1、 ETSI TS 125 401 V5.6.0 (2003-06)Technical Specification Universal Mobile Telecommunications System (UMTS);UTRAN overall description(3GPP TS 25.401 version 5.6.0 Release 5)ETSI ETSI TS 125 401 V5.6.0 (2003-06) 1 3GPP TS 25.401 version 5.6.0 Release 5 Reference RTS/TSGR-0325401v560 Keywords UMTS ETSI
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6、n all media. European Telecommunications Standards Institute 2003. All rights reserved. DECTTM, PLUGTESTSTM and UMTSTM are Trade Marks of ETSI registered for the benefit of its Members. TIPHONTMand the TIPHON logo are Trade Marks currently being registered by ETSI for the benefit of its Members. 3GP
7、PTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. ETSI ETSI TS 125 401 V5.6.0 (2003-06) 2 3GPP TS 25.401 version 5.6.0 Release 5 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been dec
8、lared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, whic
9、h is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
10、 referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical s
11、pecifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp
12、. ETSI ETSI TS 125 401 V5.6.0 (2003-06) 3 3GPP TS 25.401 version 5.6.0 Release 5 Contents Intellectual Property Rights2 Foreword.2 Foreword.5 1 Scope 6 2 References 6 3 Definitions and abbreviations.7 3.1 Definitions7 3.2 Abbreviations .9 3.3 Notation10 4 General principles 10 5 UMTS General archite
13、cture .10 5.1 Overview 10 5.2 General protocols architecture11 5.2.1 User plane .11 5.2.2 Control plane 12 6 UTRAN Architecture .12 6.1 UTRAN Identifiers.16 6.1.1 PLMN Identity16 6.1.2 CN Domain Identifier .16 6.1.3 RNC Identifier 17 6.1.4 Service Area Identifier17 6.1.5 Cell Identifier17 6.1.6 Loca
14、l Cell Identifier17 6.1.7 UE Identifiers17 6.1.7.1 Usage of RNTI18 6.1.8 Identifiers for dedicated resources within UTRAN 19 6.1.8.1 Radio Network Control Plane identifiers 19 6.1.8.2 Transport Network Identifiers.19 6.1.8.3 Binding identifier 20 6.1.9 URA Identity 21 6.2 Transport Addresses.21 6.3
15、Function Distribution Principles.22 7 UTRAN Functions description.22 7.1 List of functions .22 7.2 Functions description .23 7.2.0 Transfer of user data .23 7.2.1 Functions related to overall system access control .23 7.2.1.1 Admission Control 24 7.2.1.2 Congestion Control .24 7.2.1.3 System informa
16、tion broadcasting24 7.2.2 Radio channel ciphering and deciphering.24 7.2.3 Functions related to Mobility24 7.2.3.1 Handover.24 7.2.3.2 SRNS Relocation 24 7.2.3.3 Paging support.25 7.2.3.4 Positioning 25 7.2.3.5 NAS Node Selection Function 25 7.2.3.6 Shared Networks Access Control25 7.2.4 Functions r
17、elated to radio resource management and control.26 7.2.4.1 Radio resource configuration and operation .26 7.2.4.2 Radio environment survey 26 7.2.4.3 Combining/splitting control 26 ETSI ETSI TS 125 401 V5.6.0 (2003-06) 4 3GPP TS 25.401 version 5.6.0 Release 5 7.2.4.4 Connection set-up and release.26
18、 7.2.4.5 Allocation and deallocation of Radio Bearers.27 7.2.4.6 TDD - Dynamic Channel Allocation (DCA)27 7.2.4.7 Radio protocols function.27 7.2.4.8 RF power control 27 7.2.4.8.1 UL Outer Loop Power Control27 7.2.4.8.2 DL Outer Loop Power Control28 7.2.4.8.3 UL Inner Loop Power Control.28 7.2.4.8.4
19、 DL Inner Loop Power Control.28 7.2.4.8.5 UL Open Loop Power Control 28 7.2.4.8.6 DL Open Loop Power Control 28 7.2.4.9 Radio channel coding28 7.2.4.10 Radio channel decoding 29 7.2.4.11 Channel coding control .29 7.2.4.12 Initial (random) access detection and handling.29 7.2.4.13 CN Distribution fu
20、nction for Non Access Stratum messages .29 7.2.4.14 3.84 Mcps TDD - Timing Advance29 7.2.4.15 Service specific function for Non Access Stratum messages29 7.2.4.16 1.28 Mcps TDD Uplink Synchronisation 29 7.2.5 Functions related to broadcast and multicast services (broadcast/multicast interworking fun
21、ction BM-IWF) 30 7.2.5.1 Broadcast/Multicast Information Distribution 30 7.2.5.2 Broadcast/Multicast Flow Control 30 7.2.5.3 CBS Status Reporting .30 7.2.6 Tracing30 7.2.7 Volume Reporting 30 8 Mobility Management 30 8.1 Signalling connection.30 8.2 Consequences for Mobility Handling.31 9 Synchronis
22、ation31 9.1 SYNCHRONISATION MODEL.31 10 UTRAN O 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented
23、 when editorial only changes have been incorporated in the document. ETSI ETSI TS 125 401 V5.6.0 (2003-06) 6 3GPP TS 25.401 version 5.6.0 Release 5 1 Scope The present document describes the overall architecture of the UTRAN, including internal interfaces and assumptions on the radio and Iu interfac
24、es. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subseq
25、uent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 25
26、.990: “Vocabulary“. 2 3GPP TS 23.110: “UMTS Access Stratum Services and Functions“. 3 3GPP TS 25.211: “Physical channels and mapping of transport channels onto physical channels (FDD)“. 4 3GPP TS 25.442: “UTRAN Implementation Specific O Stage 2“. 3 Definitions and abbreviations 3.1 Definitions For t
27、he purposes of the present document, the following terms and definitions apply: ALCAP: generic name for the transport signalling protocols used to set-up and tear-down transport bearers Cell: Radio Network object that can be uniquely identified by a User Equipment from a (cell) identification that i
28、s broadcasted over a geographical area from one UTRAN Access Point A Cell is either FDD or TDD mode. Iu: interface between an RNC and an MSC, SGSN or CBC, providing an interconnection point between the RNS and the Core Network. It is also considered as a reference point Iub: interface between the RN
29、C and the Node B Iur: logical interface between two RNCs Whilst logically representing a point to point link between RNCs, the physical realisation need not be a point to point link. Iur-g: logical interface between RNC/BSS and BSS Whilst logically representing a point to point link between RNC/BSS
30、and BSS, the physical realisation need not be a point to point link. Logical Model: Logical Model defines an abstract view of a network or network element by means of information objects representing network element, aggregations of network elements, the topological relationship between the elements
31、, endpoints of connections (termination points), and transport entities (such as connections) that transport information between two or more termination points The information objects defined in the Logical Model are used, among others, by connection management functions. In this way, a physical imp
32、lementation independent management is achieved. Node B: logical node in the RNS responsible for radio transmission / reception in one or more cells to/from the UE The logical node terminates the Iub interface towards the RNC. Radio Resources: resources that constitute the radio interface in UTRAN, e
33、.g. frequencies, scrambling codes, spreading factors, power for common and dedicated channels Node B Application Part: Radio Network Signalling over the Iub Radio Network Controller: logical node in the RNS in charge of controlling the use and the integrity of the radio resources Controlling RNC: ro
34、le an RNC can take with respect to a specific set of Node Bs There is only one Controlling RNC for any Node B. The Controlling RNC has the overall control of the logical resources of its node Bs. Radio Network Subsystem: RNS can be either a full UTRAN or only a part of a UTRAN An RNS offers the allo
35、cation and release of specific radio resources to establish means of connection in between an UE and the UTRAN. A Radio Network Subsystem contains one RNC and is responsible for the resources and transmission/reception in a set of cells. ETSI ETSI TS 125 401 V5.6.0 (2003-06) 8 3GPP TS 25.401 version
36、 5.6.0 Release 5 Serving RNS: role an RNS can take with respect to a specific connection between an UE and UTRAN There is one Serving RNS for each UE that has a connection to UTRAN. The Serving RNS is in charge of the radio connection between a UE and the UTRAN. The Serving RNS terminates the Iu for
37、 this UE. Drift RNS: role an RNS can take with respect to a specific connection between an UE and UTRAN An RNS that supports the Serving RNS with radio resources when the connection between the UTRAN and the UE need to use cell(s) controlled by this RNS is referred to as Drift RNS. Radio Access Netw
38、ork Application Part: Radio Network Signalling over the Iu Radio Network Subsystem Application Part: Radio Network Signalling over the Iur RRC Connection: point-to-point bi-directional connection between RRC peer entities on the UE and the UTRAN sides, respectively An UE has either zero or one RRC c
39、onnection. Standalone A-GPS SMLC: logical node that interconnects to the RNC over the Iupc interface via the PCAP protocol This node provides GPS related data to the RNC and may perform the position calculation function. User Equipment: Mobile Equipment with one or several UMTS Subscriber Identity M
40、odule(s) A device allowing a user access to network services via the Uu interface. The UE is defined in ref. 8. If this term is used in the context of Iur-g, it means MS in case it uses radio resources of a DBSS. Universal Terrestrial Radio Access Network: UTRAN is a conceptual term identifying that
41、 part of the network which consists of RNCs and Node Bs between Iu an Uu The concept of UTRAN instantiation is currently undefined. UTRAN Access Point: conceptual point within the UTRAN performing radio transmission and reception A UTRAN access point is associated with one specific cell, i.e. there
42、exists one UTRAN access point for each cell. It is the UTRAN-side end point of a radio link. Radio Link: “radio link“ is a logical association between a single User Equipment and a single UTRAN access point Its physical realisation comprises one or more radio bearer transmissions. Radio Link Set: se
43、t of one or more Radio Links that has a common generation of Transmit Power Control (TPC) commands in the DL Uu: Radio interface between UTRAN and the User Equipment RAB sub-flows: Radio Access Bearer can be realised by UTRAN through several sub-flows These sub-flows correspond to the NAS service da
44、ta streams that have QoS characteristics that differ in a predefined manner within a RAB e.g. different reliability classes. RAB sub-flows have the following characteristics: 1) The sub-flows of a RAB are established and released at the RAB establishment and release, respectively. 2) The sub-flows o
45、f a RAB are submitted and delivered together at the RAB SAP. 3) The sub-flows of a RAB are carried over the same Iu transport bearer. 4) The sub-flows of a RAB are organised in a predefined manner at the SAP and over the Iu interface. The organisation is imposed by the NAS as part of its co-ordinati
46、on responsibility. Set of co-ordinated DCHs: set of co-ordinated DCHs is a set of dedicated transport channels that are always established and released in combination Individual DCHs within a set of co-ordinated DCHs cannot be operated on individually e.g. if the establishment of one DCH fails, the
47、establishment of all other DCHs in the set of co-ordinated DCHs shall be terminated unsuccessfully. A set of coordinated DCHs is transferred over one transport bearer. All DCHs in a set of co-ordinated DCHs shall have the same TTI. Shared Network Area (SNA): Area consisting or one or more LAs to whi
48、ch access can be controlled. ETSI ETSI TS 125 401 V5.6.0 (2003-06) 9 3GPP TS 25.401 version 5.6.0 Release 5 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: AAL ATM Adaptation Layer AAL2 ATM Adaptation Layer 2 ALCAP Access Link Control Application Part A
49、TM Asynchronous Transfer Mode BM-IWF Broadcast Multicast Interworking Function BMC Broadcast/Multicast Control BSS Base Station Subsystem CBC Cell Broadcast Centre CBS Cell Broadcast Service CN Core Network CPCH Common Packet Channel CRNC Controlling Radio Network Controller DCH Dedicated Channel DL Downlink DRNS Drift RNS EDGE Enhanced Data rates for Global Evolution FACH Forward Access Channel FFS For Further Study GERAN GSM EDGE Radio Access Network GSM Global System for Mobile Communications GTP GPRS Tunnelling Protocol IPv4 Internet Protocol, ver