1、BRITISH STANDARD BS EN 13440:2003 Packaging Rate of recycling Definition and method of calculation The European Standard EN 13440:2003 has the status of a British Standard ICS 13.030.50; 55.040 BS EN 13440:2003 This British Standard was published under the authority of the Standards Policy and Strat
2、egy Committee on 13 May 2004 BSI 13 May 2004 ISBN 0 580 43782 5 National foreword This British Standard is the official English language version of EN 13440:2003. The UK participation in its preparation was entrusted to Technical Committee PKW/4, Packaging and the environment, which has the responsi
3、bility to: A list of organizations represented on this committee can be obtained on request to its secretary. Cross-references The British Standards which implement international or European publications referred to in this document may be found in the BSI Catalogue under the section entitled “Inter
4、national Standards Correspondence Index”, or by using the “Search” facility of the BSI Electronic Catalogue or of British Standards Online. This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. Compliance with a Br
5、itish Standard does not of itself confer immunity from legal obligations. aid enquirers to understand the text; present to the responsible international/European committee any enquiries on the interpretation, or proposals for change, and keep the UK interests informed; monitor related international
6、and European developments and promulgate them in the UK. Summary of pages This document comprises a front cover, an inside front cover, the EN title page, pages 2 to 11 and a back cover. The BSI copyright notice displayed in this document indicates when the document was last issued. Amendments issue
7、d since publication Amd. No. Date CommentsEUROPEANSTANDARD NORMEEUROPENNE EUROPISCHENORM EN13440 May2003 ICS13.030.50;55.040 Englishversion PackagingRateofrecyclingDefinitionandmethodof calculation EmballageTauxderecyclageDfinitionetmthodede calcul VerpackungRecyclingrateDefinitionund Berechnungsver
8、fahren ThisEuropeanStandardwasapprovedbyCENon11March2003. CENmembersareboundtocomplywiththeCEN/CENELECInternalRegulationswhichstipulatetheconditionsforgivingthisEurope an Standardthestatusofanationalstandardwithoutanyalteration.Uptodatelistsandbibliographicalreferencesconcernings uchnational standar
9、dsmaybeobtainedonapplicationtotheManagementCentreortoanyCENmember. ThisEuropeanStandardexistsinthreeofficialversions(English,French,German).Aversioninanyotherlanguagemadebytra nslation undertheresponsibilityofaCENmemberintoitsownlanguageandnotifiedtotheManagementCentrehasthesamestatusasthe official
10、versions. CENmembersarethenationalstandardsbodiesofAustria,Belgium,CzechRepublic,Denmark,Finland,France,Germany,Greece, Hungary,Iceland,Ireland,Italy,Luxembourg,Malta,Netherlands,Norway,Portugal,Slovakia,Spain,Sweden,SwitzerlandandUn ited Kingdom. EUROPEANCOMMITTEEFORSTANDARDIZATION COMITEUROPENDENO
11、RMALISATION EUROPISCHESKOMITEEFRNORMUNG ManagementCentre:ruedeStassart,36B1050Brussels 2003CEN Allrightsofexploitationinanyformandbyanymeansreserved worldwideforCENnationalMembers. Ref.No.EN13440:2003EEN13440:2003(E) 2 Contents Page Foreword. 3 Introduction 4 1 Scope . 5 2 NormativeReferences 5 3 Te
12、rmsanddefinitions . . 5 4 Calculationofrecyclingrate . 5 4.1 Areaofapplication. . 5 4.2 Thecalculation. 5 4.3 Rateofrecycling. 5 5 Principlesforcalculationofrecyclingrate 6 5.1 Generality. 6 5.2 Therateofrecyclingequation 7 AnnexA (informative) Useoftheflowdiagramforcalculatingotherrecyclingratesand
13、ratios oftenusedintheanalysisofpackagingproductionanduse . 9 A.1 General 9 A.2 Packagingmaterialrecyclingrate . 9 A.3 Ratiotodeterminepackagingconversioncapability . 9 A.4 FlowDiagramCalculationofotherratesoftenusedintheanalysisofpackagingproduction anduse . 10 Bibliography . 11EN13440:2003(E) 3 For
14、eword Thisdocument(EN13440:2003)hasbeenpreparedbyTechnicalCommitteeCEN/TC261“Packaging“,the secretariatofwhichisheldbyAFNOR. ThisEuropeanStandardshallbegiventhestatusofanationalstandard,eitherbypublicationofanidenticaltextor byendorsement,atthelatestbyNovember2003,andconflictingnationalstandardsshal
15、lbewithdrawnatthelatest byNovember2003. Thisdocumentprovidesaprocedureforcalculatingtherateofmaterialrecyclingtoaccesscompliancewiththe recyclingtargetsassetinthepackagingandpackagingwastedirective94/62/EC.Italsoprovidesexamplesof otherratiosofmaterialusagewhichcanbeusedasmanagementtools. Thisdocume
16、ntcontainsannexA,whichisinformative. AccordingtotheCEN/CENELECInternalRegulations,thenationalstandardsorganizationsofthefollowing countriesareboundtoimplementthisEuropeanStandard:Austria,Belgium,CzechRepublic,Denmark,Finland, France,Germany,Greece,Hungary,Iceland,Ireland,Italy,Luxembourg,Malta,Nethe
17、rlands,Norway,Portugal, Slovakia,Spain,Sweden,SwitzerlandandtheUnitedKingdom.EN13440:2003(E) 4 Introduction ThisEuropeanStandardconsidersthemethodologyofthecalculationoftherateofrecyclingspecificallyrelatedto packagingandpackagingwastematerials.IthasbeenpreparedbyexpertsintheWorkingGroupCEN/TC261/SC
18、 4/WG3“Materialrecovery“. Materialrecyclingofusedpackagingshouldbeseenwithintheoveralllifecycleofproductsandpackaging.The purposeofpackagingisthecontainment,protection,distributionandpresentationofproductsincludinginstructions astotheiruse.Amajorroleisoneofpreventionofdamage/wastageoftheproductconta
19、inedinthepackaging. Followingitsfunctionalrole,thepackagingwasteisrequiredtobesuitableforrecoverythroughatleastoneofthe wastemanagementoptionasdescribedinEN13427.Oneofthisoptionismaterialrecycling. TheWorkingGroupWG3hasproducedEN13437whichdefinestherecyclingprocessforpackagingintheform ofaseriesoffl
20、owdiagrams.ThisEuropeanStandardusesthegeneralformoftheflowdiagramfromthatstandard tomakeitsproposals.TheproposalismadewithinthecontextofthePackagingandPackagingWasteDirective 94/62/EC.AnnexAshowshowtheprinciplesmaybeusedinamoregeneralcontext.EN13440:2003(E) 5 1Scope ThisEuropeanStandardestablishesam
21、ethodologyforthecalculationoftherateofrecyclingofpackagingand packagingmaterial. NOTE Thepackagingsupplychainalsousesotherratiosinthemanagementoftheiroperations.Theflowdiagramsusedin themethodologysetoutinthisEuropeanStandardcanbeusedintheevaluationofsuchotherratiosandexamplesaregiven. 2 NormativeRe
22、ferences ThisEuropeanStandardincorporatesbydatedorundatedreference,provisionsfromotherpublications.These normativereferencesarecitedattheappropriateplacesinthetextandthepublicationsarelistedhereafter.For datedreferences,subsequentamendmentstoorrevisionsofanyofthesepublicationsapplytothisEuropean Sta
23、ndardonlywhenincorporatedinitbyamendmentorrevision.Forundatedreferencesthelatesteditionofthe publicationreferredtoapplies(includingamendments). EN13193:2000, PackagingPackagingandtheenvironmentTerminology. EN13437, PackagingandmaterialrecyclingCriteriaforrecyclingmethodsDescriptionofrecyclingprocess
24、es andflowchart. 3 Termsanddefinitions ForthepurposesofthisEuropeanStandard,thetermsanddefinitionsgiveninEN13193:2000andtheEU Directive“PackagingandPackagingWaste“94/62/ECapply. 4 Calculationofrecyclingrate 4.1Areaofapplication Themethodofcalculationshallbeappliedtoanygrouporsubgroupingofpackagingan
25、dpackagingmaterialsfor whichdatacanbeprovidedintheformatoftheflowchartFigure1. NOTE1 Itwillbefoundthattheflowchartsforthemajormaterialgroupingse.g.aluminium,glass,paperandboard,plastics, steel(platedand/orcoated)andwood,areidenticaltothatshowninFigure1,inthisrespect. NOTE2 Allformsofrecyclingshouldb
26、eincludedandareasdefinedinarticle3oftheDirective(94/62/EC).Thistherefore includesorganicrecycling. 4.2Thecalculation. Theratiofortherecyclingrateofusedpackagingshallbecalculatedbytheequation r m = 2 1 Wheretheelementsoftheequationareasspecifiedin5.2. NOTE AnnexAshowstheuseoftheflowdiagramforcalculat
27、ingotherrecyclingratesandratiosoftenusedintheanalysis ofpackagingproductionuse. 4.3Rateofrecycling 4.3.1 Therateofrecyclingshallbedefinedforstatedgeographicboundaries(NOTE1)andunlessotherwise specifiedbylegislation(NOTE2)shallincludeusedpackagingexportedforrecycling(fortheprinciplesofusingEN13440:20
28、03(E) 6 inputflowssee4.3.2),andexcludingimportedpackagingwastewhichisrecycledinthememberstate.The denominatorshallbethetotalpackagingconsumedonthemarket. NOTE1 Inrelationtothedirective,theseboundariesarethoseofmemberstates NOTE2 ThetreatmentofmaterialflowacrossboundariesmaybedeterminedbyparticularEu
29、ropeanCommissiondecisions. 4.3.2 Themeasurementpointsfordeterminingtherateofrecyclingshallbebasedoninputstoparticular processesdefinedintheflowchartFigure1. NOTE Theuseofthesepointsofmeasurementarefoundtoprovidethemostpracticalwayofobtainingreliabledataand followstheprincipleestablishedintheEuropean
30、Commissionsdecisionondatabases.97/138/EC 4.3.3 Therateofrecyclingshallbedefinedforastatedtimeperiodandthemeasurementofnumeratorand denominatorshallbeatcoincidenttimes. NOTE Thisprinciplepresumesasteadystatefortheflowofmaterialthroughtheprocessesdefinedintheflowchart.It shouldbenotedthattheeffectonth
31、ecalculatedrate,arisingfromfluctuatingflowsandfromlongintervalsbetweenprocesse s, arecomplex.Theratedefinedin4.2allowsasimpleadjustmentforlongdelays 4.3.4 Therateofrecyclingshallbequotedinunitsofweightoverthegiventimescaleandshallexcludeanyflow ofscrapinprimaryproductionprocesses(ex:productionscrap,
32、convertingscrapandscrapfromtheprocesses fill/packanddistribution). NOTE Examplesofprimaryproductionprocessesaretheproductionofglassbottlesfromaglassmakingfurnaceorthe productionofreelsofpaperfromapapermakingmachine. 4.3.5 Thedenominatorandthenumeratoroftheratesdefinedshallincluderelevantrecyclingofr
33、eusable packagingattheendoflife. 4.3.6 Onlywasteoriginatingfrompackagingplacedonthemarketmaybeconsideredforthecalculationofthese inputs,excludinganykindofproductionresiduesfromtheproductionofpackagingorofpackagingmaterialsor fromanyotherproductionprocess(Article6secondalineaoftheDecision97/138/EC).
34、5 Principlesforcalculationofrecyclingrate 5.1Generality ThegeneralflowchartfortherecyclingprocessisreproducedinthisstandardasFigure1andannotatedas describedinthissection.Referringtotheprinciplegivenin4.3.2,thenumeratoranddenominatoroftheratioare inputbasedflowstotherelevantprocesses. Numerator:Quant
35、ityofusedpackagingcollectedandsuppliedforrecycling(seeNOTE1). Denominator:Quantityofpackagingplaced onthemarketandusedforthefirsttime(seeNOTES2and3). NOTE1 Withreferenceto4.3.2)and4.3.4),thisistheinputflowtotherecyclingprocess.Inrelationtocollectedpackaging storedforalongperiodorexportedparticularly
36、overlongdistances,furtherexplanationorevidenceofrecyclingmightbe expectedforinclusionintherate. NOTE2 Theterm“Usedforthefirsttime“coversbothonewaypackagingandnewreusablepackagingwhichisnormally replacingreusablepackagingwhoseuseisnolongerviable(forinstancecrackedglassbottlesorbrokenwoodenpallets). N
37、OTE3 In particular circumstancessignificantproportionsofpackagingmaybe retainedinthemarketordivertedto applicationssuchthatthepackagingdoesnotarriveinthewastestreameither aspackagingwaste oraswastefromother applications.Insuchevents formalexplanationsshouldbemadetotheappropriateauthoritytosupportany
38、adjustmentinthe valuesrecordedinthecalculation.EN13440:2003(E) 7 5.2Therateofrecyclingequation WithreferencetoFigure1theratiofortherecyclingrateofusedpackagingis: r m = 2 1 4.2statestheequationforcalculatingtherecyclingratewherethevariouscomponentsaredefinedasfollows: =quantityofpackagingputonthemar
39、ketforonewayuse; =quantityofreuseablepackagingputonthemarketandusedforthefirsttime; 1 = materialfororganicrecycling(compostingorbiomethanisation); 2 = materialformaterialrecycling; = thatpartofusedpackagingwhichisnotavailableforrecyclingduetoothersecondaryuses.Thisisonlypart oftheflow”j”definedinthe
40、overallflowchartsforpackagingandmaterialrecyclingreferenceEN13437and thusexcludespackagingwastenotavailableforreasonssuchaslitterandalackofcollectionsystem. NOTE AnnexAshowstheuseoftheflowdiagramforcalculatingotherrecyclingratesandratiosoftenusedintheanalysis ofpackagingproductionanduse. Flowdiagram
41、basedonmaterialflowdetailedinEN13437. Thesizesofflowsdonotcorrespondtothevolumesoftheflows.EN13440:2003(E) 8 Hatchingisanindicationofthelocationoftheflowmeasurement. Figure1CalculationofrecyclingratebasedonpackagingmaterialflowsmeasurementpointsEN13440:2003(E) 9 Annex A (informative) Useoftheflowdia
42、gramforcalculatingotherrecyclingratesandratiosoften usedintheanalysisofpackagingproductionanduse A.1General Anumberofratescouldbedefinedusingtheprincipleselaboratedin4.2normallywiththenumeratoroftherateas aflowontherighthandsideofthediagramandthedenominatorasaflowonthelefthandsideofthediagram. Theco
43、mbinationofvariousrecyclingratesispossible. ThisEuropeanStandard givesasexamplestwodifferentratiosforuse(a)whenananalysisofpackagingmaterial recyclingisrequiredand(b)whenconversioncapabilityisstudied. A.2Packagingmaterialrecyclingrate Numerator:Quantityofpackagingmaterialcollectedandsuppliedforrecycling. Denominator:Quantityofmaterialsuppliedforthemanufactureofpackaging. WithreferencetothediagramA.1
