1、ETS 300 509 September 1994 Source: ETSI TC-SMG Reference: GSM 02.1 7 UDC: 621.396.21 Key words: European digital cellular telecommunications system, Global System for Mobile communications (GSM) European digital cellular telecommunications system (Phase 2); Subscriber Identity Modules (SIM) Function
2、al characteristics (GSM 02.17) ETSI European Telecommunications Standards Institute ETSI Secretariat Postal address: 06921 Sophia Antipolis Cedex - FRANCE Office address: Route des Lucioles - Sophia Antipolis - Valbonne - FRANCE Tel.: + 33 92 94 42 O0 - Fax: + 33 93 65 47 16 European Telecommunicati
3、ons Standards Institute 1994. All rights reserved. No part may be reproduced except as authorised by written permission. The copyright and the foregoing restriction on reproduction extend to all media in which the information may be embodied. ETSI ETS+300 509 94 3400855 0043689 264 - ETSI ETS*300 50
4、9 94 W 3400855 0041690 T8b = Page 2 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Whilst every care has been taken in the preparation and publication of this document, errors in content, typographical or otherwise, may occur. If you have comments concerning its accuracy, please write to “ETSI Editing a
5、nd Standards Approval Dept.“ at the address shown on the title page. . ETSI ETSx300 509 94 9 3400855 004LbL 712 M Page 3 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Contents . Foreword 5 1 Scope . 7 2 Normative references 7 3 Definitions and abbreviations 8 Abbreviations 3.2 8 3.1 Definitions . 8 4 G
6、eneral . 10 4.1 Characteristics . 10 Phases of operation 10 Administrative management phase . 10 4.1.1 ID-1 SIM 10 4.1.2 Plug-in SIM 10 4.2.1 4.2.2 4.2 GSM network operation phase 11 5 Security 5.1 5.2 5.3 5.4 5.5 5.6 5.7 features 11 SIM interface . 11 SIM data . 11 Algorithms and subscriber authent
7、ication key 12 Administrative management phase 12 Subscriber data stored in ME . 12 PIN management . 12 SIM removal 13 6 SIM information storage requirements 13 6.1 Mandatory storage 13 6.2 Optional storage 14 7 Mobile Equipment accepting both ID-? and Plug-in SIMS . 14 History 15 _ ETSI ETSm300 509
8、 94 W 3400855 0043672 859 Page 4 ETS 300 509:1994 (GSM 02.17 version 4.3.31 Blank page ETSI ETSx300 509 94 3400855 0043693 795 Page 5 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Foreword This European Telecommunication Standard (ETS) has been produced by the Special Mobile Group (SMG) Technical Commi
9、ttee (TC) of the European Telecommunications Standards Institute (ETSI). This ETS defines the functional characteristics of the Subsciber Identity Module (SIM) of Mobile Stations (MS) within the European digital cellular telecommunications system (Phase 21. This ETS corresponds to GSM technical spec
10、ification GSM 02.1 7 version 4.3.3. The specification from which this ETS has been derived was originally based on CEPT documentation, hence the presentation of this ETS may not be entirely in accordance with the ETSVPNE rules. Reference is made within this ETS to GSM-TSs (NOTE). NOTE: TC-SMG has pr
11、oduced documents which give the technical specifications for the implementation of the European digital cellular telecommunications system. Historically, these documents have been identified as GSM Technical Specifications (GSM-TSs). These TSs may have subsequently become I-ETSs (Phase l), or ETSs (
12、Phase 21, whilst others may become ETSI Technical Reports (ETRs). GSM-TSs are, for editorial reasons, still referred to in GSM ETSs. ETSI ETS*300 509 74 3400855 0043674 621 Page 6 ETS 300 509:1994 (GSM 02.17 version 43-31 Blank page ETSI ETSa300 509 94 m 3400855 004Lb95 568 m Page 7 ETS 300 509:1994
13、 (GSM 02.17 version 4.3.3) 1 Scope This Technical Specification (TS) defines the functional characteristics and requirements of the Subscriber Identity Module (SIM) for use in GSM and DCS 1800 applications. All references to GSM shall apply equally to DCS 1800 unless otherwise stated. The SIM is the
14、 entity that contains the identity of the subscriber. When placed in a Mobile Equipment (ME), together they become a Mobile Station (MS) which may then register onto a GSM network. The primary function of the SIM in conjunction with a GSM network is to authenticate the validity of an MS when accessi
15、ng the network. In addition it provides a means to authenticate the user and may also store other subscriber-related information. Subscription entitlements are stored not in the SIM, but in the network. If the SIM functionality is incorporated into a multi-application ETSUTE9 card, the GSM applicati
16、on may be used in other telecommunication applications. In addition SIMS are permitted to contain non-GSM functionality. In the case of multi-application cards, this TS defines just the GSM application. 2 Normative references This ETS incorporates by dated and undated reference, provisions from othe
17、r publications. These normative references are cited at the appropriate places in the text and the publications are listed hereafter. For dated references, subsequent amendments to or revisions of any of these publications apply to this ETS only when incorporated in it by amendment or revision. For
18、undated references, the latest edition of the publication referred to applies. r21 31 i41 51 i61 VI I81 i91 GSM O1 .O2 (ETR 099): “European digital cellular telecommunication system (Phase 2); General description of a GSM Public Land Mobile Network (PLMN)“. GSM O1 .O4 (ETR 100): “European digital ce
19、llular telecommunication system (Phase 2); Definitions, abbreviations and acronyms“. GSM 02.03 (ETS 300 502): “European digital cellular telecommunication system (Phase 2); Teleservices supported by a GSM Public Land Mobile Network ( P LM N ) “ . GSM 02.07 (ETS 300 505): “European digital cellular t
20、elecommunication system (Phase 2); Mobile Station (MS) features“. GSM 02.09 (ETS 300 506): “European digital cellular telecommunication system (Phase 2); Security aspects“. GSM 02.1 1 (ETS 300 507): “European digital cellular telecommunication system (Phase 2); Service accessibility“. GSM 02.24 (ETS
21、 300 51 O): “European digital cellular telecommunication system (Phase 2); Description of Charge Advice Information (CAI)“. GSM 02.30 (ETS 300 51 1): “European digital cellular telecommunication system (Phase 2); Man-Machine Interface (MMI) of the Mobile Station (MS)“. GSM 03.20 (ETS 300 534): “Euro
22、pean digital cellular telecommunication system (Phase 2); Security related network functions“. - - ETSI ETS+300 509 94 3400855 0043696 4T4 Page 8 ETS 300 509: 1994 IGSM 02.17 version 4.3.3) i1 01 11 21 il 31 I 41 i1 51 GSM 03.40 (ETS 300 536): “European digital cellular telecommunication system (Pha
23、se 2); Technical realisation of the Short Message Service (SMSI Point-to-Point (PP)“. GSM 03.41 (ETS 300 537): “European digital cellular telecommunication system (Phase 2); Technical realisation of the Short Message Service Cell Broadcast (SMSCB)“. GSM 11.1 1 (ETS 300 608): “European digital cellul
24、ar telecommunication system (Phase 2); Specification of the Subscriber Identity Module-Mobile Equipment (SIM-ME) interface“. IS0 781 6-1, 1987: “identification cards - Integrated circuit(s) cards with contacts, Part 1 : Physical characteristics“. IS0 781 6-2, 1988: “Identification cards - Integrated
25、 circuit(s) cards with contacts, Part 2: Dimensions and locations of the contacts“. CCITT Recommendation E. 1 18, (1 988): “Automated international telephone credit card system“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of this standard, the following definitions apply. For f
26、urther information and abbreviations refer to TS GSM O1 .O2 111 and TS GSM O1 .O4 121. Cipher Key: a key used in conjunction with an algorithm (A51 to cipher user and signalling data (see TS GSM 03.20 91). GSM or DCS 1800 application: A set of security mechanisms, files, data and protocols required
27、by GSM or DCS 1800. IC card SIM: obsolete term for ID-I SIM. ID-I SIM: the SIM having the format of an ID-1 card (see ISO/IEC 7816-1 131). Plug-in SIM: a second format of SIM (specified in Clause 4). 3.2 Abbreviations For the purposes of this standard the following abbreviations apply. A3 Algorithm
28、3, authentication algorithm; used for authenticating the subscriber A5 Algorithm 5, cipher; used for enciphering/deciphering data A8 Algorithm 8, cipher key generator; used to generate Kc ADN Abbreviated Dialling Number BCCH Broadcast Control CHannel CCITT CHV The International Telegraph and Telepho
29、ne Consultative Committee (now also known as ITU Telecommunications Standardization sector) Card Holder Verification Information; access condition used by the SIM for the verification of the identity of the user (for GSM this is the PIN) ETSI ETS*300 509 94 m 3400855 0043697 330 H Page 9 ETS 300 509
30、:1994 (GSM 02.17 version 4.3.3) DCS Digital Cellular System ETS I European Telecommunications Standards Institute FDN Fixed Dialling Number GSM Global System for Mobile communications HPLMN Home PLMN IC Integrated Circuit I EC International Electrotechnical Commission IMSI International Mobile Subsc
31、riber Identity IS0 International Organization for Standardization Kc cryptographic key; used by the cipher, A5 Ki subscriber authentication key; the cryptographic key used by the authentication algorithm, A3, and cipher key generator, A8 LA I Location Area Information; information indicating a cell
32、or a set of cells LN D Last Number Dialled ME Mobile Equipment MMI Man Machine Interface MS Mobile Station MSISDN Mobile Station international ISDN number PIN/PIN2 Personal Identification Number / Personal Identification Number 2 (common names for CHVl and CHV2, respectively) PLMN Public Land Mobile
33、 Network PUK/PUK2 PIN Unblocking Key / PIN Unblocking Key 2 (common names for UNBLOCK CHVI and UNBLOCK CHV2, respectively) SIM Subscriber Identity Module SMS Short Message Service ssc Supplementary Service Control string TE9 Terminal Equipment 9 (ETSI sub-technical committee) TMSI Temporary Mobile S
34、ubscriber Identity TS Technical Specification UNBLOCK CHVI 12 value to unblock CHVI /CHV2 _ _ ETSI ETSa300 509 94 3400855 0043698 277 Page 10 ETS 300 509:1994 (GSM 02.17 version 4.3.3) 4 General A GSM MS comprises an ME and a SIM. The SIM is a removable module. The SIM contains the International Mob
35、ile Subscriber Identity (IMSI) which unambiguously identifies a subscriber. Without a valid IMSI, GSM service is not accessible (except emergency calls, as defined in TS GSM 02.03 i31). The user interface (MMI) of the ME related to SIM operations is defined in TS GSM 02.30 81. TS GSM 02.09 151 speci
36、fies a security function for authenticating the SIM. This function, which is mandatory for any MS, is based on a cryptographic algorithm, A3, and a secret subscriber authentication key, Ki, both of which are located in the SIM. The SIM provides storage of subscriber related information. This data is
37、 of three types: - data fixed during administrative phase; e.g. IMSI, subscriber authentication key, access - - control class; temporary network data; e.g. TMSI, LAI, Kc, Forbidden PLMNs; service related data; e.g. Language Preference, Advice of Charge. The SIM contains a personal identification num
38、ber (PIN) (see Clause 5) to provide protection against unauthorised use. For some optional features the use of a second personal identification number (PIN2) is required. PIN(s) shall be stored and verified within the SIM. 4.1 Characteristics Two physical types of SIM are specified. These are the “I
39、D-I SIM“ and the “Plug-in SIM“. The physical characteristics of both types of SIM are defined in TS GSM 1 1.1 1 I 21. The logical and electrical interface of the SIM is defined in TS GSM 11 .I 1 I 21 and is identical for both types of SIM. The information on the exterior of either SIM should include
40、 at least the individual account identifier and the check digit of the IC Card Identification (see CCITT Recommendation E.l 18 I 51). 4.1.1 ID-1 SIM Format and layout of the ID-I SIM shall be in accordance with IS0 7816-1,2 13, 141). The card shall have a polarisation mark, as defined in TS GSM 02.0
41、7 141, which indicates how the user should insert the card into the ME. SIMS may be embossed (see TS GSM 11.1 1 I 21). 4.1.2 Plug-in SIM The Plug-in SIM is smaller than the ID-I SIM and has dimensions as defined in TS GSM 11 .I 1 1121. It is intended to be semi-permanently installed in the ME. 4.2 P
42、hases of operation 4.2.1 Administrative management phase GSM administrative management phase may be entered at any time, to bring in or change data not accessible by the subscriber in GSM operational phase. Only by specific administrative authentication mechanisms and commands can the administrative
43、 phase be entered and administrative functions be performed. The specification of administrative operations and the parties responsible for them are outside the scope of this TS. The different types of administrative phases which may occur during the lifetime of a SIM are: - - ETSI ETS*300 509 94 W
44、3400855 0041699 LO3 m Page 11 ETS 300 509:1994 (GSM 02.17 version 4.3.31 - production; - (pre)(re)personalisation; - distribution. Following production a SIM contains at least the authentication algorithm and the operating system necessary for ( pre) personal isatio n . Prepersonalisation, personali
45、sation and repersonalisation are processes during which subscription data, e.g. IMSI, and subscriber data are entered into or updated in the SIM. The split between these processes and adoption of appropriate security measures is dependent upon the chosen administrative management structure. For exam
46、ple, the following parties may have responsibilities during the administrative phase as follows: - SIM manufacturer: card production; - SIM issuer: SIM configuration; - - Service activator: activating the SIM on the GSM network; Delivery party: programming of subscriber data and distribution of card
47、 to subscriber. These parties may be separate organisations or combined, and the activities merged; e.g. SIM issue, Service Activation and Delivery may all be the responsibility of a network operator. 4.2.2 GSM network operation phase Once a SIM has been personalised with all data required for GSM n
48、etwork operation, the GSM network operation phase is entered. 5 Security features The security aspects of GSM are defined in TS GSM 02.09 51 and TS GSM 03.20 91. This clause defines the security attributes to be supported by the SIM which are: - authentication algorithm (A3); - subscriber authentica
49、tion key (Ki); - - cipher key (Kc); - cipher key generation algorithm (A8); control of access to data stored, and functions performed, in the SIM. An algorithm A38 may perform the combined functions of A3 and A8. 5.1 SIM interface Other commands than those specified in TS GSM 11.11 i121 are only allowed to be executed if they,do not interfere with the correct functioning of the GSM application. If the GSM application is one of several applications on a multi-application IC card, then the other appl
