ANSI TIA J-STD-025-B-2006 Lawfully Authorized Electronic Surveillance (This Standard is Available Simultaneously with J-STD-025 and J-STD-025-A)《合法授权的电子监督(CALEA)》.pdf

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1、 JOINT STANDARD Lawfully Authorized Electronic Surveillance ANSI/J-STD-025-B (Upgrade/Revision of J-STD-025-B) August 2006 Jointly Developed By: TELECOMMUNICATIONS INDUSTRY ASSOCIATION AND ALLIANCE FOR TELECOMMUNICATIONS INDUSTRY SOLUTIONS ANSI/J-STD-025-B Approved: July 17,2006 J-STD-025-B JOINT ST

2、ANDARDS Joint Standards and Publications are adopted in accordance with the American National Standards Institute (ANSI) patent policy. By such action, the Telecommunications Industry Association or the Alliance for Telecommunications Industry Solutions does not assume any liability to any patent ow

3、ner, nor does it assume any obligation whatever to parties adopting the Standard or Publication. This Standard does not purport to address all safety problems associated with its use or all applicable regulatory requirements. It is the responsibility of the user of this Standard to establish appropr

4、iate safety and health practices and to determine the applicability of regulatory limitations before its use. This standard was developed under Project No. SP-3-4465-UGRV2-2, formulated under the cognizance of the TIA TR-45 Committee on Mobile Telephone (703)907-7700; Fax: (703)907-7727 or by email

5、to standardstiacomm.org. This document is being published by Global Engineering on behalf of TIA and ATIS through the ATIS Document Center. This document was coordinated between ATIS and TIA. A Word from TIA: TIA Engineering Standards and Publications are designed to serve the public interest throug

6、h eliminating misunderstanding between manufacturers and purchasers, facilitating interchangeability and improvement of products, and assisting the purchaser in selecting and obtaining with minimum delay the proper product for his/her particular need. Existence of such Standards and Publications sha

7、ll not be in any respect preclude any member or nonmember of TIA from manufacturing or selling products not conforming to such Standards and Publications, nor shall the existence of such Standards and Publications preclude their voluntary use by those other than TIA members, whether the standard is

8、to be used either domestically or internationally. TIA Documents contain information deemed to be of technical value to the industry, and are published at the request of the originating Committee without necessarily following the rigorous public review and resolution of comments which is a procedura

9、l part of the development of a American National Standard (ANS). Further details of the development process are available in the TIA Engineering Manual, located at http:/www.tiaonline.org/standards/procedures/manuals/engineering.cfm A Word from ATIS: ATIS is a technical planning and standards develo

10、pment organization that is committed to rapidly developing and promoting technical and operations standards for the communications and related information technologies industry worldwide using a pragmatic, flexible and open approach. Over 1,100 participants from more than 350 communications companie

11、s are active in ATIS 21 industry committees, and its Incubator Solutions Program. Further information on ATIS is available at http:/www.atis.org. NOTICE FROM PATENT HOLDERS The users attention is called to the possibility that compliance with this standard may require use of an invention covered by

12、patent rights. By publication of this standard, no position is taken with respect to the validity of this claim or of any patent rights in connection therewith. The patent holder has, however, filed a statement of willingness to grant a license under these rights on reasonable and nondiscriminatory

13、terms and conditions to applicants desiring to obtain a license. Details may be obtained from the Telecommunications Industry Association, Alliance for Telecommunications Industry Solutions or the American National Standards Institute. Copyright Telecommunications Industry Association 2006 Copyright

14、 Alliance for Telecommunications Industry Solutions 2006 All rights reserved This document is subject to change. NOTICE OF COPYRIGHT This document is issued under a joint copyright by the Telecommunications Industry Association and the Alliance for Telecommunications Industry Solutions, and may not

15、be reproduced without permission. Reproduction of these documents either in hard copy or soft copy (including posting on the web) is prohibited without copyright permission. For copyright permission to reproduce portions of this document, please contact TIA Standards Department or go to the TIA webs

16、ite (www.tiaonline.org) for details on how to request permission. Details are located at: http:/www.tiaonline.org/standards/catalog/info.cfm#copyright Organizations may obtain permission to reproduce a limited number of copies by entering into a license agreement. For information, contact: Global En

17、gineering Documents 15 Inverness Way East Englewood, CO 80112-5704 or call U.S.A. and Canada (1-800-854-7179) International (303) 397-7956 OR ATIS Document Center: www.atis.org Alliance for Telecommunications Industry Solutions 1200 G Street, NW Suite 500 Washington, DC 20005 (202) 628-6380 NOTICE O

18、F DISCLAIMER AND LIABILITY The document to which this Notice is affixed (the “Document”) has been prepared by one or more Engineering Committees or Formulating Groups of the Telecommunications Industry Association (“TIA”). In addition, the Document was balloted by ATIS Wireless Technologies and Syst

19、ems Committee (formerly Committee T1s Technical Subcommittee T1P1). TIA is not the author of the Document contents, but publishes and claims copyright to the Document pursuant to licenses and permission granted by the authors of the contents. TIA Engineering Committees and Formulating Groups are exp

20、ected to conduct their affairs in accordance with the TIA Engineering Manual (“Manual”), the current and predecessor versions of which are available at http:/www.tiaonline.org/standards/procedures/manuals/engineering.cfm. The ATIS Wireless Technologies and Systems Committee (formerly Committee T1s T

21、echnical Subcommittee T1P1) is expected to conduct its affairs in accordance with the ATIS Operating Procedures which is available at http:/www.atis.org/ATISop080904.pdf. TIAs function is to administer the process, but not the content, of document preparation in accordance with the Manual and, when

22、appropriate, the policies and procedures of the American National Standards Institute (“ANSI”). Likewise, ATIS function, and on behalf of its Committees and Forums, is to administer the process according to its Operating Procedures, but not develop the content of the document. TIA and ATIS do not ev

23、aluate, test, verify or investigate the information, accuracy, soundness, or credibility of the contents of the Document. In publishing the Document, TIA and ATIS disclaim any undertaking to perform any duty owed to or for anyone. If the Document is identified or marked as a project number (PN) docu

24、ment, or as a standards proposal (SP) document, persons or parties reading or in any way interested in the Document are cautioned that: (a) the Document is a proposal; (b) there is no assurance that the Document will be approved by any Committee of TIA or any other body in its present or any other f

25、orm; (c) the Document may be amended, modified or changed in the standards development or any editing process. The use or practice of contents of this Document may involve the use of intellectual property rights (“IPR”), including pending or issued patents, or copyrights, owned by one or more partie

26、s. Neither TIA nor ATIS makes any search or investigation for IPR. When IPR consisting of patents and published pending patent applications are claimed and called to TIAs attention, a statement from the holder thereof is requested, all in accordance with the Manual. When IPR consisting of patents ar

27、e claimed and called to ATISs attention, a statement from the holder thereof is requested, all in accordance with the ATISs Operating Procedures. Neither TIA nor ATIS takes any position with reference to, and disclaims any obligation to investigate or inquire into, the scope or validity of any claim

28、s of IPR. Neither TIA or ATIS will neither be a party to discussions of any licensing terms or conditions, which are instead left to the parties involved, nor will TIA or ATIS opine or judge whether proposed licensing terms or conditions are reasonable or non-discriminatory. TIA does not warrant or

29、represent that procedures or practices suggested or provided in the Manual have been complied with as respects the Document or its contents. TIA and ATIS do not enforce or monitor compliance with the contents of the Document. TIA and ATIS do not certify, inspect, test or otherwise investigate produc

30、ts, designs or services or any claims of compliance with the contents of the Document. ALL WARRANTIES, EXPRESS OR IMPLIED, ARE DISCLAIMED, INCLUDING WITHOUT LIMITATION, ANY AND ALL WARRANTIES CONCERNING THE ACCURACY OF THE CONTENTS, ITS FITNESS OR APPROPRIATENESS FOR A PARTICULAR PURPOSE OR USE, ITS

31、 MERCHANTABILITY AND ITS NONINFRINGEMENT OF ANY THIRD PARTYS INTELLECTUAL PROPERTY RIGHTS. TIA AND ATIS EXPRESSLY DISCLAIM ANY AND ALL RESPONSIBILITIES FOR THE ACCURACY OF THE CONTENTS AND MAKE NO REPRESENTATIONS OR WARRANTIES REGARDING THE CONTENTS COMPLIANCE WITH ANY APPLICABLE STATUTE, RULE OR RE

32、GULATION, OR THE SAFETY OR HEALTH EFFECTS OF THE CONTENTS OR ANY PRODUCT OR SERVICE REFERRED TO IN THE DOCUMENT OR PRODUCED OR RENDERED TO COMPLY WITH THE CONTENTS. NEITHER TIA NOR ATIS SHALL BE LIABLE FOR ANY AND ALL DAMAGES, DIRECT OR INDIRECT, ARISING FROM OR RELATING TO ANY USE OF THE CONTENTS C

33、ONTAINED HEREIN, INCLUDING WITHOUT LIMITATION ANY AND ALL INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES (INCLUDING DAMAGES FOR LOSS OF BUSINESS, LOSS OF PROFITS, LITIGATION, OR THE LIKE), WHETHER BASED UPON BREACH OF CONTRACT, BREACH OF WARRANTY, TORT (INCLUDING NEGLIGENCE), PRODUCT LIABILI

34、TY OR OTHERWISE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. THE FOREGOING NEGATION OF DAMAGES IS A FUNDAMENTAL ELEMENT OF THE USE OF THE CONTENTS HEREOF, AND THESE CONTENTS WOULD NOT BE PUBLISHED BY TIA WITHOUT SUCH LIMITATIONS. ANSI/J-STD-025-B1234567891011121314151617181920212223242526272

35、829303132333435363738394041424344454647484950515253545556575859iii AbstractAbstractThis Standard defines the interfaces between a telecommunication service provider (TSP) and a Law Enforcement Agency (LEA) to assist the LEA in conducting lawfully authorized electronic surveillance. A TSP, manufactur

36、er, or support service provider that is in compliance with this Standard will have a “safe harbor” under Section 107 of the Communications Assistance for Law Enforcement Act (CALEA), Public Law 103-414: “a TSP shall be found to be in compliance with the assistance capability requirements under CALEA

37、 Section 103, and a manufacturer of telecommunication transmission or switching equipment or a provider of telecommunication support services shall be found in compliance with CALEA Section 106.”J-STD-025-A provides the enhancements necessary to support FCC 99-230, CC Docket No. 97-213, Third Report

38、 and Order and FCC 02-108, CC Docket No. 97-213, Order on Remand1. J-STD-025-B provides enhancements to further support lawfully authorized electronic surveillance of packet data telecommunication services (e.g., cdma20002packet data). 1.The FCC Third Report and Order FCC 99-230, CC Docket No. 97-21

39、3 introductory paragraph states the fol-lowing: “Specifically, we require that all capabilities of J-STD-025 (interim standard) and six of nine “punch list“ capabilities requested by the Department of Justice (DoJ)/Federal Bureau of Investigation (FBI) be implemented by wireline, cellular, and broad

40、band PCS carriers. While we are requiring that a packet-mode capability be implemented by such carriers, we are not at this time adopting technical requirements for packet-mode communications, but will permit packet-mode data to be delivered to law enforcement under the interim standard, discussed b

41、elow, pending further study of packet-mode communications by the telecommunications industry.”2. cdma2000 is a registered trademark of the Telecommunications Industry Association (TIA-USA).ANSI/J-STD-025-B Document Revision History123456789101112131415161718192021222324252627282930313233343536373839

42、4041424344454647484950515253545556575859ivDocument Revision HistoryRevision Date Remarks 0 November 1997 Initial A February 2003 Revised to meet the requirements defined in FCC 99-230, CC Docket No. 97-213 and FCC 02-108, CC Docket No. 97-213.B January 2004 Revised to include enhancements for packet

43、 based telecommunica-tion technologies. J-STD-025-B is both a T1 Trial Use standard and a TIA standard.B June 2004 ANSI upgrade to include enhancements for packet based telecom-munication technologies. ANSI/J-STD-025-B1234567891011121314151617181920212223242526272829303132333435363738394041424344454

44、647484950515253545556575859v ContentsContentsAbstract iiiDocument Revision History ivContents .vList of Tables xiList of Figures xiiiForeword xv1 Introduction 11.1 General 11.2 Purpose 21.3 Scope .21.4 Organization 22 References 33 Definitions and Acronyms .64 Stage 1 Description: User Perspective .

45、184.1 Overview .184.2 Introduction .184.2.1 Assumptions 184.2.2 General Background 214.2.3 Call Content Channels and Call Data Channels 224.3 Non-Call Associated Information Surveillance Service DescriptionServing System IAP .234.4 Call Associated Information Surveillance Service DescriptionCall-Ide

46、ntifying Informa-tion IAP .244.4.1 Introduction .244.4.2 Basic Circuit Calls .254.4.3 Conference Call Party Changes .254.5 Call Associated and Non-Call Associated Information Surveillance Service Description .264.5.1 Introduction .264.5.2 Intercept Subject Signaling IAP 264.5.2.1 Subject-initiated D

47、ialing and Signaling 264.5.2.2 Dialed Digit Extraction .264.5.3 Network Signaling IAP .274.5.3.1 In-band and Out-of-band Signaling .274.6 Content Surveillance Service Description 274.6.1 Circuit IAP 284.6.2 Conference Circuit IAP - Content of Subject-initiated Conference Calls .324.6.3 Packet Data I

48、AP 334.7 Timing Information .374.8 Restrictions 384.8.1 Lack of CDC and CCC Synchronization .384.8.2 CDC Congestion 384.8.3 CCC Exhaustion 38ANSI/J-STD-025-B Contents1234567891011121314151617181920212223242526272829303132333435363738394041424344454647484950515253545556575859vi4.8.4 CCC Congestion .

49、384.9 Packet Mode Technology . 394.9.1 Introduction and Scope . 394.9.2 cdma2000 Packet Data 404.9.2.1 cdma2000 Packet Data System Reference Model . 404.9.2.2 General Principles . 424.9.2.3 Applicability to Telecommunications Services . 434.9.2.4 Normal Operation - Intercept Events for Lawful Interception . 434.9.3 GPRS/UMTS 444.9.4 Voice over Packet Technologies in Wireline Telecommunications Networks 455 Stage 2 Description: Network Perspective 465.1 Introduction 465.2 Stage 2 Methodology . 465.3 Network Reference Mo

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