperable but enterprise B is not”. One needs to say how much interoperability (what extent? whic
48、h functionality?) exists or is needed within the appropriate business context and the tasks on hand. NOTE 2 Enterprise interoperability is not aiming at providing interchange ability for the enterprise system as a whole, but to provide the necessary means only for those parts directly involved in th
49、e interaction. A high level of interoperability cannot be achieved for free. It is generally costly and time consuming. Each enterprise shall define its needed interoperability requirements and the maturity level to reach. It is not recommended that all enterprises seek to reach the highest interoperability level regardless of their needs. An enterprise will need to carry out an assessment of the benefits, costs and impacts of making such a move, and the particular need to consider environmental aspects in that ass
