1、March 2014 Translation by DIN-Sprachendienst.English price group 13No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).ICS
2、03.160; 35.040; 35.240.15!%,vz“2098387www.din.deDDIN EN 419211-5Protection profiles for secure signature creation device Part 5: Extension for device with key generation and trusted channel tosignature creation application;English version EN 419211-5:2013,English translation of DIN EN 419211-5:2014-
3、03Schutzprofile fr sichere Signaturerstellungseinheiten Teil 5: Erweiterung fr Einheiten mit Schlsselerzeugung und vertrauenswrdigem Kanalzur Signaturerstellungsanwendung;Englische Fassung EN 419211-5:2013,Englische bersetzung von DIN EN 419211-5:2014-03Profils de protection pour dispositif scuris d
4、e cration de signature Partie 5: Extension pour un dispositif avec gnration de cl et communication scuriseavec lapplication de cration de signature;Version anglaise EN 419211-5:2013,Traduction anglaise de DIN EN 419211-5:2014-03www.beuth.deIn case of doubt, the German-language original shall be cons
5、idered authoritative.Document comprises 26 pages 02.14 DIN EN 419211-5:2014-03 2 A comma is used as the decimal marker. National foreword This document (EN 419211-5:2013) has been prepared by Technical Committee CEN/TC 224 “Personal identification, electronic signature and cards and their related sy
6、stems and operations” (Secretariat: AFNOR, France). The responsible German body involved in its preparation was the Normenausschuss Informationstechnik und Anwendungen (Information Technology and selected IT Applications Standards Committee), Working Committee NA 043-01-17-04 UA Austauschprotokolle
7、bei Chip-Karten. EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 419211-5 December 2013 ICS 03.160; 35.040; 35.240.15 Supersedes CWA 14169:2004English Version Protection profiles for secure signature creation device - Part 5: Extension for device with key generation and trusted channel to signa
8、ture creation application Profils de protection pour dispositif scuris de cration de signature - Partie 5: Extension pour un dispositif avec gnration de cl et communication scurise avec lapplication de cration de signature Schutzprofile fr sichere Signaturerstellungseinheiten - Teil 5: Erweiterung f
9、r Einheiten mit Schlsselerzeugung und vertrauenswrdigem Kanal zur Signaturerstellungsanwendung This European Standard was approved by CEN on 12 October 2013. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the
10、 status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official versions (English, Frenc
11、h, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria,
12、Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey a
13、nd United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2013 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref.
14、No. EN 419211-5:2013 EEN 419211-5:2013 (E)2 Contents Page Foreword 3 Introduction . 4 1 Scope 5 2 Normative references 5 3 Conventions and terminology 5 3.1 Conventions . 5 3.2 Terms and definitions 5 4 PP introduction 5 4.1 PP reference . 5 4.2 PP overview 6 4.3 TOE overview . 6 5 Conformance claim
15、s 8 5.1 CC conformance claim 8 5.2 PP claim, Package claim . 8 5.3 Conformance rationale 8 5.4 Conformance statement 9 6 Security problem definition 9 6.1 Assets, users and threat agents . 9 6.2 Threats 10 6.3 Organizational security policies . 10 6.4 Assumptions 10 7 Security objectives 10 7.1 Secu
16、rity objectives for the TOE 10 7.2 Security objectives for the operational environment . 11 7.3 Security objectives rationale 12 8 Extended components definition . 14 9 Security requirements . 14 9.1 Security functional requirements . 14 9.2 Security assurance requirements 18 9.3 Security requiremen
17、ts rationale . 19 Bibliography 24 DINEN 419211-5:2014-033 Foreword This document (EN 419211-5:2013) has been prepared by Technical Committee CEN/TC 224 “Personal identification, electronic signature and cards and their related systems and operations”, the secretariat of which is held by AFNOR. This
18、European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by June 2014, and conflicting national standards shall be withdrawn at the latest by June 2014. Attention is drawn to the possibility that some of the eleme
19、nts of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. This document supersedes CWA 14169:2004. This series of European Standards, Protection profiles for secure signature creation device consists of t
20、he following parts: Part 1: Overview Part 2: Device with key generation Part 3: Device with key import Part 4: Extension for device with key generation and trusted channel to certificate generation application Part 5: Extension for device with key generation and trusted channel to signature creation
21、 application Part 6: Extension for device with key import and trusted channel to signature creation application According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria
22、, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey
23、 and the United Kingdom. DIN EN 419211-5:2014-03 EN419211-5:2013(E)4 Introduction This series of European Standards specifies Common Criteria protection profiles for secure signature creation devices and is issued by the European Committee for Standardization, Information Society Standardization Sys
24、tem (CEN/ISSS) as update of the Electronic Signatures (E-SIGN) CEN/ISSS workshop agreement (CWA) 14169:2004, Annex B and Annex C on the protection profile secure signature creation devices, “EAL 4+”. Preparation of this document as a protection profile (PP) follows the rules of the Common Criteria v
25、ersion 3.1 2, 3 and 4. DIN EN 419211-5:2014-03 EN419211-5:2013(E)5 1 Scope This European Standard specifies a protection profile for a secure signature creation device that may generate signing keys internally and communicate with the signature creation application in protected manner: secure signat
26、ure creation device with key generation and trusted communication with signature creation application (SSCD KG TCSCA). 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, onl
27、y the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. prEN 419211-1:2011, Protection profiles for secure signature creation device Part 1: Overview1)3 Conventions and terminology 3.1 Conventions This document is drafted
28、 in accordance with the CEN-CENELEC Internal Regulations Part 3 and content and structure of this document follow the rules and conventions laid out in Common Criteria 3.1. Normative aspects of content in this European Standard are specified according to the Common Criteria rules and not specificall
29、y identified by the verbs “shall” or “must”. 3.2 Terms and definitions For the purposes of this document, the acronyms, terms and definitions given in prEN 419211-1:2011 apply. 4 PP introduction 4.1 PP reference Title: Protection profiles for secure signature creation device Part 5: Extension for de
30、vice with key generation and trusted communication with signature creation application Version: 1.0.1 Author: CEN / CENELEC (TC224/WG17) Publication date: 20121114 Registration: BSI-CC-PP-0072 CC version: 3.1 Revision 4 Editor: Arnold Abromeit, TV Informationstechnik GmbH General status: final Keywo
31、rds: secure signature creation device, electronic signature, digital signature, key generation, trusted communication with signature creation application 1) To be published. This document was submitted to the Enquiry procedure under reference prEN 14169-1. DIN EN 419211-5:2014-03 EN419211-5:2013(E)6
32、 4.2 PP overview This Protection Profile is established by CEN as a European Standard for products to create electronic signatures. It fulfils requirements of Directive2)1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a community framework for electronic signatures. I
33、n accordance with Article 9 of this European Directive this standard can be indicated by the European Commission in the Official Journal of the European Communities as generally recognized standard for electronic signature products. This protection profile defines security functional requirements an
34、d security assurance requirements that comply with those defined in Annex III of the Directive for a secure signature creation device (SSCD). This secure signature creation device is the target of evaluation (TOE) for this protection profile. European Union Member States may presume that there is co
35、mpliance with the requirements laid down in Annex III of the Directive when an electronic signature product is evaluated to a Security Target (ST) that is compliant with this Protection Profile (PP). This Protection Profile about secure signature creation device with key generation and trusted commu
36、nication with signature creation application (PP SSCD KG TCSCA) includes the security requirements for SSCD with key generation generating signature creation data (SCD) and creating digital signature to be used for (qualified or advanced) electronic signatures as described in the core PP 5. Addition
37、ally, the TOE of this PP supports a trusted communication with a signature creation application for protection of authentication data and data to be signed. These security features allow using the TOE in a more complex operational environment. It conforms to the core PP SSCD KG 5. The implication of
38、 this conformance claim is explained in 5.3 hereinafter. The assurance level for this PP is EAL4 augmented with AVA_VAN.5. 4.3 TOE overview 4.3.1 Operation of the TOE This subclause presents a functional overview of the TOE in its distinct operational environments: The preparation environment, where
39、 it interacts with a certification service provider through a certificate generation application (CGA) to obtain a certificate for the signature validation data (SVD) corresponding with the signature creation data (SCD) the TOE has generated. The initialization environment interacts further with the
40、 TOE to personalize it with the initial value of the reference authentication data (RAD). The signing environment where it interacts with a signer through a signature creation application (SCA) to sign data after authenticating the signer as its signatory. The signature creation application provides
41、 the data to be signed (DTBS), or a unique representation thereof (DTBS/R) as input to the TOE signature creation function and obtains the resulting electronic signature3). The TOE and the SCA communicate through a trusted channel to ensure the integrity of the DTBS respective DTBS/R. The management
42、 environments where it interacts with the user or an SSCD-provisioning service provider to perform management operations, e.g. for the signatory to reset a blocked RAD. A single device, e.g. a smart card terminal, may provide the required secure environment for management and signing. 2) This Europe
43、an Directive is referred to in this PP as “the Directive”. 3) At a pure functional level the SSCD creates an electronic signature; for an implementation of the SSCD, in that meeting the requirements of this PP and with the key certificate generated as specified in the Directive, Annex I, the result
44、of the signing process can be used as to create a qualified electronic signature. DIN EN 419211-5:2014-03 EN419211-5:2013(E)7 The signing environment, the management environment and the preparation environment are secure and protect data exchanged with the TOE. Figure 5 in prEN 419211-1:2011 illustr
45、ates the operational environment. The TOE stores signature creation data and reference authentication data. The TOE may store multiple instances of SCD. In this case, the TOE provides a function to identify each SCD and the signature creation application (SCA) can provide an interface to the signer
46、to select an SCD for use in the signature creation function of the SSCD. The TOE protects the confidentiality and integrity of the SCD and restricts its use in signature creation to its signatory. The electronic signature created with the TOE is a qualified electronic signature as defined in the Dir
47、ective if the certificate for the SVD is a qualified certificate (Annex I). Determining the state of the certificate as qualified is beyond the scope of this standard. The SCA is assumed to protect the integrity of the input it provides to the TOE signature creation function as being consistent with
48、 the user data authorized for signing by the signatory. Unless implicitly known to the TOE, the SCA indicates the kind of the signing input (as DTBS/R) it provides and computes any hash values required. The TOE may augment the DTBS/R with signature parameters it stores and then computes a hash value over the input as needed by the kind of input and the used cryptographic algorithm. The TOE and the SCA communicate through a trusted channel in order to protect the integrity of the DTBS/R. The TOE s
