1、BSI Standards PublicationBS ISO 10160:2015Information anddocumentation OpenSystems Interconnection Interlibrary Loan ApplicationService DefinitionBS ISO 10160:2015 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 10160:2015. Itsupersedes BS ISO 10160:1997 which
2、is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee IDT/2/7, Computer applications in Information andDocumentation.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all th
3、e necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2015. Published by BSI StandardsLimited 2015ISBN 978 0 580 86135 2ICS 35.240.30Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standar
4、d was published under the authority of theStandards Policy and Strategy Committee on 30 June 2015.Amendments issued since publicationDate Text affectedBS ISO 10160:2015 ISO 2015Information and documentation Open Systems Interconnection Interlibrary Loan Application Service DefinitionInformation et d
5、ocumentation Interconnexion de systmes ouverts (OSI) Dfinition du service dapplication pour les prts entre bibliothquesINTERNATIONAL STANDARDISO10160Third edition2015-05-01Reference numberISO 10160:2015(E)BS ISO 10160:2015ISO 10160:2015(E)ii ISO 2015 All rights reservedCOPYRIGHT PROTECTED DOCUMENT I
6、SO 2015All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be re
7、quested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in SwitzerlandBS ISO 10160:2015ISO 10160:2015(E)Foreword vI
8、ntroduction vi1 Scope . 12 Normative references 13 Terms and definitions . 13.1 Reference model definitions . 13.2 Application Layer structure definitions 23.3 Service conventions definitions . 33.4 ILL definitions 34 Abbreviations. 55 Conventions . 56 Service model . 56.1 Service-user and service-p
9、rovider . 56.1.1 Roles of the service-user . 66.2 ILL-transaction 66.3 ILL-transaction types and topologies 76.3.1 Simple ILL-transaction . 76.3.2 Chained ILL-transaction 76.3.3 Partitioned ILL-transaction 86.3.4 Distinct ILL-transactions . 106.3.5 Forwarding . 116.3.6 Referrals . 116.3.7 Retries 11
10、6.4 ILL-transaction state . 136.4.1 Requester-state 146.4.2 Responder state .156.4.3 Terminal states .156.4.4 Intermediary states 166.4.5 ILL-transaction phases 167 Definition of services 177.1 Service features . 177.1.1 General. 177.1.2 ILL Requests .177.1.3 Request Forwarding .177.1.4 Forwarding N
11、otification . 187.1.5 Shipment 187.1.6 ILL Answer .187.1.7 Conditional Reply .187.1.8 Cancellation .187.1.9 Cancellation Reply .197.1.10 Receipt . 197.1.11 Recall . 197.1.12 Return . 197.1.13 Check-in 197.1.14 Overdue . 197.1.15 Renewal 197.1.16 Renew Answer 197.1.17 Lost Notification 197.1.18 Damag
12、ed Notification .197.1.19 Message. 197.1.20 Status Query 207.1.21 Status-or-Error Report 20 ISO 2015 All rights reserved iiiContents PageBS ISO 10160:2015ISO 10160:2015(E)7.1.22 Expiry . 207.2 Specification method and notation 207.3 ILL services . 217.3.1 ILL-REQUEST service 227.3.2 FORWARD Service
13、.287.3.3 FORWARD-NOTIFICATION Service .297.3.4 SHIPPED Service .317.3.5 ILL-ANSWER Service .337.3.6 CONDITIONAL-REPLY Service. 367.3.7 CANCEL Service .377.3.8 CANCEL-REPLY Service . 387.3.9 RECEIVED Service397.3.10 RECALL Service 407.3.11 RETURNED Service .417.3.12 CHECKED-IN Service .427.3.13 OVERD
14、UE Service .437.3.14 RENEW Service 447.3.15 RENEW-ANSWER Service . 457.3.16 LOST Service .467.3.17 DAMAGED Service .477.3.18 MESSAGE Service487.3.19 STATUS-QUERY Service . 487.3.20 STATUS-OR-ERROR-REPORT Service 497.3.21 EXPIRY Service .528 Sequences of Primitives .538.1 Resilience to Lost and Out-o
15、f-Sequence Messages .538.1.1 Lost Messages 538.1.2 Out-of-Sequence Messages. 538.2 State Transitions . 538.3 Additional Sequencing Rules . 63Annex A (informative) Time sequence diagrams .66Annex B (informative) ILL service and document delivery 73Bibliography .75iv ISO 2015 All rights reservedBS ISO
16、 10160:2015ISO 10160:2015(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested
17、 in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Comm
18、ission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of ISO documents s
19、hould be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for
20、identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents).Any trade name used in this document is information given for the con
21、venience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Forewor
22、d Supplementary information .The committee responsible for this document is ISO/TC 46, Information and documentation, Subcommittee SC 4, Technical interoperability.This third edition cancels and replaces the second edition (ISO 10160:1997) of which it constitutes a minor revision.It also incorporate
23、s the Amendment ISO 10160:1997/Amd 1:2002. ISO 2015 All rights reserved vBS ISO 10160:2015ISO 10160:2015(E)IntroductionThe purpose of the Interlibrary Loan (ILL) standard is to provide a set of Application Layer services which can be used by libraries to perform loan-related activities in an Open Sy
24、stems Interconnection (OSI) environment, as defined by ISO 7498.The goal of Opens Systems Interconnection is to allow, with a minimum of technical agreement outside the interconnection standards, the interconnection of information processing systems: from different manufacturers; under different man
25、agements; of different levels of complexity; and of different technologies.The ILL service provides capabilities to request the loan of returnable bibliographic items, such as books, or to request non-returnable items, such as photocopies of journal articles. Related procedures, such as loan renewal
26、, item recall, overdue notification, etc. are also supported by this service.The purpose of the service definition is to define the communications aspects of ILL processing in terms of a set of services provided to a user by an application-service-element (ASE). Performing an ILL-transaction involve
27、s a user invoking the services in the prescribed order.The focus of ILL activity is the bibliographic item, which may be a book, periodical, journal article, microform, etc. The ILL application is concerned with procedures relating to the loan of these items between libraries or to the interchange o
28、f copies thereof.This service definition strives to satisfy a number of objectives, including: Control of ILL-transactions. The services must provide a means of controlling the ILL-transaction in terms of constraining allowable actions, exchanging information, tracking a borrowed item, and synchroni
29、zing the activity of the two or more sites involved in the ILL-transaction. Interworking of various systems. The ILL activity will continue to be performed using a combination of manual and automated systems. The ILL service and protocol must recognize this fact and allow systems with varying degree
30、s of automation to be able to interwork, i.e. communicate with each other in a meaningful way. Minimizing the costs of ILL-transactions. The costs associated with an ILL-transaction include both operator costs and communications costs. An ILL protocol should attempt to minimize the costs incurred by
31、 implementations conforming to the protocol. This can be done by minimizing the operator intervention required by the protocol implementation, and by minimizing the number of messages sent between the sites involved in an ILL-transaction. Reflection of current ILL practices. The purpose of defining
32、a protocol is not to introduce a new method for performing an ILL-transaction, but rather to formalize current practices in a way that allows existing systems to communicate with each other in a standardized way, as well as to allow newer automated systems to take full advantage of the protocols pot
33、ential. However, it is recognized that this International Standard may not be universally applicable to all existing ILL systems without some modification, due to the wide variation in their capabilities.There is an inherent trade off in any attempt to reconcile these divergent objectives. For examp
34、le, minimizing ILL-transaction costs may result in some loss of control over the ILL-transaction. Reducing the number of messages sent lowers the telecommunications cost and also lowers the operator costs as there is less need for the operator to initiate and control the communications operations. H
35、owever, by reducing the total number of messages, some level of information regarding the ILL-transaction is lost as is the co-ordination between the requesting and responding libraries. By reducing the total number of stages through which an ILL-transaction must go (i.e. states), the operator inter
36、face of an automated system can be made simpler, with an associated reduction in requisite demands on the operator.vi ISO 2015 All rights reservedBS ISO 10160:2015ISO 10160:2015(E)The approach taken in this International Standard is to set the mandatory requirements that all open systems must suppor
37、t in order to achieve an acceptable degree of coordination between automated parties to an ILL-transaction. Additional optional features are defined which allow implementors to achieve a greater degree of control if it is desired.NOTE The mandatory requirements of this International Standard might h
38、owever exceed the capabilities and/or needs of some existing manual or semi-automated ILL systems.This International Standard is one of a number of related standards supporting the interconnection of library systems. These standards can be used by themselves or in a cooperative manner to support lib
39、rary applications requiring a mixture of communications services. For example, ISO 10163, which supports remote access to bibliographic databases, could be used in conjunction with the ILL protocol to obtain item identification information. The control and management of interactions among such bibli
40、ographic applications are outside the scope of this International Standard.Security and accounting issues as they relate to ILL operations are for further study. ISO 2015 All rights reserved viiBS ISO 10160:2015BS ISO 10160:2015Information and documentation Open Systems Interconnection Interlibrary
41、Loan Application Service Definition1 ScopeThis International Standard is an Application Layer standard within the Open Systems Interconnection framework defined by ISO 7498.This International Standard defines the services for Interlibrary Loan. These services are provided by the use of the ILL proto
42、col in conjunction with the supporting telecommunications service which might be a store-and-forward messaging service, such as that provided by the MOTIS Standard, ISO/IEC 10021-4; or a direct connection-mode service using ISO 8822 and ISO 8649.This International Standard does not specify individua
43、l implementations or products, nor does it constrain the implementation of entities and interfaces within a computer system. Computer systems might range from stand-alone workstations to mainframes.This International Standard is intended for use by libraries, information utilities such as union cata
44、logue centres, and any other system which processes bibliographic information. These systems might participate in an interlibrary loan transaction in the role of requester (i.e. an initiator of ILL requests), responder (i.e. a provider of bibliographic material or information) and/or intermediary (i
45、.e. an agent that acts on behalf of a requester to find suitable responders).Various interworking topologies are supported, ranging from simple two-party interactions to multi-party interactions.There is no requirement for conformance to this International Standard. Conformance is required only for
46、the ILL protocol specification.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced
47、 document (including any amendments) applies.ISO/IEC 10026-1, Information technology Open Systems Interconnection Distributed Transaction Processing Part 1: OSI TP Model3 Terms and definitionsFor the purposes of this document, the following definitions apply.3.1 Reference model definitions1)3.1.1app
48、lication-entryaspects of an application-process pertinent to OSI1) This International Standard is based on the concepts developed in ISO 7498 (all parts) and makes use of the following terms found in it. These terms are replicated here as a convenience to the reader.INTERNATIONAL STANDARD ISO 10160:
49、2015(E) ISO 2015 All rights reserved 1BS ISO 10160:2015ISO 10160:2015(E)3.1.2Application Layerseventh and highest layer in the Reference Model for Open Systems Interconnection (OSI), which serves as the window between correspondent application-processes which are using the OSI to exchange meaningful information3.1.3application-protocol-data-unitunit of data specified in an application-protocol and consisting of application-protocol-information and possibly application-user-data3.1.4application-service-elementthat part of an a
