ASTM C1215-1992(2012)e1 Standard Guide for Preparing and Interpreting Precision and Bias Statements in Test Method Standards Used in the Nuclear Industry《核工业用试验方法标准中精密度与及偏倚报告的编写和表达.pdf

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1、Designation: C1215 92 (Reapproved 2012)1Standard Guide forPreparing and Interpreting Precision and Bias Statements inTest Method Standards Used in the Nuclear Industry1This standard is issued under the fixed designation C1215; the number immediately following the designation indicates the year ofori

2、ginal adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon () indicates an editorial change since the last revision or reapproval.1NOTEChanges were made editorially in June 2012.INTRODUCTIONTest method st

3、andards are required to contain precision and bias statements. This guide contains aglossary that explains various terms that often appear in these statements as well as an exampleillustrating such statements for a specific set of data. Precision and bias statements are shown to varyaccording to the

4、 conditions under which the data were collected. This guide emphasizes that the errormodel (an algebraic expression that describes how the various sources of variation affect themeasurement) is an important consideration in the formation of precision and bias statements.1. Scope1.1 This guide covers

5、 terminology useful for the preparationand interpretation of precision and bias statements. This guidedoes not recommend a specific error model or statisticalmethod. It provides awareness of terminology and approachesand options to use for precision and bias statements.1.2 In formulating precision a

6、nd bias statements, it isimportant to understand the statistical concepts involved and toidentify the major sources of variation that affect results.Appendix X1 provides a brief summary of these concepts.1.3 To illustrate the statistical concepts and to demonstratesome sources of variation, a hypoth

7、etical data set has beenanalyzed in Appendix X2. Reference to this example is madethroughout this guide.1.4 It is difficult and at times impossible to ship nuclearmaterials for interlaboratory testing. Thus, precision statementsfor test methods relating to nuclear materials will ordinarilyreflect on

8、ly within-laboratory variation.1.5 No units are used in this statistical analysis.1.6 This guide does not involve the use of materials,operations, or equipment and does not address any riskassociated.2. Referenced Documents2.1 ASTM Standards:2E177 Practice for Use of the Terms Precision and Bias inA

9、STM Test MethodsE691 Practice for Conducting an Interlaboratory Study toDetermine the Precision of a Test Method2.2 ANSI Standard:ANSI N15.5 Statistical Terminology and Notation forNuclear Materials Management33. Terminology for Precision and Bias Statements3.1 Definitions:3.1.1 accuracy (see bias)(

10、1) bias. (2) the closeness of ameasured value to the true value. (3) the closeness of ameasured value to an accepted reference or standard value.3.1.1.1 DiscussionFor many investigators, accuracy isattained only if a procedure is both precise and unbiased (seebias). Because this blending of precisio

11、n into accuracy canresult occasionally in incorrect analyses and unclear statementsof results, ASTM requires statement on bias instead of accu-racy.41This guide is under the jurisdiction of ASTM Committee C26 on Nuclear FuelCycle and is the direct responsibility of Subcommittee C26.08 on Quality Ass

12、ur-ance, Statistical Applications, and Reference Materials.Current edition approved June 1, 2012. Published June 2012. Originallyapproved in 1992. Last previous edition approved in 2006 as C121592(2006). DOI:10.1520/C1215-92R12E01.2For referenced ASTM standards, visit the ASTM website, www.astm.org,

13、 orcontact ASTM Customer Service at serviceastm.org. For Annual Book of ASTMStandards volume information, refer to the standards Document Summary page onthe ASTM website.3Available from American National Standards Institute (ANSI), 25 W. 43rd St.,4th Floor, New York, NY 10036, http:/www.ansi.org.4Re

14、fer to Form and Style for ASTM Standards, 8th Ed., 1989, ASTM.1Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.3.1.2 analysis of variance (ANOVA)the body of statisticaltheory, methods, and practices in which the variation in a set ofd

15、ata is partitioned into identifiable sources of variation.Sources of variation may include analysts, instruments,samples, and laboratories. To use the analysis of variance, thedata collection method must be carefully designed based on amodel that includes all the sources of variation of interest. (S

16、eeExample, X2.1.1)3.1.3 bias (see accuracy)a constant positive or negativedeviation of the method average from the correct value oraccepted reference value.3.1.3.1 DiscussionBias represents a constant error asopposed to a random error.(a) A method bias can be estimated by the difference (orrelative

17、difference) between a measured average and an ac-cepted standard or reference value. The data from which theestimate is obtained should be statistically analyzed to establishbias in the presence of random error. A thorough bias investi-gation of a measurement procedure requires a statisticallydesign

18、ed experiment to repeatedly measure, under essentiallythe same conditions, a set of standards or reference materials ofknown value that cover the range of application. Bias oftenvaries with the range of application and should be reportedaccordingly.(b) In statistical terminology, an estimator is sai

19、d to beunbiased if its expected value is equal to the true value of theparameter being estimated. (See Appendix X1.)(c) The bias of a test method is also commonly indicated byanalytical chemists as percent recovery. A number of repeti-tions of the test method on a reference material are performed,an

20、d an average percent recovery is calculated. This averageprovides an estimate of the test method bias, which is multi-plicative in nature, not additive. (See Appendix X2.)(d) Use of a single test result to estimate bias is stronglydiscouraged because, even if there were no bias, random erroralone wo

21、uld produce a nonzero bias estimate.3.1.4 coeffcient of variationsee relative standard devia-tion.3.1.5 confidence intervalan interval used to bound thevalue of a population parameter with a specified degree ofconfidence (this is an interval that has different values fordifferent random samples).3.1

22、.5.1 DiscussionWhen providing a confidence interval,analysts should give the number of observations on which theinterval is based. The specified degree of confidence is usually90, 95, or 99 %. The form of a confidence interval depends onunderlying assumptions and intentions. Usually, confidenceinter

23、vals are taken to be symmetric, but that is not necessarilyso, as in the case of confidence intervals for variances.Construction of a symmetric confidence interval for a popula-tion mean is discussed in Appendix X3.It is important to realize that a given confidence-interval estimateeither does or do

24、es not contain the population parameter. The degree ofconfidence is actually in the procedure. For example, if the interval (9,13) is a 90 % confidence interval for the mean, we are confident that theprocedure (take a sample, construct an interval) by which the interval(9, 13) was constructed will 9

25、0 % of the time produce an interval thatdoes indeed contain the mean. Likewise, we are confident that 10 % ofthe time the interval estimate obtained will not contain the mean. Notethat the absence of sample size information detracts from the usefulnessof the confidence interval. If the interval were

26、 based on five observa-tions, a second set of five might produce a very different interval. Thiswould not be the case if 50 observations were taken.3.1.6 confidence levelthe probability, usually expressed asa percent, that a confidence interval will contain the parameterof interest. (See discussion

27、of confidence interval in AppendixX3.)3.1.7 error modelan algebraic expression that describeshow a measurement is affected by error and other sources ofvariation. The model may or may not include a sampling errorterm.3.1.7.1 DiscussionA measurement error is an error attrib-utable to the measurement

28、process. The error may affect themeasurement in many ways and it is important to correctlymodel the effect of the error on the measurement.(a) Two common models are the additive and the multiplicativeerror models. In the additive model, the errors are independent of thevalue of the item being measur

29、ed. Thus, for example, for repeatedmeasurements under identical conditions, the additive error modelmight beXi5 1 b 1i(1)where:Xi= the result of the ithmeasurement, = the true value of the item,b = a bias, andi= a random error usually assumed to have a normaldistribution with mean zero and variance

30、s2.In the multiplicative model, the error is proportional to the truevalue. A multiplicative error model for percent recovery (see bias)might be:Xi5 bi(2)and a multiplicative model for a neutron counter measurement mightbe:Xi5 1 b 1 i5 1 1 b 1i! (3)( b) Clearly, there are many ways in which errors m

31、ay affect a finalmeasurement. The additive model is frequently assumed and is thebasis for many common statistical procedures. The form of the modelinfluences how the error components will be estimated and is veryimportant, for example, in the determination of measurement uncer-tainties. Further dis

32、cussion of models is given in the Example ofAppendix X2 and in Appendix X4.3.1.8 precisiona generic concept used to describe thedispersion of a set of measured values.3.1.8.1 DiscussionIt is important that some quantitativemeasure be used to specify precision. A statement such as,“The precision is 1

33、.54 g” is useless. Measures frequently usedto express precision are standard deviation, relative standarddeviation, variance, repeatability, reproducibility, confidenceinterval, and range. In addition to specifying the measure andthe precision, it is important that the number of repeatedmeasurements

34、 upon which the precision estimated is based alsobe given. (See Example, Appendix X2.)(a) It is strongly recommended that a statement on precision of ameasurement procedure include the following:(1) A description of the procedure used to obtain the data,C1215 92 (2012)12(2) The number of repetitions

35、, n, of the measurementprocedure,(3) The sample mean and standard deviation of themeasurements,(4) The measure of precision being reported,(5) The computed value of that measure, and(6) The applicable range or concentration.The importance of items (3) and (4) lies in the fact that with these areader

36、 may calculate a confidence interval or relative standard deviationas desired.(b) Precision is sometimes measured by repeatability and reproduc-ibility (see Practice E177, and Mandel and Laskof (3). The ANSI andASTM documents differ slightly in their usages of these terms. Thefollowing is quoted fro

37、m Kendall and Buckland (2):“In some situations, especially interlaboratory comparisons, preci-sion is defined by employing two additional concepts: repeatability andreproducibility. The general situation giving rise to these distinctionscomes from the interest in assessing the variability within sev

38、eralgroups of measurements and between those groups of measurements.Repeatability, then, refers to the within-group dispersion of themeasurements, while reproducibility refers to the between-group dis-persion. In interlaboratory comparison studies, for example, the inves-tigation seeks to determine

39、how well each laboratory can repeat itsmeasurements (repeatability) and how well the laboratories agree witheach other (reproducibility). Similar discussions can apply to thecomparison of laboratory technicians skills, the study of competingtypes of equipment, and the use of particular procedures wi

40、thin alaboratory. An essential feature usually required, however, is thatrepeatability and reproducibility be measured as variances (or standarddeviations in certain instances), so that both within- and between-groupdispersions are modeled as a random variable.The statistical tool usefulfor the anal

41、ysis of such comparisons is the analysis of variance.”( c) In Practice E177 it is recommended that the term repeatabilitybe reserved for the intrinsic variation due solely to the measurementprocedure, excluding all variation from factors such as analyst, timeand laboratory and reserving reproducibil

42、ity for the variation due to allfactors including laboratory. Repeatability can be measured by thestandard deviation, sr,ofn consecutive measurements by the sameoperator on the same instrument. Reproducibility can be measured bythe standard deviation, sR,ofm measurements, one obtained from eachof m

43、independent laboratories. When interlaboratory testing is notpractical, the reproducibility conditions should be described.(d) Two additional terms are recommended in Practice E177. Theseare repeatability limit and reproducibility limit. These are intended togive estimates of how different two measu

44、rements can be. Therepeatability limit is defined as 1.96=2 sr, and the reproducibilitylimit is defined as 1.96=2 sR, where sris the estimated standarddeviation associated with repeatability, and sRis the estimated standarddeviation associated with reproducibility. Thus, if normality can beassumed,

45、these limits represent 95 % limits for the difference betweentwo measurements taken under the respective conditions. In thereproducibility case, this means that “approximately 95 % of all pairs oftest results from laboratories similar to those in the study can beexpected to differ in absolute value

46、by less than 1.96=2 sR.” It isimportant to realize that if a particular sRis a poor estimate of sR, the95 % figure may be substantially in error. For this reason, estimatesshould be based on adequate sample sizes.3.1.9 propagation of variancea procedure by which themean and variance of a function of

47、 one or more randomvariables can be expressed in terms of the mean, variance, andcovariances of the individual random variables themselves(Syn. variance propagation, propagation of error).3.1.9.1 DiscussionThere are a number of simple exactformulas and Taylor series approximations which are usefulhe

48、re (4, 5).3.1.10 random error(1) the chance variation encounteredin all measurement work, characterized by the random occur-rence of deviations from the mean value. (2) an error thataffects each member of a set of data (measurements) in adifferent manner.3.1.11 random sample (measurements)a set of m

49、easure-ments taken on a single item or on similar items in such a waythat the measurements are independent and have the sameprobability distribution.3.1.11.1 DiscussionSome authors refer to this as a simplerandom sample. One must then be careful to distinguishbetween a simple random sample from a finite population of Nitems and a simple random sample from an infinite population.In the former case, a simple random sample is a sample chosenin such a way that all samples of the same size have the samechance of being selected. An example of the

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