1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 10383:2012Securities and related financialinstruments Codes forexchanges and marketidentification (MIC)BS ISO 10383:2012 BRITISH STANDARDNational forewordThis British Stan
2、dard is the UK implementation of ISO 10383:2012.The UK participation in its preparation was entrusted to TechnicalCommittee IST/12, Financial services.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all the
3、 necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2012. Published by BSI StandardsLimited 2012ISBN 978 0 580 77615 1ICS 03.060Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard wa
4、s published under the authority of theStandards Policy and Strategy Committee on 31 October 2012.Amendments issued since publicationDate Text affectedBS ISO 10383:2012 ISO 2012Securities and related financial instruments Codes for exchanges and market identification (MIC)Valeurs mobilires et autres
5、instruments financiers concerns Codes pour changes et identification de march (MIC)INTERNATIONAL STANDARDISO10383Third edition2012-10-01Reference numberISO 10383:2012(E)BS ISO 10383:2012ISO 10383:2012(E)ii ISO 2012 All rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2012All rights reserved. Unless o
6、therwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester.ISO copyri
7、ght officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in SwitzerlandBS ISO 10383:2012ISO 10383:2012(E) ISO 2012 All rights reserved iiiContents PageForeword iv1 Scope . 12 Terms and definitions . 13 Structure . 14 Exampl
8、e 15 Registration Authority, information and enquiries .2Annex A (normative) Accessing the Market Identifier Codes . 3Bibliography 5BS ISO 10383:2012ISO 10383:2012(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bo
9、dies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental an
10、d non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives,
11、Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casti
12、ng a vote.Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights.ISO 10383 was prepared by Technical Committee ISO/TC 68, Financial services, Subcommittee SC
13、 4, Securities and related financial instruments.This third edition cancels and replaces the second edition (ISO 10383:2003), which has been technically revised.iv ISO 2012 All rights reservedBS ISO 10383:2012INTERNATIONAL STANDARD ISO 10383:2012(E)Securities and related financial instruments Codes
14、for exchanges and market identification (MIC)1 ScopeThis International Standard specifies a universal method of identifying exchanges, trading platforms, regulated or non-regulated markets and trade reporting facilities as sources of prices and related information in order to facilitate automated pr
15、ocessing.It is intended for use in any application and communication for identification of places where a financial instrument is listed (place of official listing), where a related trade is executed (place of trade), and where trade details are reported (trade reporting facility).Market Identifier
16、Codes (MICs) are to be registered at operating/exchange level and at market segment level. Market segment MICs and their operating/exchange MIC are to be clearly linked in the published lists.2 Terms and definitionsFor the purposes of this document, the following terms and definitions apply.2.1opera
17、ting/exchange level MICentity operating an exchange/market/trade reporting facility in a specific market/country2.2market segment MICsection of an exchange/market/trade reporting facility that specialises in one or more specific instruments or that is regulated differentlyNOTE 1 A market segment MIC
18、 can only be registered if an operating/exchange MIC already exists.NOTE 2 It is not required to have a MIC registered for all segments of a market, only for those segments that need to be identified. See Clause 4.EXAMPLE Dark pool.3 StructureThe code consists of four continuous alpha and/or numeric
19、 characters with no intelligence of meaning attributed to any part of the code.4 ExampleIf “Stock Exchange ABC” has two market segments (one for the bonds market, one for the equities market) and wants to register a MIC for the bonds market, Stock Exchange ABC will have at least two MICs registered:
20、 ABCD: STOCK EXCHANGE ABC ABC5: STOCK EXCHANGE ABC BONDS MARKET ISO 2012 All rights reserved 1BS ISO 10383:2012ISO 10383:2012(E)ABCD is to be used for the identification of the market at operating level, that is, when there is no need to identify specifically the bonds market segment. ABC5 will be u
21、sed only to identify the bonds market segment.If the exchange decides to register MICs for its two market segments, the exchange will therefore have three MICs registered: ABCD: STOCK EXCHANGE ABC ABC5: STOCK EXCHANGE ABC BONDS MARKET ABCZ: STOCK EXCHANGE ABC EQUITIES MARKETABCD is to be used for th
22、e identification of the market at operating level, that is, when there is no need to identify a particular segment. ABC5 will be used to only identify the bonds market segment. ABCZ will be used to only identify the equities market segment.5 Registration Authority, information and enquiriesRequests
23、for information and enquiries may be directed to the Registration Authority. The name and contact details of the organization acting as Registration Authority for ISO 10383 can be found athttp:/www.iso.org/iso/maintenance_agencies.htm#103832 ISO 2012 All rights reservedBS ISO 10383:2012ISO 10383:201
24、2(E)Annex A (normative) Accessing the Market Identifier CodesThe Registration Authority (RA) is responsible for providing access to the MICs. The method for submission of applications and publication of MICs is described on the RA website, which can be found at http:/www.iso.org/iso/maintenance_agen
25、cies.htm#10383.The attributes provided by the RA for each MIC shall include: country; ISO country code (see ISO 3166-1); MIC; O (Operating) or S (Segment) indicating whether the MIC is an operating/exchange MIC or a segment MIC; institution description; operating MIC, used to link segment MICs toget
26、her; acronym, when available; city; website, when available; date the MIC was originally created; date the MIC was last modified; status: active, modified since last publication, deleted; comments: any additional information worth mentioning to help users with identifying the exchange or understandi
27、ng a modification. ISO 2012 All rights reserved 3BS ISO 10383:2012ISO 10383:2012(E)EXAMPLE Based on Clause 4:Country ABCLAND ABCLAND ABCLANDCountry code XX XX XXMIC ABCD ABC5 ABCZO/S O S SDescription STOCK EXCHANGE ABC STOCK EXCHANGE ABC BONDS MARKETSTOCK EXCHANGE ABC EQUITIES MARKETOperating MIC AB
28、CD ABCD ABCDAcronym SEA City ABCITY ABCITY ABCITYWebsite http:/ http:/ date 20110605 20120507 20120507Last modification date20120113 20120507 20120604Status active active modifiedComments modified description4 ISO 2012 All rights reservedBS ISO 10383:2012ISO 10383:2012(E)Bibliography1 ISO 3166-1, C
29、odes for the representation of names of countries and their subdivisions Part 1: Country codes ISO 2012 All rights reserved 5BS ISO 10383:2012ISO 10383:2012(E) ISO 2012 All rights reservedICS 03.060Price based on 5 pagesThis page deliberately left blankBSI is the independent national body responsibl
30、e for preparing British Standards and other standards-related publications, information and services. It presents the UK view on standards in Europe and at the international level. BSI is incorporated by Royal Charter. British Standards and other standardisation products are published by BSI Standar
31、ds Limited.British Standards Institution (BSI)raising standards worldwideBSI389 Chiswick High Road London W4 4AL UKTel +44 (0)20 8996 9001Fax +44 (0)20 8996 Standards and PASs are periodically updated by amendment or revision. Users of British Standards and PASs should make sure that they possess t
32、he latest amendments or editions.It is the constant aim of BSI to improve the quality of our products and services. We would be grateful if anyone finding an inaccuracy or ambiguity while using British Standards would inform the Secretary of the technical committee responsible, the identity of which
33、 can be found on the inside frontcover. Similary for PASs, please notify BSI Customer Services.Tel: +44 (0)20 8996 9001 Fax: +44 (0)20 8996 7001BSI offers BSI Subscribing Members an individual updating service called PLUS which ensures that subscribers automatically receive the latest editions of Br
34、itish Standards and PASs.Tel: +44 (0)20 8996 7669 Fax: +44 (0)20 8996 7001Email: Buying standardsYou may buy PDF and hard copy versions of standards directly using acredit card from the BSI Shop on the website addition all orders for BSI, international and foreign standards publicationscan be addre
35、ssed to BSI Customer Services.Tel: +44 (0)20 8996 9001 Fax: +44 (0)20 8996 7001Email: In response to orders for international standards, BSI will supply the British Standard implementation of the relevant international standard, unless otherwise requested.Information on standardsBSI provides a wide
36、range of information on national, Europeanand international standards through its Knowledge Centre.Tel: +44 (0)20 8996 7004 Fax: +44 (0)20 8996 7005Email: BSI Subscribing Members are kept up to date with standards developments and receive substantial discounts on the purchase priceof standards. For
37、details of these and other benefits contact Membership Administration. Tel: +44 (0)20 8996 7002 Fax: +44 (0)20 8996 7001 Email: Information regarding online access to British Standards and PASs via British Standards Online can be found at information about British Standards is available on the BSI
38、 website at www.bsi- the data, software and documentation set out in all British Standards and other BSI publications are the property of and copyrighted by BSI, or some person or entity that own copyright in the information used (such as the international standardisation bodies) has formally licens
39、ed such information to BSI for commerical publication and use. Except as permitted under the Copyright, Designs and Patents Act 1988 no extract may be reproduced, stored in a retrieval system or transmitted in any form or by any means electronic, photocopying, recording or otherwise without prior wr
40、itten permission from BSI. This does not preclude the free use, in the course of implementing the standard, of necessary details such as symbols, and size, type or grade designations. If these details are to be used for any other purpose than implementation then the prior written permission of BSI must be obtained. Details and advice can be obtained from the Copyright & Licensing Department.Tel: +44 (0)20 8996 7070Email:
