1、December 2014 Translation by DIN-Sprachendienst.English price group 30No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).I
2、CS 49.140!%|(“2278905www.din.deDDIN EN 16601-40Space project management Part 40: Configuration and information management;English version EN 16601-40:2014,English translation of DIN EN 16601-40:2014-12Raumfahrt-Projektmanagement Teil 40: Konfigurations- und Informationsmanagement;Englische Fassung E
3、N 16601-40:2014,Englische bersetzung von DIN EN 16601-40:2014-12Management des projets spatiaux Partie 40: Gestion de la configuration et de linformations;Version anglaise EN 16601-40:2014,Traduction anglaise de DIN EN 16601-40:2014-12SupersedesDIN EN 13290-5:2002-12 andDIN EN 13290-6:2002-12www.beu
4、th.deDocument comprises 104 pagesIn case of doubt, the German-language original shall be considered authoritative.12.14 DIN EN 16601-40:2014-12 2 A comma is used as the decimal marker. National foreword This document (EN 16601-40:2014) has been prepared by Technical Committee CEN/CLC/TC 5 “Space” (S
5、ecretariat: DIN, Germany). The responsible German body involved in its preparation was the DIN-Normenausschuss Luft- und Raumfahrt (DIN Standards Committee Aerospace), Working Committee NA 131-10-01 AA Interoperabilitt von Informations-, Kommunikations- und Navigationssystemen. This document superse
6、des DIN EN 13290-5:2002-12 and DIN EN 13290-6:2002-12. This document has been developed to cover specifically space systems and has therefore precedence over any European Standard covering the same scope but with a wider domain of applicability (e.g. aerospace). Amendments This standard differs from
7、 DIN EN 13290-5:2002-12 and DIN EN 13290-6:2002-12 as follows: a) the number of the standard has been changed; b) the standard has been editorially revised. Previous editions DIN EN 13290-5: 2002-12 DIN EN 13290-6: 2002-12 EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 16601-40 August 2014 ICS
8、 49.140 Supersedes EN 13290-5:2001, EN 13290-6:2001 English version Space project management - Teil 40: Configuration and information management Management des projets spatiaux - Partie 40: Gestion de la configuration et de Iinformations Raumfahrt-Projektmanagement - Teil 40: Konfigurations- und Inf
9、ormationsmanagement This European Standard was approved by CEN on 14 December 2013. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-d
10、ate lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made b
11、y translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belg
12、ium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switze
13、rland, Turkey and United Kingdom. CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2014 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN 16601-40:2014 ETable of contents Foreword 5 Int
14、roduction 6 1 Scope . 7 2 Normative references . 8 3 Terms, definitions and abbreviated terms 9 3.1 Terms from other standards 9 3.2 Terms specific to the present standard . 9 3.3 Abbreviated terms. 11 4 Configuration management principles . 13 4.1 Overview 13 4.1.1 Configuration and information/doc
15、umentation activities . 13 4.1.2 Configuration management process and objectives 13 4.1.3 Information/documentation management process and objectives . 14 4.2 Management and planning . 15 4.2.1 Configuration management plan . 15 4.2.2 Configuration management interfaces . 15 4.3 Implementation of co
16、nfiguration management 17 4.3.1 Overview . 17 4.3.2 Configuration identification 19 4.3.3 Configuration control . 23 4.3.4 Configuration status accounting 25 4.3.5 Configuration verification . 26 4.3.6 Configuration management process audit . 26 4.3.7 Configuration management approach for operationa
17、l phase . 26 4.3.8 Implementation of information/documentation management . 27 5 Configuration management requirements . 32 5.1 General . 32 5.2 Management and planning . 32 5.2.1 Configuration management plan . 32 EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 2 5.2.2 Configuration management interfa
18、ces . 33 5.3 Implementation of configuration management 33 5.3.1 Configuration identification 33 5.3.2 Configuration control . 38 5.3.3 Configuration status accounting 40 5.3.4 Configuration verification . 41 5.3.5 Audit of the configuration management system . 42 5.3.6 Configuration management appr
19、oach for operational phase . 42 5.3.7 Implementation of information/documentation management . 43 Annex A (normative) Configuration management plan - DRD . 48 Annex B (normative) Configuration item list - DRD 55 Annex C (normative) Configuration item data list (CIDL) - DRD 57 Annex D (normative) As-
20、built configuration list - DRD 59 Annex E (normative) Software configuration file (SCF) - DRD 61 Annex F (normative) Configuration status accounting reports -DRD . 64 Annex G (normative) Change request - DRD 67 Annex H (normative) Change proposal - DRD 69 Annex I (normative) Request for deviation -
21、DRD . 71 Annex J (normative) Request for waiver - DRD 73 Annex K (informative) Configuration item selection 75 Annex L (informative) Technical data package description 77 Annex M (informative) Digital signature 99 Bibliography . 102 Figures Figure 4-1 Configuration management . 14 Figure 4-2 Configu
22、ration management interface (inputs) 16 Figure 4-3 Configuration management interface (outputs) 17 Figure 4-4 Implementation of configuration management . 19 Figure 4-5 Configuration identification 20 Figure 4-6 CI product tree structure 21 Figure 4-7 Configuration control . 24 EN 16601-40:2014 (E)
23、DIN EN 16601-40:2014-12 3 Figure 4-8 Implementation of information/documentation management 27 Figure 4-9 TDP contents 29 Figure 4-10 Delivery process for TDP . 30 Figure 4-11 Project phases and baseline definitions . 31 Figure L-1 TDP ZIP file . 78 Figure L-2 : ZIP archive 79 Figure L-3 : XML schem
24、a tree 79 Figure M-1 Digital signature . 100 Tables Table G-1 : Change request scope and content . 68 Table H-1 : Change proposal scope and content 70 Table I-1 : Request for deviation scope and content . 72 Table J-1 : Request for waiver scope and content 74 Table L-1 : data_package . 81 Table L-2
25、: data_definition_exchange . 81 Table L-3 : item_properties . 86 Table L-4 : element 87 Table L-5 : database 97 Table L-6 : Additional information on Table L-1 to Table L-5 98 EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 4 Foreword This document (EN 16601-40:2014) has been prepared by Technical Comm
26、ittee CEN/CLC/TC 5 “Space”, the secretariat of which is held by DIN. This standard (EN 16601-40:2014) originates from ECSS-M-ST-40C Rev. 1. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by February
27、 2015, and conflicting national standards shall be withdrawn at the latest by February 2015. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent r
28、ights. This document supersedes EN 13290-5:2001 and 13290-6:2001. This document has been developed to cover specifically space systems and has therefore precedence over any EN covering the same scope but with a wider domain of applicability (e.g. : aerospace). According to the CEN-CENELEC Internal R
29、egulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland
30、, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 5 Introduction This document defines the configuration management and information
31、/documentation requirements for space projects. The document is structured into two main parts, the first part presenting the processes and the second one providing the detailed requirements. In addition, the expected configuration and information/documentation management documentation is specified
32、in the annexed document requirements definitions (DRDs). EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 6 1 Scope The scope of this standard is to describe the processes and provide the requirements for managing the information/documentation and configuration of products within a space programme or pr
33、oject. The requirements specified herein apply to, and affect the supplier and customer at all levels. This standard may be tailored for the specific characteristics and constraints of a space project in conformance with ECSS-S-ST-00. EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 7 2 Normative refere
34、nces The following normative documents contain provisions which, through reference in this text, constitute provisions of this ECSS Standard. For dated references, subsequent amendments to, or revisions of any of these publications do not apply. However, parties to agreements based on this ECSS Stan
35、dard are encouraged to investigate the possibility of applying the most recent editions of the normative documents indicated below. For undated references the latest edition of the publication referred to applies. EN reference Reference in text Title EN 16601-00-01 ECSS-S-ST-00-01 ECSS system Glossa
36、ry of terms EN 16601-10 ECSS-M-ST-10 Space project management Project planning and implementation EN 16602-10-09 ECSS-Q-ST-10-09 Space product assurance Nonconformance control system EN 16602-20 ECSS-Q-ST-20 Space product assurance Quality assurance EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 8 3 T
37、erms, definitions and abbreviated terms 3.1 Terms from other standards For the purpose of this Standard, the terms and definitions from ECSS-S-ST-00-01 apply, in particular for the following terms: configuration configuration baseline configuration control configuration document configuration identi
38、fication configuration item configuration management 3.2 Terms specific to the present standard 3.2.1 change control activity for control of changes or departures to the product after formal approval of its configuration baseline NOTE Adapted from ISO 10007. 3.2.2 class 1 change change that affects
39、approved technical specifications, including interfaces of the same level, and associated terms of the business agreement between a customer and his supplier 3.2.3 class 2 change change that does not fulfil class 1 change criteria 3.2.4 configuration control board person or a group of persons assign
40、ed responsibility and authority to make decisions on the configuration NOTE 1 This configuration control board is called dispositioning authority in ISO 10007. NOTE 2 Relevant interested parties within and outside the organization are represented on the configuration control board. EN 16601-40:2014
41、(E) DIN EN 16601-40:2014-12 9 NOTE 3 Adapted from ISO 10007. 3.2.5 configuration definition document document that defines the physical configuration and establishes the item or material identification code (part or identifying number) at any level in the product structure NOTE Adapted from ASME Y14
42、.100. 3.2.6 configured item any level of product whose functional or physical characteristics are recorded in a retrievable, consistent manner 3.2.7 departure inability of a product to meet one of its functional performance or technical requirements NOTE 1 Two types exist: planned departure resultin
43、g in request for deviation, and unplanned departure resulting in request for waiver. NOTE 2 Departures do not change the engineering documentation. 3.2.8 information/documentation management process for ensuring timely and effective creation, collection, review, delivery, storage, and archiving of p
44、roject information 3.2.9 information system set of resources, procedures and data required in support of project management processes 3.2.10 metadata metadata are structured, encoded data that describe characteristics of in-formation-bearing entities to aid in the identification, discovery, assessme
45、nt, and management of the described entities NOTE Adapted from Committee on Cataloguing Task Force on metadata Summary Report. 3.2.11 product item element of the product tree having a unique identifier 3.2.12 self-signed certificate certificate auto-generated by the signer 3.2.13 technical data pack
46、age ZIP file containing structured collection of files with their related metadata, to be exchanged between information systems EN 16601-40:2014 (E) DIN EN 16601-40:2014-12 10 NOTE Adapted from ISO10303 AP232 TDP definition. 3.2.14 technical description technical definition in terms of documentation of a product, e.g. functional or performance, and design requirements, test and verification documentation, analyses, drawings, parts and
