1、Systems and software engineering Lifecycle profiles for Very Small Entities (VSEs) Part 1: Overview PD ISO/IEC TR 29110-1:2016 BSI Standards Publication WB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06National foreword This Published Document is the UK implementation of ISO/IEC TR 29110-1:20
2、16. The UK participation in its preparation was entrusted to Technical Committee IST/15, Software and systems engineering. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purport to include all the necessary provisions of a
3、 contract. Users are responsible for its correct application. The British Standards Institution 2016. Published by BSI Standards Limited 2016 ISBN 978 0 580 84339 6 ICS 35.080 Compliance with a British Standard cannot confer immunity from legal obligations. This Published Document was published unde
4、r the authority of the Standards Policy and Strategy Committee on 30 June 2016. Amendments/corrigenda issued since publication Date Text affected PUBLISHED DOCUMENT PD ISO/IEC TR 29110-1:2016Systems and software engineering Lifecycle profiles for Very Small Entities (VSEs) Part 1: Overview Ingnierie
5、 des systmes et du logiciel Profils de cycle de vie pour trs petits organismes (TPO) Partie 1: Aperu gnral TECHNICAL REPORT ISO/IEC TR 29110-1 Second edition 2016-06-15 Reference number ISO/IEC TR 29110-1:2016(E) ISO/IEC 2016 PD ISO/IEC TR 29110-1:2016 ii ISO/IEC 2016 All rights reserved COPYRIGHT P
6、ROTECTED DOCUMENT ISO/IEC 2016, Published in Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, with
7、out prior written permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Ch. de Blandonnet 8 CP 401 CH-1214 Vernier, Geneva, Switzerland Tel. +41 22 749 01 11 Fax +41 22 749 09 47 copyrightiso.org www.iso
8、.org ISO/IEC TR 29110-1:2016(E) PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E)Foreword v Introduction vii 1 Scope . 1 1.1 Fields of application . 1 1.2 Target audience 1 2 Normative references 1 3 Terms and definitions . 1 4 Symbols and abbreviated terms 11 4.1 Naming, diagramming and definit
9、ion conventions 11 4.2 Abbreviated terms 11 5 VSE characteristics and VSE potential benefits12 5.1 General 12 5.2 VSE characteristics .12 5.3 VSE potential benefits 12 6 Lifecycle process concepts.12 6.1 General 12 6.2 Systems concepts .12 6.3 Lifecycle models and stages 13 6.4 Lifecycle product typ
10、es .14 7 Process improvement and assessment concepts .15 7.1 Process improvement concepts . 15 7.2 Capability assessment concepts . .15 7.3 Conformity assessment 15 8 Standardization concepts .16 8.1 General 16 8.2 Standard .16 8.3 Guides 16 8.4 Profile .16 8.5 Profile group 16 8.6 Generic profile g
11、roup 17 8.7 Use of profiles .17 8.8 Conformance to profiles .17 9 Taxonomy of VSE profiles .17 9.1 General 17 9.2 Profile taxonomy 18 9.3 Software Engineering Generic profile group .18 9.3.1 General.18 9.3.2 Entry profile 18 9.3.3 Basic profile .18 9.3.4 Intermediate profile .18 9.3.5 Advanced profi
12、le .19 9.4 Systems Engineering Generic profile group .19 9.4.1 General.19 9.4.2 Entry profile 19 9.4.3 Basic profile .19 9.4.4 Intermediate profile .19 9.4.5 Advanced profile .19 9.5 Organizational Management profile group .19 9.6 Service Delivery Profile Group .19 10 Overview of ISO/IEC 29110 docum
13、ents 20 ISO/IEC 2016 All rights reserved iii Contents Page PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E)10.1 General 20 10.2 Profile specific documents .20 10.2.1 VSE profiles 20 10.2.2 Generic profile group 20 10.2.3 Profile specifications .20 10.2.4 Management and engineering guides .20 10
14、.3 Introductory documents 20 10.3.1 Overview 20 10.3.2 Framework .21 10.3.3 Domain-specific profile .21 10.4 Certification and assessment guides .21 10.4.1 Guides .21 10.4.2 Certification guide .21 10.4.3 Assessment guide .21 10.4.4 Framework of autonomy-based improvement .21 10.5 Specialized guides
15、 .21 Annex A (informative) Reference works 22 Bibliography .23 iv ISO/IEC 2016 All rights reserved PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E) Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized syst
16、em for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees co
17、llaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. The procedures used
18、to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of document should be noted. This document was drafted in accordance with the editorial rules of the I
19、SO/IEC Directives, Part 2 (see www.iso.org/directives). Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identifi
20、ed during the development of the document will be in the Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents). Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement. For an explanation on
21、 the meaning of ISO specific terms and expressions related to conformity assessment, as well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword - Supplementary information The committee responsible for this document is I
22、SO/IEC JTC 1, Information technology, Subcommittee SC 7, Software and systems engineering. This second edition cancels and replaces the first edition (ISO/IEC 29110-1:2011), which has been technically revised. ISO/IEC 29110 has the following parts under the general title Systems and software enginee
23、ring Lifecycle profiles for Very Small Entities (VSEs): Part 1: Overview Technical Report Part 2-1: Framework and taxonomy Part 2-2: Guide for the development of domain-specific profiles Technical Report Part 3-1: Assessment guide Technical Report Part 3-3: Certification requirements for process cap
24、ability Part 3-4: Autonomy-based improvement method Technical Report Part 4-1: Profile specifications: Generic profile group Part 5-1-1: Management and engineering guide: Generic profile group: Entry profile Technical Report Part 5-1-2: Management and engineering guide: Generic profile groiup: Basic
25、 profile Technical Report Part 5-2-1: Organisational management guidelines Technical Report Part 5-6-1: Systems engineering Management and engineering guide: Generic profile group: Entry profile Technical Report Part 5-6-2: Systems engineering Management and engineering guide: Generic profile group:
26、 Basic profile Technical Report ISO/IEC 2016 All rights reserved v PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E) The following parts are under preparation: Part 3-2: Conformity audit guide Part 4-3: Service delivery profile group specification Part 5-3: Service delivery Guide Technical Repor
27、t Part 5-1-3: Software engineering Management and engineering guide: Generic profile group Intermediate profile Technical Reportvi ISO/IEC 2016 All rights reserved PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E) Introduction Very Small Entities (VSEs) around the world are creating valuable pro
28、ducts and services. For the purpose of ISO/IEC 29110, a Very Small Entity (VSE) is an enterprise, an organization, a department or a project having up to 25 people. Since many VSEs develop and/or maintain system and software components used in systems, either as independent products or incorporated
29、in larger systems, a recognition of VSEs as suppliers of high-quality products is required. According to the Organization for Economic Co-operation and Development (OECD) SME and Entrepreneurship Outlook report (2005), “Small and Medium Enterprises (SMEs) constitute the dominant form of business org
30、anization in all countries worldwide, accounting for over 95 % and up to 99 % of the business population depending on country”. The challenge facing governments and economies is to provide a business environment that supports the competitiveness of this large heterogeneous business population and th
31、at promotes a vibrant entrepreneurial culture. From studies and surveys conducted, it is clear that the majority of International Standards do not address the needs of VSEs. Implementation of and conformance with these standards is difficult, if not impossible. Consequently, VSEs have no, or very li
32、mited, ways to be recognized as entities that produce quality systems/system elements including software in their domain. Therefore, VSEs are excluded from some economic activities. It has been found that VSEs find it difficult to relate International Standards to their business needs and to justify
33、 the effort required to apply standards to their business practices. Most VSEs can neither afford the resources, in terms of number of employees, expertise, budget and time, nor do they see a net benefit in establishing over-complex systems or software life cycle processes. To address some of these
34、difficulties, a set of guides has been developed based on a set of VSE characteristics. The guides are based on subsets of appropriate standards processes, activities, tasks, and outcomes, referred to as Profiles. The purpose of a profile is to define a subset of International Standards relevant to
35、the VSEs context; for example, processes, activities, tasks, and outcomes of ISO/IEC/IEEE 12207 for software; processes, activities, tasks, and outcomes of ISO/IEC/IEEE 15288 for systems; and information products (documentation) of ISO/IEC/IEEE 15289 for software and systems. VSEs can achieve recogn
36、ition through implementing a profile and by being audited against ISO/IEC 29110 specifications. The ISO/IEC 29110 series of International Standards and Technical Reports can be applied at any phase of system or software development within a life cycle. This series of International Standards and Tech
37、nical Rerports is intended to be used by VSEs that do not have experience or expertise in adapting/tailoring ISO/IEC/IEEE 12207 or ISO/IEC/IEEE 15288 standards to the needs of a specific project. VSEs that have expertise in adapting/tailoring ISO/IEC/IEEE 12207 or ISO/IEC/IEEE 15288 are encouraged t
38、o use those standards instead of ISO/IEC 29110. ISO/IEC 29110 is intended to be used with any lifecycle such as waterfall, iterative, incremental, evolutionary or agile. Systems, in the context of ISO/IEC 29110, are typically composed of hardware and software components. The ISO/IEC 29110 series, ta
39、rgeted by audience, has been developed to improve system or software and/or service quality and process performance. See Table 1. ISO/IEC 2016 All rights reserved vii PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016(E) Table 1 ISO/IEC 29110 target audience ISO/IEC 29110 Title Target audience ISO/I
40、EC 29110-1 Overview VSEs and their customers, assessors, standards producers, tool vendors and methodology vendors. ISO/IEC 29110-2 Framework for profile preparation Profile producers, tool vendors and methodology vendors. Not intended for VSEs. ISO/IEC 29110-3 Certification and assessment guidance
41、VSEs and their customers, assessors, accreditation bodies. ISO/IEC 29110-4 Profile specifications VSEs, customers, standards producers, tool vendors and methodology vendors. ISO/IEC 29110-5 Management, engineering and service delivery guides VSEs and their customers. ISO/IEC 29110-6 Management and e
42、ngineering guides not tied to a specific profile VSEs and their customers. If a new profile is needed, ISO/IEC 29110-4 and ISO/IEC/TR 29110-5 can be developed with minimal impact to existing documents. ISO/IEC 29110-2-1 introduces the concepts for systems and software engineering profiles for VSEs.
43、It establishes the logic behind the definition and application of profiles. For standardized profiles, it specifies the elements common to all profiles (structure, requirements, conformance, and assessment). For domain-specific profiles (profiles that are not standardized and developed outside of th
44、e ISO process), it provides general guidance adapted from the definition of standardized profiles. ISO/IEC 29110-3 defines certification schemes, assessment guidelines and compliance requirements for process capability assessment, conformity assessments, and self-assessments for process improvements
45、. ISO/IEC 29110-3 also contains information that can be useful to developers of certification and assessment methods and developers of certification and assessment tools. ISO/IEC 29110-3 is addressed to people who have direct involvement with the assessment process, e.g. the auditor, certification a
46、nd accreditation bodies and the sponsor of the audit, who need guidance on ensuring that the requirements for performing an audit have been met. ISO/IEC 29110-4-m provides the specification for all profiles in one profile group that are based on subsets of appropriate standards elements. ISO/IEC/TR
47、29110-5-m-n provides management, engineering and service delivery guides for the profiles in a profile group. The future ISO/IEC/TR 29110-6-x provides management and engineering guides not tied to a specific profile. This part of ISO/IEC 29110 defines the terms common to the ISO/IEC 29110 series. It
48、 introduces processes, lifecycle and standardization concepts, the taxonomy (catalogue) of ISO/IEC 29110 profiles and the ISO/IEC 29110 series. It also introduces the characteristics and needs of a VSE and clarifies the rationale for specific profiles, documents, standards and guides. Figure 1 descr
49、ibes the ISO/IEC 29110 International Standards (IS) and Technical Reports (TR) and positions the parts within the framework of reference. Overview, assessment guide, management and engineering guide are available from ISO as freely available Technical Reports (TR). The Framework document, profile specifications and certification schemes are published as International Standards (IS).viii ISO/IEC 2016 All rights reserved PD ISO/IEC TR 29110-1:2016 ISO/IEC TR 29110-1:2016
