1、ASHRAE Guideline 0.2-2015Commissioning Processfor Existing Systems andAssembliesApproved by ASHRAE on August 31, 2015.ASHRAE Guidelines are scheduled to be updated on a five-year cycle; the date following the Guideline number is the yearof ASHRAE approval. The latest edition of an ASHRAE Guideline m
2、ay be purchased on the ASHRAE website(www.ashrae.org) or from ASHRAE Customer Service, 1791 Tullie Circle, NE, Atlanta, GA 30329-2305. E-mail:ordersashrae.org. Fax: 678-539-2129. Telephone: 404-636-8400 (worldwide) or toll free 1-800-527-4723 (for orders inUS and Canada). For reprint permission, go
3、to www.ashrae.org/permissions. 2015 ASHRAE ISSN 1049-894XIncludes real-world examples that illustrate application of the Cx Process to various facility, system, or assembly types. Requires Microsoft Word. ASHRAE Guideline Project Committee 1.2Cognizant TC: 7.9, Building CommissioningSPLS Liaison: Do
4、nald M. BrundageK. William Dean,* Chair Richard B. Casault* David F. Moser*Thomas E. Cappellin,* Vice-Chair David E. Claridge* Keshwar B. Ramjattan*Scott L. Gordon* Charles E. Dorgan* Reinhard G. Seidl*J. Robert Atkins, Jr.* Gerald J. Kettler* Holly R. Townes*James W. Bochat* Natascha S. Milesi Ferr
5、etti* Markham R. Wheeler Jr.*Barry B. Bridges* Mark F. Miller* Ronald J. Wilkinson* Denotes members of voting status when the document was approved for publicationASHRAE STANDARDS COMMITTEE 20152016Douglass T. Reindl, Chair Keith I. Emerson Heather L. PlattRita M. Harrold, Vice-Chair Steven J. Emmer
6、ich David RobinJoseph R. Anderson Julie M. Ferguson Peter SimmondsJames D. Aswegan Roger L. Hedrick Dennis A. StankeNiels Bidstrup Srinivas Katipamula Wayne H. Stoppelmoor, Jr.Donald M. Brundage Rick A. Larson Jack H. ZarourJohn A. Clark Lawrence C. Markel Julia A. Keen, BOD ExOWaller S. Clements Ar
7、sen K. Melikov James K. Vallort, COJohn F. Dunlap Mark P. ModeraJames W. Earley, Jr. Cyrus H. NasseriStephanie C. Reiniche, Senior Manager of StandardsSPECIAL NOTEThis Guideline was developed under the auspices of ASHRAE. ASHRAE Guidelines are developed under a review process, identifying a Guidelin
8、efor the design, testing, application, or evaluation of a specific product, concept, or practice. As a Guideline it is not definitive but encompassesareas where there may be a variety of approaches, none of which must be precisely correct. ASHRAE Guidelines are written to assist professionalsin the
9、area of concern and expertise of ASHRAEs Technical Committees and Task Groups.ASHRAE Guidelines are prepared by Project Committees appointed specifically for the purpose of writing Guidelines. The Project CommitteeChair and Vice-Chair must be members of ASHRAE; while other committee members may or m
10、ay not be ASHRAE members, all must be technicallyqualified in the subject area of the Guideline.Development of ASHRAE Guidelines follows procedures similar to those for ASHRAE Standards except that (a) committee balance is desiredbut not required, (b) an effort is made to achieve consensus but conse
11、nsus is not required, (c) Guidelines are not appealable, and (d) Guidelinesare not submitted to ANSI for approval.The Senior Manager of Standards of ASHRAE should be contacted fora. interpretation of the contents of this Guideline,b. participation in the next review of the Guideline,c. offering cons
12、tructive criticism for improving the Guideline, ord. permission to reprint portions of the Guideline.DISCLAIMERASHRAE uses its best efforts to promulgate Standards and Guidelines for the benefit of the public in light of available information and acceptedindustry practices. However, ASHRAE does not
13、guarantee, certify, or assure the safety or performance of any products, components, or systemstested, installed, or operated in accordance with ASHRAEs Standards or Guidelines or that any tests conducted under its Standards or Guidelineswill be nonhazardous or free from risk.ASHRAE INDUSTRIAL ADVER
14、TISING POLICY ON STANDARDSASHRAE Standards and Guidelines are established to assist industry and the public by offering a uniform method of testing for rating purposes, bysuggesting safe practices in designing and installing equipment, by providing proper definitions of this equipment, and by provid
15、ing other informationthat may serve to guide the industry. The creation of ASHRAE Standards and Guidelines is determined by the need for them, and conformanceto them is completely voluntary.In referring to this Standard or Guideline and in marking of equipment and in advertising, no claim shall be m
16、ade, either stated or implied,that the product has been approved by ASHRAE.CONTENTSASHRAE Guideline 0.2-2015,Commissioning Process for Existing Systems and AssembliesSECTION PAGEForeword .21 Purpose32 Scope .33 Definitions.34 Process Overview 45 Multiple-Facility Planning66 Assessment97 Investigatio
17、n .158 Implementation.219 Hand-Off.2510 Ongoing Commissioning.27Informative Annex A: Guide for Developing Supplementary Technical Guidelines for the Commissioning Process forExisting-Building Systems and Assemblies 30Informative Annex B: Flowcharts for the Commissioning Process for Existing Building
18、s 34Informative Annex C1: Costs and Benefits of the Commissioning Process for Systems inExisting Buildings and Assemblies37Informative Annex C2: Differences between the Existing-Building Commissioning Process, anEnergy Audit, and a Building Tune-up 39Informative Annex D: Documentation Matrix for Com
19、missioning Process for Existing Buildings and Assemblies.42Informative Annex E: Request for Qualifications and Team Selection .43Informative Annex F: Roles and Responsibilities45Informative Annex G: Existing-Building Commissioning Plans.47Informative Annex H: Existing-Building Commissioning Process
20、Program Plan for Multiple Facilities.48Informative Annex I: Current Facility Requirements Workshop50Informative Annex J: Current Facility Requirements.53Informative Annex K: Existing-Building Documentation and Records 56Informative Annex L: Existing-Building Commissioning Process Report57Informative
21、 Annex L1: Assessment Report 58Informative Annex L2: Investigation Report60Informative Annex L3: Implementation Report .62Informative Annex L4: Measurement and Verification Report 63Informative Annex L5: Training.64Informative Annex L6: Lessons-Learned Workshop.68Informative Annex M: Systems Manual
22、69Informative Annex M1: Facility Guide.71Informative Annex N: Ongoing Commissioning Report 73Informative Annex O: Existing-Building Commissioning Process Resources 74NOTEApproved addenda, errata, or interpretations for this guideline can be downloaded free of charge from the ASHRAEWeb site at www.as
23、hrae.org/technology. 2015 ASHRAE1791 Tullie Circle NE Atlanta, GA 30329 www.ashrae.org All rights reserved.ASHRAE is a registered trademark of the American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc.2 ASHRAE Guideline 0.2-2015(This foreword is not part of this guideline. I
24、t is merelyinformative and does not contain requirements necessaryfor conformance to the guideline.)FOREWORDThe Commissioning (Cx) Process for existing systems andassemblies is an organized, quality-oriented process for plan-ning, assessing, investigating, implementing, verifying, anddocumenting tha
25、t improves the performance of facilities, sys-tems, and assemblies to meet defined operational require-ments and criteria for the facility over time.The Existing-Building Commissioning ProcessThe Existing-Building Commissioning (EBCx) Process isused by Owners and/or other facility decision makers to
26、 opti-mize the operation of their facilities and systems for their spe-cific Current Facility Requirements (CFR). The process isused to plan facility operation programs and goals and thencompare existing conditions and operations to those goals.This evaluation allows the Owner to determine if any of
27、 theexisting conditions require or warrant further attention. Theprocess is also used to identify the causes of existing problemsand shortfalls in achieving the CFR and to determine methodsfor resolving those problems. Most importantly, the processprovides the Owner with a logical decision-making ap
28、proachto evaluate, compare, prioritize, and implement recommenda-tions for making their facilities operate as efficiently andeffectively as is economically feasible given the Owners spe-cific requirements and resources. When physical changes tothe facility are required as a consequence of the EBCx P
29、ro-cess, all such modifications must meet applicable codes per-taining to the work being performed. Additionally, followingthe process allows Owners to maintain the benefits of theseimplemented recommendations over time.The EBCx Process differs from the Cx Process for newbuildings in that the Cx Tea
30、m for existing buildings is selectedand charged with evaluating existing-building systems andassemblies to determine their ability to meet the OwnersCFR, which may differ from the original design.This guideline details a process that can be applied to anytype of building, system, or assembly. The EB
31、Cx Process con-sists of distinct phases with specific objectives to be achievedduring each phase in order to identify and correct operationaland functional issues that prevent the building systems andassemblies from performing as currently required. The processinvolves the following phases: Planning
32、, Assessment, Investi-gation, Implementation, Hand-Off, and Ongoing Commission-ing (OCx). This guideline describes the responsibilities of theCx Team and the documents and reports needed to provide auniform, integrated, and consistent approach for maintaining,operating, and managing assets to meet t
33、he Owners and otherstakeholders ongoing requirements.The process detailed in this guideline is presented as lin-ear. In reality, the process probably will be iterative and inter-active, where many tasks and even some phases are performedmore than once as needed for the specific facility and systems.
34、The documents used and created in this guideline are livingdocuments that will need to be updated throughout the EBCxProcess.The process places an emphasis on planning and on doc-umentation of the CFR early on, with updates throughout asneeded. Owners adopt the EBCx to achieve their stated objec-tiv
35、es and criteria as defined in the CFR. The CFR must appro-priately describe these criteria as understood at the beginningof the process and must be modified as new information isuncovered.The Assessment, Investigation, and ImplementationPhases are critical to making a difference in a facility, but t
36、hemost overlooked phase is the OCx Phase, which is used for ver-ifying and sustaining the actual performance of the facility overtime. If the Owner does not continue to verify system perfor-mance improvements, those benefits are likely to deteriorate ordisappear in future years. The development of f
37、acility stafftraining modules, including documents on how the buildingworks (facility guide), are critical to maintaining long termperformance in anticipation of the inevitable staff turn-over.The Cx Process as presented herein allows the Owner toreduce the life-cycle cost of the facility. Following
38、 this inte-grated process should result in a fully functional facility, withcomplete documentation of its systems and assemblies, andtrained operating and maintenance personnel.EBCx Process Supporting Technical GuidelinesASHRAE Guideline 0.2 presents details on the Cx Process forexisting systems and
39、 assemblies without focusing on specificsystems or assemblies. Supporting technical guidelines arebeing developed to provide specific and detailed informationon how to implement the Cx Process for each major facilitysystem or assembly. However, the EBCx can be implementedsuccessfully without the sup
40、porting technical guidelines.Supporting technical guidelines use a common contentorganization that is closely coordinated with Guideline 0.2 toavoid repeating Cx Process information that is conveyed inthis guideline. This common content organization, with focuson system-specific information, forms a
41、 set of documents thatcan be employed together or in any combination to accommo-date varying Owner requirements.AnnexesAnnexes are included with this guideline to assist users inapplying the Cx Process for existing systems and assembliesand to aid in the development of the supporting technicalguidel
42、ines. Most of the annexes include examples locatedonline at www.ashrae.org/G02-2015. The examples arebased on specific project experience and are presented as arepresentative sample of current practice, which may not fol-low all of the procedures presented in this guideline. Theyillustrate applicati
43、on of the Cx Process to various facility,system, or assembly types. They are not intended to promotespecific formats for the various deliverables related to the CxProcess but to help illustrate how the guideline can be putinto practice.History of Cx Process GuidelinesDevelopment of guidelines for th
44、e Cx Process began formallyin 1982 when ASHRAE formed a committee to document bestpractices to achieve facilities that performed according to theneeds of the Owner and other stakeholders. ASHRAE publishedASHRAE Guideline 0.2-2015 3its original Cx guideline, ASHRAE Guideline 1, The HVACCommissioning
45、Process, in 1989, and an updated version waspublished in 1996. These first guidelines were developed withan emphasis on HVAC some of these will be close to continuousin implementation and others will be either scheduled orunscheduled (as needed).recommissioning: an application of the Cx Process requ
46、ire-ments to a project that has been delivered using the Cx Pro-cess (see Existing-Building Commissioning EBCx Process).4 ASHRAE Guideline 0.2-2015retrocommissioning: the Cx Process applied to an existingbuilding that was not previously commissioned (see Existing-Building Commissioning EBCx Process)
47、.systems manual: a system-focused composite document thatincludes the design and construction documentation, FG andoperation manual, maintenance information, training infor-mation, Cx Process records, and additional information of useto the Owner during occupancy and operation.test procedure: a writ
48、ten protocol that defines methods, per-sonnel, and expectations for tests conducted on components,equipment, assemblies, systems, and interfaces among sys-tems.Training Plan: a written document that details the expecta-tions, schedule, budget, and deliverables of Cx Process Activ-ities related to tr
49、aining of project operations and maintenancepersonnel, users, and occupants.verification: the process by which specific documents, compo-nents, equipment, assemblies, systems, and interfaces amongsystems are confirmed to comply with the criteria described inthe CFR.4. PROCESS OVERVIEW4.1 Section 4 provide an executive summary of the Existing-Building Commissioning (EBCx) Process with sufficientinformation to allow users to determine the value of using theprocess to enhance the value of their assets, increase produc-tivity, and reduce operating costs, including ene
