1、 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. 2012
2、by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. | v ACKNOWL
3、EDGMENTS This study was requested by the American Association of State Highway and Transportation Officials (AASHTO), and conducted as part of the National Cooperative Highway Research Program (NCHRP) Project 20-07. The NCHRP is supported by annual voluntary contributions from the state Departments
4、of Transportation. Project 20-07 provides funding for quick response studies on behalf of the AASHTO Standing Committee on Highways. The report was prepared by Kathryn A. Zimmerman, Applied Pave- ment Technology, Inc.; Dr. Omar Smadi, Center for Transportation Research and Education; Mr. David G. Pe
5、shkin, Applied Pavement Technology, Inc.; and Ms. Angela S. Wolters, Applied Pavement Technol- ogy, Inc. Ms. Shreya Gopal, Applied Pavement Technology, Inc., and Mr. Rick Miller, Kansas Department of Transportation also contributed to the report. The work was guided by a task group which included An
6、drew J. Gisi, Kansas DOT; Wouter Gulden, American Concrete Pavement Association; Kent R. Hansen, National Asphalt Pavement Association; Thomas J. Kazmierowski, Ontario Ministry of Transportation; Paul C. Looney, Kentucky Transportation Cabinet; Erland O. Lukanen, Minnesota DOT, Roger E. Smith, Texas
7、 A Peter Vacura, California DOT; Nastaran Saadatmand, FHWA; and Stephen F . Ma- her, TRB. The project manager was Amir N. Hanna, NCHRP Senior Program Officer. 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable
8、 law.vi | Guide to Pavement Management EXECUTIVE COMMITTEE 20112012 Officers President: Kirk Steudle, P .E., MICHIGAN Vice President: Michael P . Lewis, RHODE ISLAND Secretary/T reasurer: Carlos Braceras, UTAH Immediate Past President: Susan Martinovich, P .E., NEVADA Regional Representatives REGION
9、 I Beverley K. Swaim-Staley, MARYLAND James P . Redeker, CONNECTICUT REGION II Robert St. Onge, SOUTH CAROLINA Eugene Conti, NORTH CAROLINA REGION III Kevin Keith, MISSOURIMark Gottlieb, WISCONSIN REGION IV Francis G. Ziegler P .E., NORTH DAKOTA John Cox, WYOMING Non-Voting Members Executive Directo
10、r: John Horsley, AASHTO JOINT TECHNICAL COMMITTEE ON PAVEMENTS Region 1 DELAWARE . Robin Davis (Design) Vacant NEW YORK Wes Yang (Design) MAINE . Brian Luce (Design) MASSACHUSETTS .Edmund Naras (Design) Region 2 GEORGIA Georgene Geary (Materials) ARKANSAS . Phillip McConnell (Design) LOUISIANA . Jef
11、f Lambert (Design) NORTH CAROLINA Judith Corley-Lay (Vice Chair) SOUTH CAROLINA .Andy Johnson (Design) KENTUCKY. . . . . . . . . . . . . . . Paul Looney (Design) Region 3 KANSAS Andy Gisi (Design) MINNESOTA Curt T urgeon (Materials) MISSOURI .John Donahue (Materials) MISSOURI David Nichols (Chair) O
12、HIO . Aric Morse (Design) IOWA Chris Brakke (Design) Region 4 CALIFORNIA . Bill Farnbach (Design) COLORADO . Richard Zamora (Design) OKLAHOMA . Jeff Dean (Design) WASHINGTON STATE Jeff Uhlmeyer (Design) WYOMING Rick Harvey (Materials) Other AASHTO Liaison .Keith Platte Standing Committee on Aviation
13、 Member Tommy Booth (Mississippi DOT) Standing Committee on Planning Member Vacant Subcommittee on Construction Member Vacant Subcommittee on Maintenance Member Vacant FHWA Liaison Butch Wlaschin, Gary Crawford SHRP2 Liaison James Bryant DarwinME Liaison . Vicki Schofield TRB Liaison . Amir Hanna 20
14、12 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. | vii HIGHWAY SUBCOMMITTEE ON DESIGN Barry Schoch, Pennsylvania, Chair Richard Land, California, Vice Chair David A. Nichol, FHWA, Secretary Keith M. Platt
15、e, AASHTO, Staff Liaison ALABAMA William Adams, Rex Bush, Carey Kelley ALASKA .Mark Neidhold, Robert A. Campbell ARIZONA . Dallas Hammit ARKANSAS Michael Fugett, Phillip L. McConnell CALIFORNIA Terry L. Abbott, Kevin Hanley COLORADO .Richard Zamora CONNECTICUT James H. Norman, Timothy M. Wilson, Wil
16、l Britnell DELAWARE .Thad McIlvain, Mark T udor DISTRICT OF COLUMBIA Muhammad Khalid, Dawit Muluneh FLORIDA David OHagan, Frank Sullivan GEORGIA .Russell McMurry, Brent Story, G. Andy Casey HAWAII . Julius Fronda IDAHO Loren D. Thomas, Monica Crider ILLINOIS . Scott E. Stitt INDIANA Jeff Clanton, Me
17、rril E. Dougherty, John E. Wright IOWA Michael J. Kennerly, Deanna Maifield KANSAS James O. Brewer, Rod Lacy KENTUCKY Keith Caudill, Bradley S. Eldridge, Jeff D. Jasper LOUISIANA .Nicholas Kalivoda, III, Chad Winchester, David S. Smith MAINE Bradford P . Foley, Heath Cowan MARYLAND .Kirk G. McClella
18、nd MASSACHUSETTS .Stanley Wood, Jr. MICHIGAN Bradley C. Wieferich MINNESOTA . John M. Chiglo, Mike Ginnaty MISSISSIPPI .John M. Reese, Amy Mood, Richard Pittman MISSOURI Eric Schroeter, Kathryn P . Harvey MONTANA .Paul R. Ferry, Lesly T ribelhorn NEBRASKA . James J. Knott, Ted Watson NEVADA Paul Fro
19、st, Kristena Shigenaga NEW HAMPSHIRE . William Oldenburg NEW JERSEY . Richard Jaffe, Richard Dunne NEW MEXICO Gabriela Contreras-Apodaca NEW YORK .Daniel DAngelo, Richard Lee NORTH CAROLINA .Deborah M. Barbour, Jay A. Bennett, Art McMillan NORTH DAKOTA . Roger Weigel OHIO Dirk Gross, James Young OKL
20、AHOMA Tim T egeler OREGON .David Joe Polly, Steven R. Lindland PENNSYLVANIA R. Wayne Willey PUERTO RICO Luis Santos, Jos E. Santana-Pimentel RHODE ISLAND Robert Smith SOUTH CAROLINA Rob Bedenbaugh, Mark Lester, Mitchell D. Metts SOUTH DAKOTA .Mark A. Leiferman TENNESSEE .Jeff C. Jones, Carolyn Stone
21、cipher TEXAS Mark A. Marek UTAH .Lisa Wilson, George Lukes VERMONT .Kevin Marshia, Jesse Devlin VIRGINIA Robert H. Cary, Mohammad Mirshahi, Barton A. Thrasher WASHINGTON Pasco Bakotich, Terry L. Berends, Nancy Boyd WEST VIRGINIA . Jason C. Foster, Dee Begley WISCONSIN .Jerry H. Zogg WYOMING Tony Lai
22、rd, Sandra Pecenka, Andrea Allen ASSOCIATE MEMBERBridge, Port, and T oll NJ TURNPIKE AUTHORITY J. Lawrence Williams PORT AUTHORITY OF NY and NJ Scott D. Murrell ASSOCIATE MEMBERFederal USDA FOREST SERVICE Ellen G. LaFayette ASSOCIATE MEMBERInternational ALBERTA . Moh Lali BRITISH COLUMBIA Richard Vo
23、yer KOREA . Chan-Su “Chris” Reem ONTARIO Joe Bucik SASKATCHEWAN . Sukhy Kent 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law.viii | Guide to Pavement Management HIGHWAY SUBCOMMITTEE ON MATERIALS Grant L
24、evi, North Dakota, Chairman Mark Felag, Rhode Island, Vice Chairman Jack Springer, FHWA, Secretary ALABAMA . Bernard E. (Buddy) Cox ALASKA Michael San Angelo ARIZONA Bill Hurguy, Paul Burch, Julie Nodes ARKANSAS Michael C. Benson, Emanuel Banks CALIFORNIA . Phil Stolarski COLORADO Jim Zufall CONNECT
25、ICUT .James Connery DELAWARE Jennifer Pinkerton DISTRICT OF COLUMBIA . Wasi U. Khan FLORIDA Timothy Ruelke GEORGIA Georgene M. Geary, Richard Douds, Peter Wu HAWAII .JoAnne Nakamura, Gerobin Carnate IDAHO Michael Santi ILLINOIS David L. Lippert, Matt Mueller INDIANA . Ronald P . Walker IOWA James Be
26、rger KANSAS .Richard E. Kreider Jr. KENTUCKY . Allen H. Myers LOUISIANA .Christopher D. Abadie MAINE . Richard Bradbury MARYLAND . Timothy E. Smith, Woodrow L. Hood MASSACHUSETTS .John E. Grieco MICHIGAN John F . Staton MINNESOTA Keith L. Shannon, Curt T urgeon MISSISSIPPI . James A. Williams MISSOU
27、RI Victoria Woods MONTANA Matt Strizich NEBRASKA Mick Syslo NEVADA . Reid Kaiser NEW HAMPSHIRE Alan D. Rawson NEW JERSEY .Eileen Sheehy NEW MEXICO .Bryce Simons NEW YORK .Robert A. Burnett, Donald A. Streeter NORTH CAROLINA . Christopher A. Peoples, Jack E. Cowsert NORTH DAKOTA Ron Horner OHIO Lloyd
28、 M. Welker, Jr. OKLAHOMA .Reynolds H. Toney, Scott Seiter OREGON Cole F . Mullis PENNSYLVANIA .Timothy Ramirez PUERTO RICO Andres Alvarez-Ibaez RHODE ISLAND .Mark E. Felag, Michael Byrne, Colin A. Franco SOUTH CAROLINA Milton O. Fletcher, Merrill E. Zwanka SOUTH DAKOTA .Joe J. Feller TENNESSEE .Gary
29、 Head, Danny L. Lane TEXAS Darren Hazlett U.S. DEPARTMENT OF TRANSPORTATION Jack Springer, Jeffrey Rapol UTAH . Scott Andrus VERMONT William Ahearn VIRGINIA . Charles A. Babish, William R. Bailey, III WASHINGTON Thomas E. Baker WEST VIRGINIA . Aaron C. Gillispie WISCONSIN .Steven W . Krebs WYOMING .
30、Frederick M. “Rick” Harvey ASSOCIATE MEMBERBridge, Port, And Toll MASSACHUSETTS METROPOLITAN DISTRICT COMISSION Terrence Johnston NJ TURNPIKE AUTHORITY Sean M. Hill PORT AUTHORITY OF NY AND NJ Casimir Bognacki AASSOCIATE MEMBERFederal USDA FOREST SERVICE James E. Demby, Jr. ASSOCIATE MEMBEROther TRB
31、 Dr. Amir N. Hanna, Ann M. Brach, Frederick D. Hejl, Jerry A. DiMaggio, Monica A. Starnes AASHTO Keith Platte, Greta Smith, Steve Lenker, Robert Lutz ASSOCIATE MEMBERInternational KOREA Jung Hoon NEW BRUNSWICK Carol MacQuarrie NORTHWEST TERRITORIES Peter Vician NOVA SCOTIA . Tom Gouthro ONTARIO . To
32、m Kazmierowski SASKATCHEWAN Magdy Beshara 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. | ix TABLE OF CONTENTS EXECUTIVE SUMMARY .xix Importance of Pavement Management xix Introduction to the New Pav
33、ement Management Guide . xx CHAPTER 1Introduction to the Guide .11 1.1 Background 11 1.2 Description of the Contents 12 1.3 Suggestions for Using the Guide Successfully .13 CHAPTER 2Managing Transportation Assets Effectively .21 2.1 Importance of Managing a Pavement Network Effectively .21 2.2 Intro
34、duction to an Asset Management Approach 22 2.3 Introduction to Pavement Management .26 2.3.1 Basic Pavement Management Framework 27 2.3.2 Components 28 2.4 Types of Pavement Management Software 212 2.5 Role of Pavement Management in Supporting Asset Management 213 2.6 Benefits of Using Pavement Mana
35、gement .216 2.7 Chapter Summary 217 CHAPTER 3Inventory Data Collection and Data Integration Issues .31 3.1 Types of Inventory Information Needed to Support Pavement Management .31 3.1.1 Basic Inventory Information .31 3.1.2 Traffic Data Collection .32 3.1.3 Sources of Inventory Information .33 3.2 L
36、ocation Referencing Systems (Including Segmentation) 34 3.3 Data Integration Approaches .36 3.3.1 Background .36 3.3.2 The Need for Integrated Data 37 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law.x |
37、 Guide to Pavement Management 3.3.3 Data and Process Flow .38 3.3.4 Role of Geographic Information Systems .39 3.4 Data Management 312 3.4.1 Information Systems Infrastructure .312 3.4.2 Database and Database Management Characteristics .312 3.4.3 Documentation (Metadata) 312 3.5 Chapter Summary 313
38、CHAPTER 4Pavement Condition Assessment 41 4.1 Introduction 41 4.1.1 Types of Pavement Condition Data Collected 42 4.1.2 Data Collection Techniques .43 4.1.3 Current Data Collection Practices .43 4.2 Pavement Distress Measurement .44 4.2.1 Distress Types 44 4.2.2 Distress Protocols .48 4.2.3 Techniqu
39、es for Collecting Pavement Distress Information .49 4.3 Surface Characteristics .410 4.3.1 Longitudinal Profile and Roughness 412 4.3.2 International Roughness Index 414 4.3.3 Surface Texture and Friction 415 4.4 Sub-Surface Characteristics .416 4.5 Structural Evaluation 418 4.5.1 Pavement Deflectio
40、n Testing 418 4.6 Network-Level Pavement Condition Survey Approaches .421 4.6.1 Manual Surveys .422 4.6.2 Automated Surveys 422 4.6.3 Fully Automated and Semi-Automated Data Processing .423 4.7 Sampling .425 4.7.1 Sampling as Part of a Distress Survey 4-25 4.7.2 Sampling as Part of an Automated Surv
41、ey 4-26 4.8 Survey Frequency .426 4.9 Improving Data Quality 427 4.9.1 Data Collection Protocols and Standards 430 4.10 Data Consistency Issues .432 4.10.1 Inherent Variability in Pavement Data Collection .432 4.10.2 Changes in Data Collection Equipment 432 4.10.3 Changes in Data Collection Methodol
42、ogy 433 4.10.4 General Recommendations .434 4.11 Developing Pavement Condition Indices 434 2012 by the American Association of State Highway and Transportation Officials. All rights reserved. Duplication is a violation of applicable law. | xi 4.11.1 Composite Indices 435 4.11.2 Individual Indices .4
43、39 4.12 Other Factors Influencing Pavement Condition Surveys .440 4.12.1 The Use of Preventive Maintenance Treatments 440 4.12.2 Increased Use of Performance Measures 441 4.12.3 New HPMS Requirements 441 4.12.4 MEPDG Model Calibration Requirements 442 4.13 Chapter Summary .442 CHAPTER 5Pavement Perf
44、ormance Modeling 51 5.1 Introduction 51 5.2 Data Requirements for Pavement Performance Modeling 51 5.3 Performance Modeling Approaches 52 5.3.1 Deterministic Models 54 5.3.2 Probabilistic Models .54 5.3.3 Bayesian Models .55 5.3.4 Subjective (or Expert-Based) Models 55 5.4 Family Modeling and Site-S
45、pecific Models .56 5.4.1 Family Models .56 5.4.2 Site-Specific Models .57 5.4.3. Colorado DOT Example of Site-Specific and Family Models 58 5.5 Evaluating Model Reliability 58 5.6 Shifting the Curve 510 5.7 Update Requirements 512 5.8 Special Uses of Performance Models 513 5.8.1 Evaluating the Perfo
46、rmance of Different Pavement Designs or Mixes .513 5.8.2 Modeling the Performance of Preventive Maintenance Treatments .513 5.8.3 Conducting Forensic Studies .514 5.8.4 Calculating Remaining Service Life 515 5.8.5 Calibrating MEPDG Models 516 5.9 Chapter Summary 517 CHAPTER 6Project and Treatment Se
47、lection .61 6.1 Introduction 61 6.2 Definitions .61 6.3 Pavement Preservation Strategies 64 6.4 Identifying Treatment Needs 65 6.4.1 Defining Treatments or Treatment Categories 65 6.4.2 Setting Treatment Trigger Rules 67 2012 by the American Association of State Highway and Transportation Officials.
48、 All rights reserved. Duplication is a violation of applicable law.xii | Guide to Pavement Management 6.4.3 Impact Rules (or Reset Values) 612 6.4.4 Considerations for Preventive Maintenance Treatments .613 6.5 Techniques for Project and Treatment Selection 616 6.5.1 Ranking .619 6.5.2 Multi- Year P
49、rioritization Using Incremental Benefit-Cost or Marginal Cost-Effectiveness .620 6.5.3 Optimization .623 6.6 Coordinating with Maintenance 625 6.7 Examples of Treatment Rules 627 6.7.1 Oklahoma Department of Transportation 627 6.7.2 Wyoming Department of Transportation 629 6.8 Chapter Summary 630 CHAPTER 7Using and Presenting Pavement Management Results .71 7.1 Introduction 71 7.2 Typical Uses of Pavement Management Information 71 7.2.1 Determinin
