1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationDD ISO/TS 22559-4:2011Safety requirements for lifts(elevators)Part 4: Global conformity assessmentprocedures (GCAP) Certification andaccreditation requirementsDD ISO/TS 22559-4:2
2、011 DRAFT FOR DEVELOPMENTNational forewordThis Draft for Development is the UK implementation of ISO/TS22559-4:2011.This publication is not to be regarded as a British Standard.It is being issued in the Draft for Development series of publicationsand is of a provisional nature. It should be applied
3、on thisprovisional basis, so that information and experience of its practicalapplication can be obtained.Comments arising from the use of this Draft for Developmentare requested so that UK experience can be reported to theinternational organization responsible for its conversion toan international s
4、tandard. A review of this publication willbe initiated not later than 3 years after its publication by theinternational organization so that a decision can be taken on itsstatus. Notification of the start of the review period will be made inan announcement in the appropriate issue of Update Standard
5、s.According to the replies received by the end of the review period,the responsible BSI Committee will decide whether to support theconversion into an international Standard, to extend the life of theTechnical Specification or to withdraw it. Comments should be sentto the Secretary of the responsibl
6、e BSI Technical Committee at BritishStandards House, 389 Chiswick High Road, London W4 4AL.The UK participation in its preparation was entrusted to TechnicalCommittee MHE/4, Lifts, hoists and escalators.A list of organizations represented on this committee can beobtained on request to its secretary.
7、This publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. BSI 2011ISBN 978 0 580 71173 2ICS 91.140.90Compliance with a British Standard cannot confer immunity fromlegal obligations.This Draft for Development was publishe
8、d under the authority ofthe Standards Policy and Strategy Committee on 30 September 2011.Amendments issued since publicationDate Text affectedDD ISO/TS 22559-4:2011Safety requirements for lifts (elevators) Part 4:Global conformity assessment procedures (GCAP) Certification and accreditation requirem
9、entsExigences de scurit des ascenseurs Partie 4: Procdures dvaluation globale de conformit Conditions de certification et daccrditation ISO 2011Reference numberISO/TS 22559-4:2011(E)First edition2011-09-15ISO/TS22559-4TECHNICAL SPECIFICATIONDD ISO/TS 22559-4:2011ISO/TS 22559-4:2011(E)COPYRIGHT PROTE
10、CTED DOCUMENT ISO 2011All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs mem
11、ber body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in Switzerlandii ISO 2011 All rights reservedDD ISO/TS 22559-4:2011ISO/TS 22559-4:2011(E)Contents PageForeword .vIn
12、troduction .vi1 Scope 12 Normative references .13 Terms and definitions .24 Certification of conformity of lift systems, lift components and lift functions .34.1 General .34.2 Certification of a lift system versus model lift .34.3 Application for certification 34.4 Certification and follow-up proces
13、s .45 Accreditation of GCABs 56 Guidance or clarification to ISO/IEC Guide 65 5Bibliography .9 ISO 2011 All rights reserved iiiDD ISO/TS 22559-4:2011ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work o
14、f preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmenta
15、l, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.The main t
16、ask of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote.In othe
17、r circumstances, particularly when there is an urgent market requirement for such documents, a technical committee may decide to publish other types of document: an ISO Publicly Available Specification (ISO/PAS) represents an agreement between technical experts in an ISO working group and is accepte
18、d for publication if it is approved by more than 50 % of the members of the parent committee casting a vote; an ISO Technical Specification (ISO/TS) represents an agreement between the members of a technical committee and is accepted for publication if it is approved by 2/3 of the members of the com
19、mittee casting a vote.An ISO/PAS or ISO/TS is reviewed after three years in order to decide whether it will be confirmed for a further three years, revised to become an International Standard, or withdrawn. If the ISO/PAS or ISO/TS is confirmed, it is reviewed again after a further three years, at w
20、hich time it must either be transformed into an International Standard or be withdrawn.Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights.ISO/TS 22559-4
21、was prepared by Technical Committee ISO/TC 178, Lifts, escalators and moving walks.ISO/TS 22559 consists of the following parts, under the general title Safety requirements for lifts (elevators): Part 1: Global essential safety requirements (GESRs) Part 2: Safety parameters meeting the global essent
22、ial safety requirements (GESRs) Part 3: Global conformity assessment procedures (GCAP) Prerequisites for certification of conformity of lift systems, lift components and lift functions Part 4: Global conformity assessment procedures (GCAP) Certification and accreditation requirementsISO/TS 22559-4:2
23、011(E)iv ISO 2011 All rights reservedDD ISO/TS 22559-4:2011Introduction0.1 The objective of the ISO/TS 22559 series of documents is stated in the Introduction to ISO/TS 22559-1 and ISO/TS 22559-2.0.2 ISO/TS 22559-1 has established global essential safety requirements (GESRs) for lifts (elevators) by
24、 addressing hazards and safety risks that may be encountered on a lift (elevator). The GESRs state safety objectives that a lift (elevator) should achieve.0.3 ISO/TS 22559-2 sets criteria for achieving conformity with safety requirements of GESRs by specifying global safety parameters (GSPs) that sh
25、ould be used and implemented, where applicable, in a lift (elevator) to eliminate hazards or mitigate safety risks addressed in the GESRs.0.4 ISO/TS 22559-3 sets prerequisite requirements that must be fulfilled before applying for global conformity assessment procedure (GCAP) certificate of conformi
26、ty in accordance with this part of ISO 22559.0.5 This part of ISO/TS 22559 sets procedures for certification of conformity of lifts, lift components and lift functions, and for accreditation of conformity assessment bodies (GCABs).0.6 The ISO/TS 22559 series of documents provides a process for asses
27、sment of conformity of lift, lift components or lift functions with the safety requirements specified in ISO/TS 22559-1. It includes a structured methodology for establishing, documenting and demonstrating that necessary and appropriate protective measures are taken to eliminate hazards or sufficien
28、tly mitigate risks. This process is particularly useful for establishing safety of lift systems, lift components or lift functions involving innovative design or new technologies. If one is using the process, Parts 1 to 4 of the ISO/TS 22559 series should be used.0.7 This part of ISO/TS 22559 envisa
29、ges that a quality management system is used, e.g. ISO 9001 for applicants (see 3.1) and ISO/IEC 17021 for GCABs (see 3.4). Assessment of conformity to the ISO/TS 22559 series of documents does not imply conformity to ISO 9001.ISO/TS 22559-4:2011(E) ISO 2011 All rights reserved vDD ISO/TS 22559-4:20
30、11DD ISO/TS 22559-4:2011TECHNICAL SPECIFICATION ISO/TS 22559-4:2011(E)Safety requirements for lifts (elevators) Part 4:Global conformity assessment procedures (GCAP) Certification and accreditation requirements1 ScopeThis part of ISO/TS 22559 specifiesa) requirements for certification of conformity
31、for model lifts, lift (elevator) systems, lift components or lift functions by global conformity assessment bodies (GCAB) (see Clause 4),NOTE Hereinafter in this part of ISO/TS 22559, the term “lift” is used instead of the term “elevator”. The term “lift system” is also used to describe a “lift”.b)
32、related responsibilities of GCABs (see Clause 4), andc) requirements for accreditation of GCABs, and guidance and clarification to ISO/IEC Guide 65 (see Clause 5 and Clause 6 which pertain to the certification of lifts, lift components and lift functions).2 Normative referencesThe following referenc
33、ed documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO/IEC Guide 65:1996, General requirements for bodies operating product
34、 certification systemsISO 9000, Quality management systems Fundamentals and vocabularyISO 14798:2009, Lifts (elevators), escalators and moving walks Risk assessment and reduction methodologyISO/IEC 17000, Conformity assessment Vocabulary and general principlesISO/IEC 17011, Conformity assessment Gen
35、eral requirements for accreditation bodies accrediting conformity assessment bodiesISO/IEC 17020, General criteria for the operation of various types of bodies performing inspectionISO/IEC 17021, Conformity assessment Requirements for bodies providing audit and certification of management systemsISO
36、/IEC 17025, General requirements for the competence of testing and calibration laboratoriesISO/TS 22559-1:2004, Safety requirements for lifts (elevators) Part 1: Global essential safety requirements (GESRs)ISO/TS 22559-2:2010, Safety requirements for lifts (elevators) Part 2: Safety parameters meeti
37、ng the global essential safety requirements (GESRs)ISO/TS 22559-3:2011, Safety requirements for lifts (elevators) Part 4: Global conformity assessment procedures (GCAP) Prerequisites for certification of conformity of lift systems, lift components and lift functions ISO 2011 All rights reserved 1DD
38、ISO/TS 22559-4:2011NOTE Some of the references in ISO/IEC Guide 65:1996 are superseded by the above references or documents listed in the Bibliography.3 Terms and definitionsFor the purposes of this document, the terms and definitions given in ISO 9000, ISO/IEC 17000, ISO/TS 22559-1, ISO/TS 22559-2
39、and the following apply.3.1applicantparty that applies for a GCAP certificate of conformityNOTE An applicant could be the designer, manufacturer or its authorized representative, installer or supplier.3.2certificationprocedure whereby a GCAB certifies that specified requirements are met3.3GCAP certi
40、ficate of conformitystatement from a GCAB, based on a decision following assessment, that conformity with specified requirements relating to a model lift, lift system, lift component or lift function has been demonstrated3.4global conformity assessment bodyGCABproduct certification body, competent t
41、o perform product safety evaluation, which awards certificates of conformity stating that the product (lift, component or lift function) meets the requirements of ISO/TS 22559-1NOTE 1 A certification body, duly accredited in accordance with ISO/TS 22559-4 for this activity by a Multilateral Recognit
42、ion Agreement (MLA) member of the International Accreditation Forum (IAF) would normally be deemed to meet the requirements of a GCAB.NOTE 2 Where the term “certification body” is used in ISO/IEC Guide 65, it shall be understood to mean GCAB (see ISO/TS 22559-4:2011, Clauses 5 and 6).3.5global essen
43、tial safety requirementGESRglobally agreed upon essential safety requirement, as published in ISO/TS 22559-13.6global safety parameterGSPglobally agreed upon safety parameter, as published in ISO/TS 22559-23.7installerorganization (e.g. manufacturer, its authorized representative) that erects certif
44、ied lift systems or lift components or lift functions3.8life cycleperiod of usage of a lift component, lift function or lift system3.9lift componentelement or part contributing to the composition of the whole liftISO/TS 22559-4:2011(E)2 ISO 2011 All rights reservedDD ISO/TS 22559-4:20113.10lift func
45、tionmode of action by which a lift system or lift component fulfils its purpose3.11model liftrepresentative lift whose technical compliance documentation shows the way in which the GESRs will be met for series-produced lifts having a defined range of application and operation3.12supplierorganization
46、 (e.g. manufacturer or its authorized representative, or installer) who provides certified lift systems, or supplies lift components or lift functions for use in a lift system3.13technical compliance documentationTCDassembly of various data and documents prepared to document compliance with GESRs4 C
47、ertification of conformity of lift systems, lift components and lift functions4.1 GeneralThe manufacturer or its agent, supplier, or installer shall obtain a GCAP certificate of conformity to ISO/TS 22559-1 for model lifts, individual lift systems, lift components or lift functions (see 4.3), whiche
48、ver is applicable.4.2 Certification of a lift system versus model lift4.2.1 In the case of a model lift, the GCAP certificate of conformity shall be obtained based on the initial representative model. Subsequent series-produced lifts with the same design and configuration as the model representative
49、 shall not be required to be submitted for certification (see ISO/TS 22559-3:2011, 4.6.2).4.2.2 Where a lift system, not designated as a model lift, is installed, it shall be certified individually.4.3 Application for certification4.3.1 The application for certification of a model lift, individual lift system, lift components or lift functions shall be submitted to a GCAB by an applicant (see 3.1), i.e. either the manufacturer or its agent, supplier, or installer.4.3.2 The application shall include:a) Name and ad
