1、STD-ETSI ETS 300 557-ENGL 3999 3400855 0444370 T73 9 LUROPEAN =r 1 ELECOMMUNICATION STANDARD ETS 300 557 October 1999 Twelfth Edition Source: SMG Reference: REISMG430408PRB ICs: 33.020 Key words: Digital cellular telecommunications system, Global System for Mobile communications (GSM) GLOBAL SYSTEM
2、FOR MOBILE COMMUNICATIONS Digital cellular telecommunications system (Phase 2); Mobile radio interface; Layer 3 specification (GSM 04.08 version 4.23.1) ETSI European Telecommunications Standards Institute ETSI Secretariat Postal address: F-O6921 Sophia Antipolis CEDEX - FRANCE Office address: 650 R
3、oute des Lucioles - Sophia Antipolis - Valbonne - FRANCE Internet: secretariatetsi.fr - http:/www.etsi.fr - http:/lwww.etsi.org Tel.: +33 4 92 94 42 O0 - Fax: +33 4 93 65 47 16 Copyright Notification: No part may be reproduced except as authorized by written permission. The copyright and the foregoi
4、ng restriction extend to reproduction in all media. O European Telecommunications Standards Institute 1999. All rights reserved. STD.ETSI ETS 300 557-ENGL 1999 3400855 0444171 908 = Page 2 ETS 300 557 (GSM 04.08 Version 4.23.1): October 1999 Whilst every care has been taken in the preparation and pu
5、blication of this document, errors in content, typographical or otherwise, may occur. If you have comments concerning its accuracy, please write to “ETSI Standards Making Support Dept.“ at the address shown on the title page. Contents Intellectual Property Rights 17 Foreword . 17 O Scope . 19 Scope
6、of the Technical Specification . 19 Structure of layer 3 procedures 19 Use of logical channels 20 Overview of control procedures . 20 0.6.1 List of procedures 20 0.1 0.2 Application to the interface structures 19 0.3 0.4 Test procedures . 19 0.5 0.6 1 Normative references 22 2 Definitions and abbrev
7、iations 26 2.1 Random values 26 2.2 Vocabulary . 26 Radio Resource management procedures . 27 3.1 Overview/General 27 3.1.1 General 27 3.1.2 Services provided to upper layers . 27 3.1.2.1 Idle mode . 27 3.1.2.2 Establishment and release of a RR connection . 27 3.1.2.3 RR connected mode 27 Services r
8、equired from data link and physical layers 28 Chanae of dedicated channels 28 3 3.1.3 3.1.4 3.2 3.3 3.1.4.1 Change of dedicated channels using SAPI = O . 28 Change of dedicated channels using other SAPls than O . 28 Sequenced message transfer operation 28 3.1.4.2 3.1.4.3 3.1.4.3.1 3.1.4.3.2 Variable
9、s and sequence numbers 29 Procedures for the initiation, transfer execution and termination of the sequenced message transfer operation . 29 3.1.5 3.2.1 Mobile station side . 30 3.2.2 Network side 31 3.2.2.1 Procedure for Service Request and Contention Resolution 30 Idle mode procedures 30 System in
10、formation broadcasting 31 3.2.2.2 Paging 31 RR connection establishment 32 3.3.1 assignment procedure . 32 RR connection establishment initiated by the mobile station: immediate 3.3.1.1 3.3.1.2 3.3.1.3 Permission to access the network . 32 Initiation of the immediate assignment procedure . 32 Answer
11、 from the network . 33 3.3.1.3.1 On receipt of a CHANNEL REQUEST message . 33 3.3.1.3.2 Assignment rejection 34 3.3.1.4 Assignment completion . 34 3.3.1.5 Abnormal cases . 35 3.3.2 Paging procedure 35 3.3.2.1 Paging initiation by the network . 35 3.3.2.2 Paging response 36 3.3.2.3 Abnormal cases . 3
12、6 STD.ETSI ETS 300 557-ENGL 1999 3400855 0444173 780 Page 4 ETS 300 557 (GSM 04.08 Version 4.23.1): October I999 3.4 RR connection transfer phase . 38 3.4.1 SACCH procedures 38 3.4.1.1 General . 38 3.4.1.2 Measurement report . 38 Transfer of messages and link layer ice provision . 38 Channel assignm
13、ent procedure 38 3.4.3.1 Channel assignment initiation 39 3.4.3.2 Assignment completion . 40 3.4.3.3 Abnormal cases 40 3.4.4.1 Handover initiation 41 3.4.4.2 Finely synchronized cell case . 43 Pseudo-synchronized cell case 43 Pre-synchronized cell case 45 3.4.4.3 Handover completion 45 3.4.4.4 Abnor
14、mal cases 45 Frequency redefinition procedure . 46 3.4.5.1 Abnormal cases . 47 Channel mode modify procedure 47 3.4.6.1 Initiation of the channel mode modify procedure 47 3.4.6.2 Completion of channel mode modify procedure . 47 3.4.6.3 Abnormal cases . 47 3.4.7 Ciphering mode setting procedure . 47
15、3.4.7.1 Ciphering mode setting initiation . 48 3.4.7.2 Ciphering mode setting completion . 48 Additional channel assignment procedure 48 3.4.8.1 Additional assignment procedure initiation 49 3.4.8.2 Additional assignment procedure completion . 49 3.4.8.3 Abnormal cases . 49 Partial channel release p
16、rocedure 49 3.4.9.1 Partial release procedure initiation 49 3.4.9.2 Abnormal cases 50 Classmark change procedure . 50 Classmark interrogation procedure 50 3.4.11.1 Classmark interrogation initiation 50 3.4.1 1.2 Classmark interrogation completion . 50 Handling of classmark information at band change
17、 . 50 3.5 RR connection release procedure . . 51 3.5.1 Normal release procedure . 51 3.5.1 .I Channel release procedure initiation . 51 3.5.1.2 Abnormal cases 51 Radio link failure . 51 3.5.2.1 Mobile side 52 3.5.2.2 Network side . 52 RR connection abortion 52 Receiving a RR STATUS message by a RR e
18、ntity . 52 3.4.2 3.4.3 3.4.4 Handover procedure . 41 Physical channel establishment 42 3.4.4.2.1 3.4.4.2.2 Non synchronized cell case 3.4.4.2.3 3.4.4.2.4 3.4.5 3.4.6 3.4.8 3.4.9 3.4.10 3.4.1 1 3.4.12 3.5.2 3.5.3 3.6 Elementary procedures for Mobility Management 53 4.1 General 53 Type of MM procedure
19、s 53 MM sublayer states . 54 4.1.2.1 MM sublayer states in the Mobile Station . 54 4.1.2.1.1 Main states . 54 4.1.2.1.2 Substates of the MM IDLE state 57 4.1.2.2 The update Status . 58 4.1.2.3 MM sublayer states on the network side . 59 Behaviour in MM IDLE State . 59 4.2.1 Primary Service State sel
20、ection 60 4.2.1.1 Selection of the Service State after Power On 60 4.2.1.2 Other Cases 60 Detailed Description of the MS behaviour in MM IDLE State . 60 4 4.1 . 1 4.1.2 4.2 4.2.2 STD. ETS 300 557-ENGL 1999 W 3400855 0444574 b37 Page 5 ETS 300 557 (GSM 04.08 Version 4.23.1): October 1999 4.2.2.1 Serv
21、ice State. NORMAL SERVICE . 60 4.2.2.2 Service State. ATTEMPTING TO UPDATE 61 4.2.2.3 Service State. LIMITED SERVICE 61 4.2.2.4 Service State. NO IMSI 62 4.2.2.5 Service State. SEARCH FOR PLMN. NORMAL SERVICE.62 4.2.2.6 Service State. SEARCH FOR PLMN . 62 4.2.3 Service state when back to state MM ID
22、LE from another state 62 4.3 MM common procedures . 63 4.3.1 TMSI reallocation procedu . 63 4.3.1.1 TMSI reallocation initiation by the network 64 4.3.1.2 TMSI reallocation completion by the Mobile Station 64 4.3.1.3 TMSI reallocation completion in the network . 64 4.3.1.4 Abnormal cases . 64 4.3.2
23、65 equest by the network . 65 Authentication response by the Mobile Station 65 4.3.2.2 4.3.2.3 Authentication processing in the network 65 4.3.2.4 Ciphering key sequence number . 66 4.3.2.5 Unsuccessful authentication . -66 4.3.2.6 Abnormal cases . 67 4.3.3 Identification procedure . 68 4.3.3.1 Iden
24、tity request by the network 68 4.3.3.2 Identification response by the Mobile Station 68 4.3.3.3 Abnormal cases . 68 IMSI detach procedure 69 4.3.4.1 IMSI detach initiation by the Mobile Station . 69 4.3.4.2 4.3.4.3 IMSI detach completion by the Mobile Station . 69 4.3.4.4 Abnormal cases . 69 4.3.5 A
25、bort procedure . 69 4.3.5.1 4.3.5.2 Abort procedure in the Mobile Station . 70 4.3.4 IMSI detach procedure in the network . 69 Abort procedure initiation by the network 70 4.4 MM specific procedures 70 Location updating procedure . 70 4.4.2 Periodic updating . 71 IMSI attach procedure . 72 Generic L
26、ocation Updating procedure . 72 4.4.4.1 Location updating initiation by the Mobile Station 72 4.4.4.1 a Network Request for Additional MS Capability Information . 72 4.4.4.2 Identification request from the network 72 4.4.4.3 Authentication by the network 72 4.4.4.4 Ciphering mode setting by the netw
27、ork . 73 4.4.4.5 Attempt Counter 73 4.4.4.6 Location updating accepted by the network 73 4.4.4.7 Location updating not accepted by the network 74 4.4.4.8 Release of RR connection after location updating 74 4.4.4.9 Abnormal cases on the Mobile Station side 75 4.4.4.10 Abnormal cases on the network si
28、de . 76 Connection management sublayer service provision 77 4.5.1 MM connection establishment . 77 4.5.1 . 1 MM connection establishment initiated by the mobile station 77 4.5.1.2 Abnormal cases . 79 4.5.1.3 MM connection establishment initiated by the network . 80 4.5.1.4 Abnormal cases . 80 4.5.1.
29、5 MM connection establishment for emergency calls . 81 4.5.1.6 Call re-establishment . 81 4.5.1.6.1 Call re-establishment. initiation by the mobile station 82 4.5.1.6.2 Abnormal cases 83 Forced release during MO MM connection establishment 84 Sending CM messages . 84 4.4.1 4.4.3 4.4.4 4.5 4.5.1.7 MM
30、 connection information transfer phase 4.5.2.1 4.5.2 STD-ETSI ETS 300 557-ENGL 1999 3400855 0444175 553 Page 6 ETS 300 557 (GSM 04.08 Version 4.23.1): October 1999 4.5.2.2 Receiving CM messages 84 4.5.2.3 Abnormal cases 85 4.5.3 MM connection release . 85 4.5.3.1 Release of associated RR connection
31、85 Receiving a MM STATUS message by a MM entity . 85 4.6 5.2.2 5.1.2.2 5 Elementary procedures for circuit-switched Call Control 85 5.1 Overview . . 85 5.1.1 General . 85 5.1.2 Call Control States 89 5.1.2.1 Call states at the Mobile Station side of the interface . 89 5.1.2.1.1 Null (State UO) 89 5.
32、1.2.1.2 MM Connection pending (UO.l) . 89 5.1.2.1.3 Call initiated (Ul) 89 5.1.2.1.4 Mobile originating call proceeding (U3) 89 5.1.2.1.5 Call delivered (U4) 5.1.2.1.6 Call present (U6) 5.1.2.1.7 Call received (U7) . 89 5.1.2.1.8 Connect Request (U8) . 89 5.1.2.1.9 Active (U 1 O) 89 5.1.2.1.10 5.1.2
33、.1 . 11 Disconnect request (U1 I) 89 5.1.2.1.12 5.1.2.1 . 13 Release request (U19) . 90 5.1.2.1 . 14 Mobile originating modify (U26) 90 5.1.2.1 . 15 Mobile terminating modiy (U27) 90 Network call states 90 5.1.2.2.1 Null (State NO) 90 5.1.2.2.2 MM connection pending (NO.l) 90 5.1.2.2.3 Call initiate
34、d (NI) 90 5.1.2.2.4 Mobile originating call proceeding (N3) 90 5.1.2.2.5 Call delivered (N4) 90 5.1.2.2.6 Call present (N6) 90 5.1.2.2.7 Call received (N7) . 90 5.1 -2.2.8 Connect request (N8) . 91 5.1.2.2.9 Mobile terminating call confirmed (N9) . 91 5.1.2.2.10 Active (NI O) 91 5.1.2.2.11 . 91 5.1.
35、2.2.12 Disconnect indication (N12) . 91 5.1.2.2.1 3 Release request (N19) . 91 5.1.2.2.14 Mobile originating modify (N26) 91 5.1.2.2.15 Mobile terminating modify (N27) 91 5.1.2.2.16 Connect Indication (N28) . 91 Call establishment procedures 92 5.2.1 Mobile originating call establishment 92 5.2.1.1
36、Call initiation 92 5.2.1.2 Receipt of a setup message . 93 5.2.1.3 Receipt of a CALL PROCEEDING message 94 5.2.1.4 Notification of progressing mobile originated call 95 5.2.1.4.1 Notification of interworking in Mobile terminating call confirmed (U9) . 89 Disconnect indication (U12) . 90 5.2 connecti
37、on with mobile originated call establishment . 95 Call progress in the PLMNIISDN environment . 95 5.2.1.4.2 5.2.1.5 Alerting 5.2.1.6 Call connected 5.2.1.7 97 5.2.1.8 Transit network selection 97 5.2.1.9 Traffic channel assignment at mobile Originating call establishment 97 5.2.1.10 Call queuing at
38、mobile originating call establishment . 97 5.2.2.1 Call indication 97 Mobile terminating call establishment . 97 ETS 300 557 (GSM 04.08 Version 4.23.1): October 1999 5.2.2.2 Compatibility checking . 98 5.2.2.3 Call confirmation 98 Response to SETUP . 98 5.2.2.3.1 5.2.2.3.2 Receipt of CALL CONFIRMED
39、and ALERTING by the network 98 5.2.2.3.3 Call failure procedures 99 5.2.2.3.4 Called Mobile Station clearing during mobile terminating call establishment . 99 Notification of interworking in connection with mobile terminating call establishment . 99 5.2.2.6 Active indication . 100 5.2.2.7 Traffic ch
40、annel assignment at mobile terminating call establishment 100 5.2.2.8 Call queuing at mobile terminating call establishment . 100 5.2.2.9 User connection attachment during a mobile terminating call . 100 Signalling procedures during the “active“ state 101 5.3.1 User notification procedure . 101 5.3.
41、2 Call rearrangements 101 5.3.3 Not used . 101 5.3.4 Support of Dual Services . 101 5.3.4.1 Service Description 101 5.3.4.2 Call establishment . 102 Mobile Originating Establishment . 102 Mobile Terminating Establishment 102 Changing the Call Mode 103 Initiation of in-call modification 103 modificat
42、ion . 103 Change of the channel configuration 104 Failure of in-call modification 104 5.4 Call clearing . 106 5.2.2.4 5.2.2.5 Call accept . 100 5.3 5.3.4.2.1 5.3.4.2.2 5.3.4.3.1 5.3.4.3.2 Successful completion of in-call 5.3.4.3.3 5.3.4.3.4 5.3.4.3 5.3.4.4 Abnormal procedures 104 5.4.1 Terminology .
43、 106 5.4.2 Exception conditions . 106 5.4.3 Clearing initiated by the Mobile Station 5.4.3.1 Initiation of call clearing 5.4.3.2 Receipt of a DISCONNECT message from the Mobile Station 107 5.4.3.3 Receipt of a RELEASE message from the network 107 5.4.3.4 Receipt of a RELEASE COMPLETE message from th
44、e Mobile Station 107 5.4.3.5 Abnormal cases . 107 Clearing initiated by the network . 108 5.4.4.1 Clearing when tones/announcements provided 108 5.4.4 5.4.4.1 . 1 Receipt of a DISCONNECT message with progress indicator #I from the network . 108 Expiry of timer T306 108 Receipt of a DISCONNECT messag
45、e without progress indicator or with progress indicator different from #8 from the network . 108 5.4.4.2.2 Receipt of a RELEASE message from the Mobile Station . 108 5.4.4.2.3 Abnormal cases 109 5.4.4.3 Completion of clearing . 109 5.4.4.3.1 Abnormal cases 109 5.4.5 Clear collision 109 5.5 Miscellan
46、eous procedures . 110 5.5.1 In-band tones and announcements . 110 5.4.4.1.2 5.4.4.2.1 5.4.4.2 Clearing when tones/announcements not provided 108 STD-ETSI ETS 300 557-ENGL 3999 3400855 0444377 32b Page 8 ETS 300 557 (GSM 04.08 Version 4.23.1): October 1999 5.5.2 Call collisions 110 5.5.3 Status proce
47、dures . 110 Status enquiry procedure 110 Reception of a STATUS message by a CC entity 111 5.5.3.2.1 STATUS message with incompatible state 111 5.5.3.2.2 STATUS message with compatible state 111 Call re-establishment, mobile station side 111 5.5.4.1 Indication from the mobility management sublayer .
48、111 5.5.4.2 Reaction of call control 111 5.5.4.3 Completion of re-establishment 112 5.5.4.4 Unsuccessful outcome 112 5.5.5 Call re-establishment, network side 112 5.5.6 Progress . 112 5.5.7 DTMF protocol control procedure . 112 5.5.7.1 Start DTMF request by the Mobile Station 113 5.5.7.2 Start DTMF
49、response by the network . 113 5.5.7.3 5.5.7.4 5.5.7.5 5.5.3.1 5.5.3.2 5.5.4 5.5.5.1 State alignment . 112 Stop DTMF request by the Mobile Station 113 Stop DTMF response by the network . 113 Sequencing of subsequent start DTMF requests by the Mobile Station . 113 6 7 Support of packet services . 114 Examples of structured procedures 115 7.1 General 115 7.1.1 Paging request 115 7.1.2 Immediate assignment . 116 7.1.3 Service request and contention resolution 116 7.1.4 Authentication . 117 7.1.5 Ciphering mode setting . 117 7.1.6 Transaction phase 118 7.1.6.1 Transmission mode change 11
