1、BS ISO 18400-107:2017Soil quality SamplingPart 107: Recording and reportingBSI Standards PublicationWB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06BS ISO 18400-107:2017 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 18400-107:2017. Together with BS IS
2、O 18400-101:2017 and BS ISO 18400-104 it supersedes BS ISO 10381-1:2002 which will be withdrawn upon publication of all remaining parts of the BS ISO 18400 series.BS ISO 18400-107:2017 is intended to be used in conjunction with BS 10175:2011+A1:2013 and other members of the BS ISO series of standard
3、s as appropriate. Where there are differences in the guidance given in this standard and that in BS 10175:2011+A1:2013, the guidance in this standard takes precedence. The UK committee notes that this standard covers a wide variety of situations in which investigations including sampling to determin
4、e soil quality might be carried out rather than being focused on potentially contaminated sites, as is the case in BS 10175:2011+A1:2013.The UK participation in its preparation was entrusted to Technical Committee EH/4, Soil quality.A list of organizations represented on this committee can be obtain
5、ed on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2017. Published by BSI Standards Limited 2017ISBN 978 0 580 80935 4ICS 13.080.05Compliance with
6、 a British Standard cannot confer immunity from legal obligations.This British Standard was published under the authority of the Standards Policy and Strategy Committee on 30 April 2017.Amendments/corrigenda issued since publicationDate Text affectedBS ISO 18400-107:2017 ISO 2017Soil quality Samplin
7、g Part 107: Recording and reportingQualit du sol chantillonnage Partie 107: Enregistrement et notificationINTERNATIONAL STANDARDISO18400-107First edition2017-01Reference numberISO 18400-107:2017(E)BS ISO 18400-107:2017ISO 18400-107:2017(E)ii ISO 2017 All rights reservedCOPYRIGHT PROTECTED DOCUMENT I
8、SO 2017, Published in SwitzerlandAll rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permis
9、sion. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCh. de Blandonnet 8 CP 401CH-1214 Vernier, Geneva, SwitzerlandTel. +41 22 749 01 11Fax +41 22 749 09 47copyrightiso.orgwww.iso.orgBS ISO 18400-107:2017ISO 18
10、400-107:2017(E)Foreword ivIntroduction v1 Scope . 12 Normative references 13 Terms and definitions . 14 General 15 Sampling plan 26 Field activities . 26.1 Technical requirements . 26.2 Site data . 36.3 Identification 46.4 Sample description 46.5 Sampling . 56.6 Transport and storage 57 Instructions
11、 to the laboratory 58 Final reporting 6Bibliography 7 ISO 2017 All rights reserved iiiContents PageBS ISO 18400-107:2017ISO 18400-107:2017(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of prepar
12、ing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in li
13、aison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Di
14、rectives, Part 1. In particular the different approval criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives).Attention is drawn to the possibility th
15、at some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list of patent d
16、eclarations received (see www .iso .org/ patents).Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as well as informa
17、tion about ISOs adherence to the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see the following URL: www .iso .org/ iso/ foreword .htmlThis document was prepared by Technical Committee ISO/TC 190, Soil quality, Subcommittee SC 2, Sampling.This first edition of I
18、SO 18400-107, together with ISO 18400-101 and ISO 18400-104, cancels and replaces ISO 10381-1:2002, which has been technically revised. The ISO 18400 series is based on a modular structure and cannot be compared to ISO 10381-1 clause by clause.A list of all parts in the ISO 18400 series can be found
19、 on the ISO website.iv ISO 2017 All rights reservedBS ISO 18400-107:2017ISO 18400-107:2017(E)IntroductionAssembly of the field data and its presentation in an easily readable and understandable form in the sampling report is an essential precursor to understanding the laboratory results and their pr
20、oper presentation and interpretation in the overall investigation report.Documentation and data management related to sampling within an investigation programme consist of reporting the sampling procedures, recording field data and observations, and describing the samples.Usually, the results from e
21、xaminations of samples are used to gain information about the total material or population the samples were taken from.For a final assessment, a wide variety of information sources will be used.The sampling report deals with five major activities: the instruction of the sampler and any deviation fro
22、m the sampling plan; the field observations and measurements; the instructions for testing and analysis; comments on sources of uncertainty; comments on accuracy, precision and variability.The degree of detail of information required depends on the objectives of the sampling programme. This has to b
23、e defined in the sampling plan.This document is part of a series on sampling standards for soil. The role/position of the International Standards within the total investigation programme is shown in Figure 1. ISO 2017 All rights reserved vBS ISO 18400-107:2017ISO 18400-107:2017(E)Figure 1 Links betw
24、een the essential elements of an investigation programmeNOTE 1 The numbers in circles in Figure 1 define the key elements (1 to 7) of the investigation programme.NOTE 2 Figure 1 displays a generic process which can be amended when necessary.vi ISO 2017 All rights reservedBS ISO 18400-107:2017INTERNA
25、TIONAL STANDARD ISO 18400-107:2017(E)Soil quality Sampling Part 107: Recording and reporting1 ScopeThis document specifies the minimum information required for a sampling report independent of the purpose of the investigation.The preparation of the overall investigation report is not covered by this
26、 document (see ISO/IEC 17025:2005, 5.10.3).2 Normative referencesThe following documents are referred to in the text in such a way that some or all of their content constitutes requirements of this document. For dated references, only the edition cited applies. For undated references, the latest edi
27、tion of the referenced document (including any amendments) applies.ISO 11074, Soil quality Vocabulary3 Terms and definitionsFor the purposes of this document, the terms and definitions given in ISO 11074 apply. ISO and IEC maintain terminological databases for use in standardization at the following
28、 addresses: IEC Electropedia: available at h t t p :/ www .electropedia .org/ ISO Online browsing platform: available at h t t p :/ www .iso .org/ obpNOTE ISO 11074 defines the terms “sampling record” and “sampling report” as synonyms, for in many fields of application, there is no sharp distinction
29、 between them. Within this document “record” or “recording” are used for the gathering of raw data in the field only. In all other cases, “report” or “reporting” are used.4 GeneralThe sampling report deals with five major activities: the instruction of the sampler (according to the sampling plan) an
30、d any deviations from the plan (see Clause 5); reporting the field activities, including observations and measurements (see Clause 6); the instructions for testing and analysis to the laboratory (see Clause 7); identification of any potential and actual uncertainties arising from the sampling (inclu
31、ding information on areas that could not be sampled); gathering information on anything that might affect accuracy, precision and variability of the test results.The sampling report should mention that the report has been prepared in accordance with this document. ISO 2017 All rights reserved 1BS IS
32、O 18400-107:2017ISO 18400-107:2017(E)The sampling report should be available to relevant staff working on the project (these staff includes those engaged in fieldwork, pretreatment, analysis and assessment) at all the stages above.The field information should be presented in a neat and legible form,
33、 because data sheets are not always retyped, but are submitted to the client and/or filed in their original form.All reports should be properly cross-referenced.The sampling report is a factual report. All interpretations and conclusions belong to the overall investigation report that will be elabor
34、ated later and are not within the scope of this document.Photographs of the site and the samples are useful for identification and when available should be part of the report.Much site derived data including observations on trial pits and boreholes are now recorded electronically on site. The result
35、ing files should also be part of the report.5 Sampling planThe sampling plan (see ISO 18400-101) and the observations and recordings of the sampler (see Clause 6) form the basis of the sampling report. Therefore, the sampling report shall refer to the objectives of the investigation programme and to
36、 the sampling plan.Usually, the sampling plan provides at least the following information concerning sampling:a) a description of the available background information on the site and material to be sampled;b) a list of the participants involved and their specific interest in the sampling programme;c
37、) the objectives of sampling;d) the sampling procedure (sampling approach and technique) including handling, preservation, packaging and storage, as well as considerations relating to QA/QC, health and safety precautions;e) a list of analyses and tests to be performed on the samples, together with t
38、he consequential requirements for sampling e.g. type and size of sample(s) required.A detailed sampling plan should specify all the information that is required for each sample before the sampling starts.Any deviation from the agreed sampling plan shall be documented and justified in the sampling re
39、port (including authority for the deviations) and be mentioned in the overall investigation report too.6 Field activities6.1 Technical requirementsThe contents of the sampling records and the sampling report depend on the sampling objectives. To avoid repetitions, it is useful to differentiate betwe
40、en the information that has to be documented for each individual sample and the information that is common to all of the samples. The following data shall be documented according to the sampling plan:a) the name of sampling personnel;b) the location of the site/plot (sufficiently precise for another
41、 person to find it without further guidance including coordinates and elevation) and site reference number or site name;c) the precise location from which the sample was taken including depth and, if applicable, side or from bottom of a trial pit (this might include coordinates);d) a comprehensive d
42、escription of the relevant details and features of the site/plot (see 6.2);2 ISO 2017 All rights reservedBS ISO 18400-107:2017ISO 18400-107:2017(E)e) the date and time of sample collection and/or site observation;f) the field measurements (records, results);g) the observations during sampling;h) the
43、 weather conditions at the time and prior to sampling, including air temperature, precipitation, sunshine, cloud, etc.;i) the type of device used to take the sample;j) a record of the origin and generation of the sample (the sampling procedure);k) area of sampling plot or sampling area (e.g. map, a
44、field sketch);l) list of samples (number of samples and their labelling);m) list of analyses that will be performed;n) the sample amount (e.g. by using the prepared container, bottles, estimating the volume and mass);o) whether the individual soil samples were kept separate or pooled into composite
45、samples;p) sample handling: packaging, storage, transport, (including the time elapsed between sampling, transport and post-sampling handling, or until transfer of the sample to another responsible person);q) pretreatment in the field (see ISO 18400-201);r) safety requirements concerning the samples
46、;s) any other factor that might influence the results of subsequent testing and assessment;t) confirmation that any change to the sampling plan made in the field that might affect the quality of the results was properly authorised;u) quality control measures performed.The documentation of the inform
47、ation listed above ensures the potential value of the laboratory results is fully realized. A lack of information about the sampling and the samples cannot be compensated for during later stages of the investigation.6.2 Site dataSite data shall be documented according to the specifications of the sa
48、mpling plan. This usually includes: surface relief features of the site; appearance of the surface (vegetation, sealing, etc.); signs of erosion and soil movement; details about land use, including past and present uses of the site; current site plan, for example, the presence of concrete or tarmac
49、pathways, of buildings and remains of demolished buildings, vegetation, refuse, domestic pipelines and underground tanks and services; geology of the site; hydrology of the site, in particular the groundwater regime and fluctuations, soil water conditions, sea water incursions; any other features and events which might influence the interpretation of the data gathered; ISO 2017 All rights reserved 3BS ISO 18400-107:2017ISO 18400-107:2017(E) details of sources of information, which have been consulted (including re
