1、BSI Standards PublicationBS EN 16601-40:2014Space project managementPart 40: Configuration and informationmanagementBS EN 16601-40:2014 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of EN 16601-40:2014.It supersedes BS EN 13290-5:2001 and BS EN 13290-6:2001 which ar
2、ewithdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee ACE/68, Space systems and operations.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all the necessaryprovisions of a c
3、ontract. Users are responsible for its correctapplication. The British Standards Institution 2014. Published by BSI StandardsLimited 2014ISBN 978 0 580 83335 9ICS 49.140Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the autho
4、rity of theStandards Policy and Strategy Committee on 30 September 2014.Amendments issued since publicationDate T e x t a f f e c t e dBS EN 16601-40:2014EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 16601-40 August 2014 ICS 49.140 Supersedes EN 13290-5:2001, EN 13290-6:2001 English version S
5、pace project management - Teil 40: Configuration and information management Management des projets spatiaux - Partie 40: Gestion de la configuration et de Iinformations Raumfahrt-Projektmanagement - Teil 40: Konfigurations- und Informationsmanagement This European Standard was approved by CEN on 14
6、December 2013. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national sta
7、ndards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN and CENELEC member in
8、to its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Fin
9、land, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. CEN-CENELEC Management Centre: Aven
10、ue Marnix 17, B-1000 Brussels 2014 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN 16601-40:2014 EBS EN 16601-40:2014EN 16601-40:2014 (E) 2 Table of contents Foreword 5 Introduction 6 1 Scope . 7 2 N
11、ormative references . 8 3 Terms, definitions and abbreviated terms 9 3.1 Terms from other standards 9 3.2 Terms specific to the present standard . 9 3.3 Abbreviated terms. 11 4 Configuration management principles . 13 4.1 Overview 13 4.1.1 Configuration and information/documentation activities . 13
12、4.1.2 Configuration management process and objectives 13 4.1.3 Information/documentation management process and objectives . 14 4.2 Management and planning . 15 4.2.1 Configuration management plan . 15 4.2.2 Configuration management interfaces . 15 4.3 Implementation of configuration management 17 4
13、.3.1 Overview . 17 4.3.2 Configuration identification 19 4.3.3 Configuration control . 23 4.3.4 Configuration status accounting 25 4.3.5 Configuration verification . 26 4.3.6 Configuration management process audit . 26 4.3.7 Configuration management approach for operational phase . 26 4.3.8 Implemen
14、tation of information/documentation management . 27 5 Configuration management requirements . 32 5.1 General . 32 5.2 Management and planning . 32 5.2.1 Configuration management plan . 32 BS EN 16601-40:2014EN 16601-40:2014 (E) 3 5.2.2 Configuration management interfaces . 33 5.3 Implementation of c
15、onfiguration management 33 5.3.1 Configuration identification 33 5.3.2 Configuration control . 38 5.3.3 Configuration status accounting 40 5.3.4 Configuration verification . 41 5.3.5 Audit of the configuration management system . 42 5.3.6 Configuration management approach for operational phase . 42
16、5.3.7 Implementation of information/documentation management . 43 Annex A (normative) Configuration management plan - DRD . 48 Annex B (normative) Configuration item list - DRD 55 Annex C (normative) Configuration item data list (CIDL) - DRD 57 Annex D (normative) As-built configuration list - DRD 5
17、9 Annex E (normative) Software configuration file (SCF) - DRD 61 Annex F (normative) Configuration status accounting reports -DRD . 64 Annex G (normative) Change request - DRD 67 Annex H (normative) Change proposal - DRD 69 Annex I (normative) Request for deviation - DRD . 71 Annex J (normative) Req
18、uest for waiver - DRD 73 Annex K (informative) Configuration item selection 75 Annex L (informative) Technical data package description 77 Annex M (informative) Digital signature 99 Bibliography . 102 Figures Figure 4-1 Configuration management . 14 Figure 4-2 Configuration management interface (inp
19、uts) 16 Figure 4-3 Configuration management interface (outputs) 17 Figure 4-4 Implementation of configuration management . 19 Figure 4-5 Configuration identification 20 Figure 4-6 CI product tree structure 21 Figure 4-7 Configuration control . 24 BS EN 16601-40:2014EN 16601-40:2014 (E) 4 Figure 4-8
20、Implementation of information/documentation management 27 Figure 4-9 TDP contents 29 Figure 4-10 Delivery process for TDP . 30 Figure 4-11 Project phases and baseline definitions . 31 Figure L-1 TDP ZIP file . 78 Figure L-2 : ZIP archive 79 Figure L-3 : XML schema tree 79 Figure M-1 Digital signatur
21、e . 100 Tables Table G-1 : Change request scope and content . 68 Table H-1 : Change proposal scope and content 70 Table I-1 : Request for deviation scope and content . 72 Table J-1 : Request for waiver scope and content 74 Table L-1 : data_package . 81 Table L-2 : data_definition_exchange . 81 Table
22、 L-3 : item_properties . 86 Table L-4 : element 87 Table L-5 : database 97 Table L-6 : Additional information on Table L-1 to Table L-5 98 BS EN 16601-40:2014EN 16601-40:2014 (E) 5 Foreword This document (EN 16601-40:2014) has been prepared by Technical Committee CEN/CLC/TC 5 “Space”, the secretaria
23、t of which is held by DIN. This standard (EN 16601-40:2014) originates from ECSS-M-ST-40C Rev. 1. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by February 2015, and conflicting national standards
24、shall be withdrawn at the latest by February 2015. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. This document supersedes EN 13290-5
25、:2001 and 13290-6:2001. This document has been developed to cover specifically space systems and has therefore precedence over any EN covering the same scope but with a wider domain of applicability (e.g. : aerospace). According to the CEN-CENELEC Internal Regulations, the national standards organiz
26、ations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Ma
27、lta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. BS EN 16601-40:2014EN 16601-40:2014 (E) 6 Introduction This document defines the configuration management and information/documentation requirements for space projects.
28、 The document is structured into two main parts, the first part presenting the processes and the second one providing the detailed requirements. In addition, the expected configuration and information/documentation management documentation is specified in the annexed document requirements definition
29、s (DRDs). BS EN 16601-40:2014EN 16601-40:2014 (E) 7 1 Scope The scope of this standard is to describe the processes and provide the requirements for managing the information/documentation and configuration of products within a space programme or project. The requirements specified herein apply to, a
30、nd affect the supplier and customer at all levels. This standard may be tailored for the specific characteristics and constraints of a space project in conformance with ECSS-S-ST-00. BS EN 16601-40:2014EN 16601-40:2014 (E) 8 2 Normative references The following normative documents contain provisions
31、 which, through reference in this text, constitute provisions of this ECSS Standard. For dated references, subsequent amendments to, or revisions of any of these publications do not apply. However, parties to agreements based on this ECSS Standard are encouraged to investigate the possibility of app
32、lying the most recent editions of the normative documents indicated below. For undated references the latest edition of the publication referred to applies. EN reference Reference in text Title EN 16601-00-01 ECSS-S-ST-00-01 ECSS system Glossary of terms EN 16601-10 ECSS-M-ST-10 Space project manage
33、ment Project planning and implementation EN 16602-10-09 ECSS-Q-ST-10-09 Space product assurance Nonconformance control system EN 16602-20 ECSS-Q-ST-20 Space product assurance Quality assurance BS EN 16601-40:2014EN 16601-40:2014 (E) 9 3 Terms, definitions and abbreviated terms 3.1 Terms from other s
34、tandards For the purpose of this Standard, the terms and definitions from ECSS-S-ST-00-01 apply, in particular for the following terms: configuration configuration baseline configuration control configuration document configuration identification configuration item configuration management 3.2 Terms
35、 specific to the present standard 3.2.1 change control activity for control of changes or departures to the product after formal approval of its configuration baseline NOTE Adapted from ISO 10007. 3.2.2 class 1 change change that affects approved technical specifications, including interfaces of the
36、 same level, and associated terms of the business agreement between a customer and his supplier 3.2.3 class 2 change change that does not fulfil class 1 change criteria 3.2.4 configuration control board person or a group of persons assigned responsibility and authority to make decisions on the confi
37、guration NOTE 1 This configuration control board is called dispositioning authority in ISO 10007. NOTE 2 Relevant interested parties within and outside the organization are represented on the configuration control board. BS EN 16601-40:2014EN 16601-40:2014 (E) 10 NOTE 3 Adapted from ISO 10007. 3.2.5
38、 configuration definition document document that defines the physical configuration and establishes the item or material identification code (part or identifying number) at any level in the product structure NOTE Adapted from ASME Y14.100. 3.2.6 configured item any level of product whose functional
39、or physical characteristics are recorded in a retrievable, consistent manner 3.2.7 departure inability of a product to meet one of its functional performance or technical requirements NOTE 1 Two types exist: planned departure resulting in request for deviation, and unplanned departure resulting in r
40、equest for waiver. NOTE 2 Departures do not change the engineering documentation. 3.2.8 information/documentation management process for ensuring timely and effective creation, collection, review, delivery, storage, and archiving of project information 3.2.9 information system set of resources, proc
41、edures and data required in support of project management processes 3.2.10 metadata metadata are structured, encoded data that describe characteristics of in-formation-bearing entities to aid in the identification, discovery, assessment, and management of the described entities NOTE Adapted from Com
42、mittee on Cataloguing Task Force on metadata Summary Report. 3.2.11 product item element of the product tree having a unique identifier 3.2.12 self-signed certificate certificate auto-generated by the signer 3.2.13 technical data package ZIP file containing structured collection of files with their
43、related metadata, to be exchanged between information systems BS EN 16601-40:2014EN 16601-40:2014 (E) 11 NOTE Adapted from ISO10303 AP232 TDP definition. 3.2.14 technical description technical definition in terms of documentation of a product, e.g. functional or performance, and design requirements,
44、 test and verification documentation, analyses, drawings, parts and material lists, processes and tooling. 3.3 Abbreviated terms For the purpose of this Standard, the abbreviated terms from ECSS-S-ST-00-01 and the following apply: Abbreviation Meaning ABCL as-built configuration data list AR accepta
45、nce review CAD computer aided design CAGE commercial and government entity CCB configuration control board CD compact disk CDR critical design review CI configuration item CIDL configuration item data list CM configuration management CP change proposal CR change request CSA configuration status acco
46、unting DB design baseline DCB development configuration baseline DRD document requirements definition DRL document requirements list DUNS data universal numbering system DXF drawing exchange format EIDP end item data package FCB functional configuration baseline FCV functional configuration verifica
47、tion FTP file transfer protocol H/W hardware ICD interface control document IDM information documentation management IEC International Electrotechnical Commission IETF internet engineering task force IS information system BS EN 16601-40:2014EN 16601-40:2014 (E) 12 ISO International Organization for
48、Standardization ITU International Telecommunication Union JPEG joint photographic experts group LZW Lempel-Ziv-Welch MOB mission objective baseline MS Microsoft NATO North Atlantic Treaty Organization NCR nonconformance report OTS off-the-shelf PA product assurance PCB product configuration baseline
49、 PCV physical configuration verification PDF portable document format PDR preliminary design review PI product item PMP parts, materials and processes PRR preliminary requirements review QR qualification review RFD request for deviation RFW request for waiver RID review item discrepancy ROM read only memory SCF software configuration file SMTP simple mail transfer protocol SRR system requirements review STEP standard for the exchange of product S/W software TDP technical data package TIFF tagged image file format TRR test readiness review TS technical specification WBS w
