CSA SPE-890-2015 A Guideline for accountable management of end-of-life materials (First Edition).pdf

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1、SPE-890-15A Guideline for accountable managementof end-of-life materialsLegal Notice for StandardsCanadian Standards Association (operating as “CSA Group”) develops standards through a consensus standards development process approvedby the Standards Council of Canada. This process brings together vo

2、lunteers representing varied viewpoints and interests to achieve consensusand develop a standard. Although CSA Group administers the process and establishes rules to promote fairness in achieving consensus, it doesnot independently test, evaluate, or verify the content of standards.Disclaimer and ex

3、clusion of liabilityThis document is provided without any representations, warranties, or conditions of any kind, express or implied, including, without limitation,implied warranties or conditions concerning this documents fitness for a particular purpose or use, its merchantability, or its non-infr

4、ingementof any third partys intellectual property rights. CSA Group does not warrant the accuracy, completeness, or currency of any of the informationpublished in this document. CSA Group makes no representations or warranties regarding this documents compliance with any applicablestatute, rule, or

5、regulation.IN NO EVENT SHALL CSA GROUP, ITS VOLUNTEERS, MEMBERS, SUBSIDIARIES, OR AFFILIATED COMPANIES, OR THEIR EMPLOYEES, DIRECTORS,OR OFFICERS, BE LIABLE FOR ANY DIRECT, INDIRECT, OR INCIDENTAL DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES, HOWSOEVER CAUSED,INCLUDING BUT NOT LIMITED TO SPECIAL OR CON

6、SEQUENTIAL DAMAGES, LOST REVENUE, BUSINESS INTERRUPTION, LOST OR DAMAGEDDATA, OR ANY OTHER COMMERCIAL OR ECONOMIC LOSS,WHETHER BASED IN CONTRACT,TORT (INCLUDING NEGLIGENCE), OR ANY OTHERTHEORY OF LIABILITY, ARISING OUT OF OR RESULTING FROM ACCESS TO OR POSSESSION OR USE OF THIS DOCUMENT, EVEN IF CSA

7、 GROUPHAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES.In publishing and making this document available, CSA Group is not undertaking to render professional or other services for or on behalf of anyperson or entity or to perform any duty owed by any person or ent

8、ity to another person or entity. The information in this document is directedto those who have the appropriate degree of experience to use and apply its contents, and CSA Group accepts no responsibility whatsoeverarising in any way from any and all use of or reliance on the information contained in

9、this document.CSA Group is a private not-for-profit company that publishes voluntary standards and related documents. CSA Group has no power, nor does itundertake, to enforce compliance with the contents of the standards or other documents it publishes.Intellectual property rights and ownershipAs be

10、tween CSA Group and the users of this document (whether it be in printed or electronic form), CSA Group is the owner, or the authorizedlicensee, of all works contained herein that are protected by copyright, all trade-marks (except as otherwise noted to the contrary), and allinventions and trade sec

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12、tellectual property and may give rise to a right in CSA Group and/or others to seek legalredress for such use, modification, copying, or disclosure. To the extent permitted by licence or by law, CSA Group reserves all intellectualproperty rights in this document.Patent rightsAttention is drawn to th

13、e possibility that some of the elements of this standard may be the subject of patent rights. CSA Group shall not beheld responsible for identifying any or all such patent rights. Users of this standard are expressly advised that determination of the validity ofany such patent rights is entirely the

14、ir own responsibility.Authorized use of this documentThis document is being provided by CSA Group for informational and non-commercial use only. The user of this document is authorized to doonly the following:If this document is in electronic form: load this document onto a computer for the sole pur

15、pose of reviewing it; search and browse this document; and print this document if it is in PDF format.Limited copies of this document in print or paper form may be distributed only to persons who are authorized by CSA Group to have suchcopies, and only if this Legal Notice appears on each such copy.

16、In addition, users may not and may not permit others to alter this document in any way or remove this Legal Notice from the attached standard; sell this document without authorization from CSA Group; or make an electronic copy of this document.If you do not agree with any of the terms and conditions

17、 contained in this Legal Notice, you may not load or use this document or make anycopies of the contents hereof, and if you do make such copies, you are required to destroy them immediately. Use of this documentconstitutes your acceptance of the terms and conditions of this Legal Notice.Standards Up

18、date ServiceSPE-890-15August 2015Title: A Guideline for accountable management of end-of-life materialsTo register for e-mail notification about any updates to this publication go to shop.csa.ca click on CSA Update ServiceThe List ID that you will need to register for updates to this publication is

19、2423980.If you require assistance, please e-mail techsupportcsagroup.org or call 416-747-2233.Visit CSA Groups policy on privacy at www.csagroup.org/legal to find out how we protect yourpersonal information.ISBN 978-1-4883-0097-4 2015 CSA GroupAll rights reserved. No part of this publication may be

20、reproduced in any form whatsoeverwithout the prior permission of the publisher.Published in August 2015 by CSA GroupA not-for-profit private sector organization178 Rexdale Boulevard,Toronto, Ontario, Canada M9W 1R3To purchase standards and related publications, visit our Online Store at shop.csa.cao

21、r call toll-free 1-800-463-6727 or 416-747-4044.TMA trade-mar k of the Canadian S tandards Association, operating as “CSA Group”A Guideline for accountablemanagement of end-of-life materialsSPE-890-15SPE-890-15A Guideline for accountable management of end-of-life materialsAugust 2015 2015 CSA Group

22、1ContentsPreface 21 Scope 31.1 Objectives 31.2 Target audience 31.3 Considerations for using this Guideline 61.4 Defining diversion and diversion rates 62 Reference publications 73 Definitions 74 Defining sustainable materials management hierarchy 104.1 End-of-life management from a hierarchical app

23、roach 104.2 Impact considerations 114.3 Departure from the hierarchy 115 Calculating performance rates 125.1 Flow of EOL materials 125.2 Data requirements and rate calculations 136 Tracking and reporting 156.1 General 156.2 Materials tracking, reporting and verification 156.3 Facility mass balance a

24、ccounting 167 Data verification audit 187.1 General 187.2 Objectivity and independence 197.3 Competence of the auditor 19Annex A Mass balance tables Materials recovery facility examples 20Annex B Bibliography 24SPE-890-15A Guideline for accountable management of end-of-life materialsAugust 2015 2015

25、 CSA Group 2PrefaceThis is the first edition of CSA SPE-890, A Guideline for accountable management of end-of-lifematerials. CSA SPE-890 has been developed as a guideline and does not contain any mandatorylanguage. It provides guidance and best practices for management of end-of-life (EOL) materials

26、.CSA Group acknowledges the development of this edition would not have been possible without thesupport of the Ontario Waste Management Association. The contribution of CM Consulting is alsoacknowledged for the development of the seed document, which helped to initiate the development ofthis Guideli

27、ne.Notes:1) Use of the singular does not exclude the plural (and vice versa) when the sense allows.2) Although the intended primary application of this Publication is stated in its Scope, it is important to note thatit remains the responsibility of the users of the Publication to judge its suitabili

28、ty for their particular purpose.3) his Publication was developed by consensus, which is defined by CSA Policy governing standardization Code of good practice for standardization as “substantial agreement. Consensus implies much more than asimple majority, but not necessarily unanimity”. It is consis

29、tent with this definition that a member may beincluded in the Technical Committee list and yet not be in full agreement with all clauses of this Publication.4) To submit a request for interpretation of this Publication, please send the following information toinquiriescsagroup.org and include “Reque

30、st for interpretation” in the subject line:a) define the problem, making reference to the specific clause, and, where appropriate, include anillustrative sketch;b) provide an explanation of circumstances surrounding the actual field condition; andc) where possible, phrase the request in such a way t

31、hat a specific “yes” or “no” answer will address theissue.Committee interpretations are processed in accordance with the CSA Directives and guidelinesgoverning standardization and are available on the Current Standards Activities page atstandardsactivities.csa.ca.SPE-890-15A Guideline for accountabl

32、e management of end-of-life materialsAugust 2015 2015 CSA Group 3SPE-890-15A Guideline for accountable managementof end-of-life materials1 Scope1.1 ObjectivesThis Guideline has been developed to aid primary and secondary service providers and to establish a setof common definitions, performance metr

33、ics, and reporting requirements in support of best practices inthe management of end-of-life (EOL) materials.In addition to providing a consistent framework that will allow for more effective and informed decisionmaking on EOL management options, this Guideline facilitates a rigorous, transparent, a

34、nd accountablematerials management system that provides for greater assurance regarding the management of thesematerials, from the point of collection through to final disposition. It describes a method to account forand verify these flows (serving to improve data accuracy) and identifies the key el

35、ements of a dataverification audit.This Guideline provides a transparent means to support the move to a more circular economy*. Unlikethe linear model, which is based on a take-make-consume and dispose pattern of growth, a circulareconomy keeps resources within the economy, optimizing resource reuse

36、 potential and creating furthervalue.* See European Commission,Towards a Circular Economy.1.2 Target audienceThe primary audiences for this Guideline are current and prospective service providers withresponsibilities for ensuring the proper management of EOL materials*. This Guideline is designed to

37、promote environmental performance and innovation, while ensuring that service providers operate onequal standing and according to consistent reporting and accountability requirements.* This includes waste transfer facilities, which may act as a primary or secondary service provider.The secondary aud

38、ience of this Guideline includes waste generators municipal and industrial,commercial, and institutional (ICI), stewards and manufacturers, or both, who want assurance that theyare properly addressing the EOL management of their products, including guidance on best practices toreduce the negative en

39、vironmental impacts of their waste management practices.While not directly applicable, this Guideline also benefits provincial and local governments, who areresponsible for regulating, approving, and overseeing recycling facilities, as well as ensuring theimplementation of effective recycling progra

40、ms. Other beneficiaries include policy makers and citizenactivists, researchers and academics interested in recycling standards, guides, and best practices, as wellas the general public, who want assurances that their products and packaging are properly managed atEOL, without risk to human health or

41、 the environment.The answer to the question “Whats in it for me?” is different for each stakeholder. In other words, it isimportant to understand that each stakeholder group will have different interests and stakes in thisGuideline according to the benefits they derive from its use. For example, pro

42、vincial regulatory agenciesSPE-890-15A Guideline for accountable management of end-of-life materialsAugust 2015 2015 CSA Group 4responsible for setting collection and recycling targets will have a different use for this Guidelinecompared to a service provider using it to improve their respective com

43、petitiveness. Table 1 outlinesthe applicability of this Guideline to various stakeholder groups.SPE-890-15A Guideline for accountable management of end-of-life materialsAugust 2015 2015 CSA Group5Table1ApplicabilityofthisGuidelinetovariousstakeholdergroups(SeeClause1.2.)StakeholdergroupTarget audien

44、ceOtherpotentialaudiencesHowthisGuidelinecanassiststakeholdersService providersMunicipalitiesWaste generators (e.g.,ICIgenerators)Oversight agencies (e.g., provincial government)Stewards/manufacturersPublic/academicConsistentterminology,datareporting,anddatatracking*Providesaframeworktotrackyear-ove

45、r-yearsuccess*Providesastandardsetofrequirementsintermsofdefinitions,data,reporting,auditsandverificationintheRFPsofserviceproviders*Providesaconsistentsetofdefinitionsforconductingandverifyingaudits*Providesafoundationtosettargetsthatarebasedonaconsistentsetofdefinitions*SupportsandpromotesbestEOLm

46、anagementoption*SPE-890-15A Guideline for accountable management of end-of-life materialsAugust 2015 2015 CSA Group 61.3 Considerations for using this GuidelineThis Guideline is intended for use by primary and secondary service providers. Although originallydeveloped for Ontario, the information con

47、tained within this Guideline may also be applicable toservice providers in other jurisdictions.This Guideline is applicable to a range of EOL products and materials including, but not necessarilylimited to the following:a) paper and packaging;b) food waste;c) leaf and yard waste;d) textiles;e) wood

48、waste;f) glass;g) metals;h) plastics;i) waste electrical and electronic equipment (WEEE);j) municipal hazardous or special waste (MHSW);k) construction and demolition waste (Cl) used tires;m) automotive wastes including maintenance wastes;n) durable goods; ando) industrial process residues.It should

49、 be noted that this Guideline does not supersede local, provincial, or national regulations andmust not be construed as a substitute for, or legal interpretation of, any regulatory requirements. It isalso important to recognize that some standards already exist for certain materials and products inmore mature markets. This Guideline is intended to complement existing laws, standards, andprocurement policies to help ensure reliable and accurate measurement and reporting and to promotethe development of EOL processes that achieve

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