1、 ETSI ES 203 069 V1.2.1 (2011-09) Access, Terminals, Transmission and Multiplexing (ATTM); Remote management of CPE over broadband networks; CPE WAN Management Protocol (CWMP) ETSI Standard ETSI ETSI ES 203 069 V1.2.1 (2011-09) 2Reference RES/ATTM-02014 Keywords configuration, management, xDSL ETSI
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6、 The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2011. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks
7、of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI ES 203 069 V1.2.1 (2011-09) 3Contents Intellectual Property Rights 4g3Foreword . 4g3Introduction 4g31 Scope 5g32 Refe
8、rences 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 Conventions 6g35 Recommendations 7g36 Remote management of CPE over broadband networks 8g36.1 Elements of the CPE WAN management protocol . 8g36.1.1
9、TR-069: CPE WAN management protocol (CWMP) . 8g36.1.2 Auto-configuration and dynamic service provisioning . 9g36.1.3 Software/firmware image management 9g36.1.4 Status and performance monitoring 9g36.1.5 Diagnostics . 9g36.1.6 Security . 9g36.2 Data models 9g36.2.1 TR-181: Device data model for TR-0
10、69 . 10g36.2.2 TR-157: Component objects for CWMP 10g36.2.3 TR-143: Enabling network throughput performance tests and statistical monitoring . 11g36.2.4 TR-104: DSLHome provisioning parameters for VoIP CPE 11g36.2.5 TR-135: Data model for a TR-069 enabled set-top box 11g36.2.6 TR-140: TR-069 data mo
11、del for storage service enabled devices 11g36.2.7 TR-196: Femto access point service data model . 12g3Annex A (informative): Bibliography . 13g3History 14g3ETSI ETSI ES 203 069 V1.2.1 (2011-09) 4Intellectual Property Rights IPRs essential or potentially essential to the present document may have bee
12、n declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“,
13、 which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced
14、 in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This ETSI Standard (ES) has been produced by ETSI Technical Committee Access, Terminals, Transmission and Multiplexing (ATTM). Introduction The basis of the pr
15、esent document is the Broadband Forum CPE WAN management protocol (CWMP), commonly referred to as TR-069 1. The protocol is intended for communication between a CPE and an Auto-Configuration Server (ACS). The CPE WAN management protocol defines a mechanism that encompasses secure auto-configuration
16、of a CPE, and also incorporates other CPE management functions into a common framework. TR-069 1 specifies the generic requirements of the management protocol, and methods that can be applied to any TR-069 1 CPE. Other Broadband Forum Technical Reports (TRs) specify the managed objects, or data mode
17、ls, for specific types of devices or services. The protocol can be used to manage various types of CPE, including stand-alone routers and LAN-side client devices. It is agnostic to the specific access medium utilized by the service provider, although it does depend on IP-layer connectivity having fi
18、rst been established by the device. ETSI ETSI ES 203 069 V1.2.1 (2011-09) 51 Scope The present document defines a European Standard (ES) for remote management of CPE WAN interfaces over broadband networks. It provides an overview of a set of normative references to the suite of individual specificat
19、ions comprising the Broadband Forum (BBF) CPE WAN Management Protocol (CWMP) and Data models. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-spec
20、ific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE 1: While any hyperlinks included in this clause were va
21、lid at the time of publication ETSI cannot guarantee their long term validity. NOTE 2: Broadband Forum Technical Reports are available at http:/www.broadband-forum.org/technical/trlist.php. 2.1 Normative references The following referenced documents are necessary for the application of the present d
22、ocument. 1 Broadband Forum TR-069: “CPE WAN Management Protocol (CWMP) v1.1“. 2 Broadband Forum TR-104: “DSLHomeTM Provisioning Parameters for VoIP CPE“. 3 Broadband Forum TR-106: “Data Model Template for TR-069-Enabled Devices“. 4 Broadband Forum TR-135: “Data Model for a TR-069 Enabled STB“. 5 Bro
23、adband Forum TR-140: “TR-069 Data Model for Storage Service Enabled Devices“. 6 Broadband Forum TR-143: “Enabling Network Throughput Performance Tests and Statistical Monitoring“. 7 Broadband Forum TR-157: “Component Objects for CWMP“. 8 Broadband Forum TR-181: “Device Data Model for TR-069“. 9 Broa
24、dband Forum TR-196: “Femto Access Point Service Data Model“. 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 ITU-T Recommendation Y.101 (2000): “Global I
25、nformation Infrastructure terminology: Terms and definitions“. i.2 Broadband Forum Technical Report Approval Process. NOTE: Available at http:/www.broadband-forum.org/about/download/trapprovalprocess.pdf. i.3 Broadband Forum TR-181 (Issue 1 - February 2010): “Device Data Model TR-069“ (superseded by
26、 BBF TR-181 Issue 2). ETSI ETSI ES 203 069 V1.2.1 (2011-09) 6i.4 Broadband Forum TR-098 (Amendment 2 - September 2008): “Internet Gateway Device Data Model for TR-069“ (superseded by BBF TR-181 Issue 2). 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the te
27、rms and definitions given in ITU-T Recommendation Y.101 i.1, Broadband Forum Technical Report Approval process i.2 and the following apply: Customer Premises Equipment (CPE): end use system including private network elements connecting the customer applications to the access line remote management:
28、management of CPE over a WAN by a service provider Technical Report (TR): approved technical specification of the Broadband Forum i.2 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: 3G Third Generation Mobile ACS Auto-Configuration Server CPE Customer P
29、remises Equipment CWMP CPE WAN Management Protocol FAP Femto Access Point FDD Frequency Division Duplex HNB 3G Home NodeB (aka femtocell) IPTV Internet Protocol TeleVision LAN Local Area Network MGCP Media Gateway Control Protocol NAS Network Attached Storage PVR Personal Video Recorder QoE Quality
30、of Experience QoS Quality of Service RG Residential GatewaySIP Session Initiation Protocol STB Set-Top Box TR Technical Report UMTS Universal Mobile Telecommunications System VoIP Voice over Internet Protocol WAN Wide Area Network WEP Wireless Encryption Protocol 4 Conventions There are no particula
31、r notations, styles, presentations, etc., used within the present document. ETSI ETSI ES 203 069 V1.2.1 (2011-09) 75 Recommendations The present document defines the requirements for the remote management of networked devices by a service provider in a consumers home. It provides an overview of and
32、the necessary normative references to a family of technical specifications (see figure 1). It describes how the various technical specifications in this family are related. The protocol is intended to provide flexibility in the connectivity model: The protocol allows both CPE and ACS initiated conne
33、ction establishment, avoiding the need for a persistent connection to be maintained between each CPE and an ACS. The functional interactions between the ACS and CPE should be independent of which end initiated the establishment of the connection. In particular, even where ACS initiated connectivity
34、is not supported, all ACS initiated transactions should be able to take place over a connection initiated by the CPE. The protocol allows one or more ACSs to serve a population of CPE. Each CPE can only be associated with one ACS, while each ACS may be associated with one or more service providers.
35、However, a single physical device may present more than one logical CPE device, each of which may be associated with a different ACS. The protocol provides mechanisms for a CPE to discover the appropriate ACS for a given service provider. The protocol provides mechanisms to allow an ACS to securely
36、identify a CPE and associate it with a user/customer. Processes to support such association support models that incorporate user interaction as well as those that are fully automatic. The protocol allows an ACS to control and monitor various parameters associated with a CPE. The mechanisms provided
37、to access these parameters are designed with the following premises: Different CPE may have differing capability levels, implementing different subsets of optional functionality. Additionally, an ACS may manage a range of different device types delivering a range of different services. As a result,
38、an ACS must be able to discover the capabilities of a particular CPE. An ACS must be able to control and monitor the current configuration of a CPE. Other entities besides an ACS may be able to control some parameters of a CPEs configuration (e.g. via LAN-side auto-configuration). As a result, the p
39、rotocol must allow an ACS to account for external changes to a CPEs configuration. The ACS should also be able to control which configuration parameters can be controlled via means other than by the ACS. The protocol should allow vendor-specific parameters to be defined and accessed. The protocol is
40、 intended to minimize implementation complexity, while providing flexibility in trading off complexity vs. functionality. The protocol incorporates a number of optional components that come into play only if specific functionality is required. The protocol incorporates existing standards where appro
41、priate, allowing leverage of off-the-shelf implementations. The protocol is agnostic to the underlying access network. The protocol is also extensible. It includes mechanisms to support future extensions to the standard, as well as explicit mechanisms for vendor-specific extensions. ETSI ETSI ES 203
42、 069 V1.2.1 (2011-09) 8g3g47g87g3g94g100g17 g4g437g410g381g882g18g381g374g296g349g336g437g396g258g410g349g381g374g3g94g286g396g448g286g396 g94g410g381g396g258g336g286 g90g286g400g349g282g286g374g410g349g258g367g3g39g258g410g286g449g258g455g3TR-069 CPE WAN Management Protocol g87g18 g115g381g47g87 TR
43、-135: STB TR-106: Common Data Model Template TR-140: Storage TR-104: VoIP TR-157 Component Objects for CWMP TR-143: Throughput Performance Testing g115g381g349g272g286g3g4g100g4 TR-181i2: Device Data Model for TR-069 g39g856g346g374g3 g28g410g346g286g396g374g286g410g3 g116g349g396g286g367g286g400g40
44、0g3 g75g410g346g286g396g3g44g381g373g286g3g69g286g410g449g381g396g364g349g374g336g3g100g286g272g346g374g381g367g381g336g349g286g400g3TR-196: Femto Cell g38g286g373g410g381g3g4g272g272g286g400g400g3g87g381g349g374g410 g3Technical Reports for CWMP and Data Models (see clauses 6.1 and 6.2) are coloured
45、 blue. Technical Reports that define Service Data Models (see clause 6.2.1) are coloured green. Figure 1: CPE WAN management protocol and its related technical specifications 6 Remote management of CPE over broadband networks This clause lists the elements of the CPE WAN management protocol (see cla
46、use 6.1) and the data models for specific devices (see clause 6.2) each of which is a normative part of the present document. 6.1 Elements of the CPE WAN management protocol The requirements for the CPE WAN management protocol are defined in 1. 6.1.1 TR-069: CPE WAN management protocol (CWMP) TR-069
47、 1 is intended for communication between a CPE and an auto-configuration server (ACS). The CPE WAN management protocol defines a mechanism that encompasses secure auto-configuration of a CPE, and incorporates other CPE management functions into a common framework. TR-069 1 specifies the generic requ
48、irements of the management protocol methods, which can be applied to any TR-069 1 enabled CPE. From a purely functional perspective, TR-069 1 supports a variety of functionalities to manage a collection of CPE, including the following primary capabilities: Auto-configuration and dynamic service prov
49、isioning. Software/firmware image management. Status and performance monitoring. Diagnostics. ETSI ETSI ES 203 069 V1.2.1 (2011-09) 96.1.2 Auto-configuration and dynamic service provisioning CWMP allows an ACS to provision a CPE or collection of CPE based on a variety of criteria. The provisioning mechanism allows CPE provisioning at the time of initial connection to the broadband access network, and the ability to re-provision or re-configure at any subsequent time. This includes support for async
