ETSI GS OEU 018-2016 Operational energy Efficiency for Users (OEU) Waste management of ICT equipment (V1 1 1)《用户操作能效(OEU) ICT(信息通信技术)设备的废物管理(V1 1 1)》.pdf

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1、 ETSI GS OEU 018 V1.1.1 (2016-01) Operational energy Efficiency for Users (OEU); Waste management of ICT equipment Disclaimer This document has been produced and approved by the Operational energy Efficiency for Users (OEU) ETSI Industry Specification Group (ISG) and represents the views of those me

2、mbers who participated in this ISG. It does not necessarily represent the views of the entire ETSI membership. GROUP SPECIFICATION ETSI ETSI GS OEU 018 V1.1.1 (2016-01)2 Reference DGS/OEU-0018 Keywords energy efficiency, e-waste management, sustainability ETSI 650 Route des Lucioles F-06921 Sophia A

3、ntipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The presen

4、t document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such version

5、s and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the curr

6、ent status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be

7、reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restr

8、iction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of

9、its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI GS OEU 018 V1.1.1 (2016-01)3 Contents Intellectual Property Rights 5g3Foreword . 5g3Modal verbs terminology 5g3Introduction 5g31 Scope 6g32 References 6g32

10、.1 Normative references . 6g32.1 Informative references 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 European Regulation 8g34.1 Waste management of EEE in Europe . 8g34.2 WEEE Directive . 9g34.2.1 General 9g34.2.2 Reminder on WEEE Directive 9g34.2.2.1 General p

11、rinciples . 9g34.2.2.2 WEEE Directive specific requirements . 9g34.2.3 Extended Producer Responsibility Principles . 9g34.2.3.1 REP/EPR Extended Producer Responsibility 9g34.2.3.2 WEEE Producer categories . 10g34.2.3.3 EPR Compliance . 10g34.2.4 WEEE treatment . 10g34.3 WEEE categories 11g34.3.1 Cur

12、rent WEEE classification in ten categories . 11g34.3.2 New categories from 2018 11g34.4 RoHS Directive 12g34.5 Main challenges for collection and treatment . 12g35 Stakes for ICT Domain Users regarding WEEE management . 14g35.1 Main categories of WEEE for ICT domain 14g35.2 Recommendations for e-was

13、te management 15g35.3 Stakes in Africa and Middle East for WEEE 17g35.3.1 General context in emerging countries . 17g35.3.2 E-waste treatment context . 17g35.3.3 EU 1013/2006 Regulation about transboundary movements of waste . 18g35.3.3.1 Summary . 18g35.3.3.2 Scope . 18g35.3.3.3 List of wastes 18g3

14、5.3.4 Basel Convention (UN) 18g35.3.4.1 Control of Transboundary Movements of Hazardous Wastes . 18g35.3.4.2 Prevent and organize transfer of hazardous wastes . 18g36 Recommendation to improve WEEE collection rate 19g36.1 Work on WEEE deposit to improve WEEE collection 19g36.1.1 Generalities . 19g36

15、.1.2 Improving the sorting of WEEE in waste collection facilities 19g36.1.3 Reduce the “leaks“ in distributors collection channel . 19g36.1.4 Improve WEEE sorting in households 19g36.2 Improvements to be performed by collection and treatment actors 19g36.3 Involvement of EEE producers 19g36.4 Improv

16、e the measurement of quantities of EEE placed on the market and generated WEEE 20g36.4.1 Making studies on national statistics for bridging the gap 20g36.4.2 Adjust the data statements to the needs of estimated WEEE field 20g36.5 Highlight the e-waste stream which are not well documented . 20g3ETSI

17、ETSI GS OEU 018 V1.1.1 (2016-01)4 6.5.1 Update knowledge on refurbishment and export market 20g36.5.2 Get reliable data on exports of used second-hand EEE 20g3Annex A (informative): e-waste treatment . 21g3A.1 Used ICT goods collection . 21g3A.2 Collection systems 21g3A.3 Organization of collection

18、points . 21g3A.4 Handling at the collection points 22g3A.5 Incentives for setting up collection systems . 22g3A.6 Optimizing capture of WEEE by existing collection points. 22g3A.7 Processing and management of Equipment and Components destined for re-use . 23g3A.8 Labelling/documentation for refurbis

19、hed and repaired computing equipment 23g3A.9 Repair and Refurbishing . 23g3A.10 Repair . 23g3A.11 E-waste quantification, disassembling, separation and final treatment 24g3Annex B (informative): WEEE some figures for France in 2013 . 26g3B.1 WEEE generated in France in 2014 . 26g3B.2 WEEE collection

20、 in France, some figures 26g3B.2.1 WEEE Collection figures for France 26g3B.2.2 WEEE Treatment figures for France 26g3Annex C (informative): European WEEE benchmark . 27g3C.1 WEEE figures in Europe 27g3C.2 European figures for WEEE . 27g3Annex D (informative): Examples of WEEE categories . 30g3D.1 C

21、urrent Directive WEEE categories . 30g3D.2 Examples of Equipment in WEEE Categories by 2018 . 31g3Annex E (informative): Bibliography . 32g3History 33g3ETSI ETSI GS OEU 018 V1.1.1 (2016-01)5 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been de

22、clared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, whi

23、ch is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in

24、 ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Group Specification (GS) has been produced by ETSI Industry Specification Group (ISG) Operational energy Efficiency for Users (OEU). Modal verbs terminology

25、In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI d

26、eliverables except when used in direct citation. Introduction Waste of electrical and electronic equipment (WEEE) such as computers, TV-sets, fridges and cell phones but also professional equipments coming from ICT (fixed and mobile networks, servers, transmission equipments) is one the fastest grow

27、ing waste streams in the EU, with some 9 million tonnes generated in 2005, and expected to grow to more than 12 million tonnes by 2020. Further to the 1997 Kyoto protocol the European Commission has issued, and will issue, Directives and Regulations in order to improve e-waste processing of whole in

28、dustry sectors. Therefore suppliers and users of information and communication technology (ICT) equipment are obliged to implement “Green“ tools (indicators, recognized Green levels) to monitor waste processing of ICT equipment. The present document has been developed by ISG OEU members (ICT world U

29、sers) in order to define the most efficient tools, recommendations and best practices to help ICT sector to manage the e-waste. It includes also some reminders of the regulatory frame in European Union regarding e-waste collection and treatment. The present document presents the waste processing in

30、a simple format. It is expected that the present document will influence the development of a new ETSI standard under the responsibility of ETSI Technical Committee Access, Terminals, Transmission and Multiplexing (ATTM) and ETSI Technical Committee Environmental Engineering (EE). ETSI ETSI GS OEU 0

31、18 V1.1.1 (2016-01)6 1 Scope The present document defines the current position of the ISG OEU members in relation to management of ICT equipment as WEEE. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) o

32、r non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/d

33、ocbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. Not applicable. 2.1 Informative references

34、 References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: W

35、hile any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 E

36、U Directive 2012/19/UE of the European Parliament and of the Council of 4 July 2012 on waste electrical and electronic equipment (WEEE) Text with EEA relevance. . i.2 EU Directive 2011/65/UE of the European Parliament and of the Council of 8 June 2011 on the restriction of the use of certain hazardo

37、us substances in electrical and electronic equipment Text with EEA relevance (RoHS). i.3 EU Regulation (EC) 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste. i.4 Council Decision 93/98/EEC of 1 February 1993 on the conclusion, on behalf of the Community,

38、of the Convention on the control of transboundary movements of hazardous wastes and their disposal (Basel Convention). i.5 EC Regulation No 1907/2006 of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) and establishing a European Chemicals

39、Agency. i.6 EU Directive 2006/66/CE for batteries and accumulators, complementary to WEEE Directive. i.7 EU Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (WEEE

40、 Directive). ETSI ETSI GS OEU 018 V1.1.1 (2016-01)7 i.8 Frequently Asked Questions on Directive 2012/19/EU on Waste Electrical and Electronic Equipment (WEEE). NOTE: Available at http:/ec.europa.eu/environment/waste/weee/pdf/faq.pdf. i.9 EU Directive 2008/98/EC of the European Parliament and of the

41、Council of 19 November 2008 on waste (Waste Framework Directive). i.10 EU Directive 2006/66/CE of the European Parliament and of the Council of 6 September 2006 on batteries and accumulators and waste batteries and accumulators and repealing Directive 91/157/EEC. 3 Definitions and abbreviations 3.1

42、Definitions For the purposes of the present document, the following terms and definitions apply: CE marking: indicates a products compliance with EU legislation and so enables the free movement of products within the European market NOTE: States that the product has been assessed before being placed

43、 on the market and thus satisfies the applicable legislative requirements (e.g. health and safety or environmental requirements). collection: gathering of waste, including the preliminary sorting and preliminary storage of waste for the purposes of transport to a waste treatment facility disposal: a

44、ny operation which is not recovery even where the operation has as a secondary consequence the reclamation of substances, materials or products or energy End of Life (EoL): any chosen option to reuse, recycle or dispose a product after the period of primary use recycling: any recovery operation by w

45、hich waste materials are reprocessed into substances, materials or products for their original purpose or for other purposes NOTE: E.g. recovery of electronic cards, processing of plastics or metals contained in WEEE collected by ICT users are recycling operations. recovery: any operation whose prin

46、cipal result is waste serving a useful purpose in replacing other substances, materials or products that have been used for a particular purpose, or waste being prepared to be used for this purpose, including the waste producer reuse: any operation by which products or components that are not waste

47、are used again for the same purpose for which they were conceived treatment: recovery or disposal operations, including preparation prior to recovery or disposal 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: AMEA Africa and Middle East Area BAS Broadb

48、and Access System BTS Base Transceiver Station CPU Central Processing Unit CSR Corporate Social Responsability CWIT Countering Weee Illegal Trade DSLAM Digital Subscriber Line Access Multiplexer EC European CommunityEEE Electric and Electronic Equipment EEE Electrical Electronic Equipment EFTA Europ

49、ean Free Trade Association EoL End of Life ETSI ETSI GS OEU 018 V1.1.1 (2016-01)8 EPR Extended Producer Responsability FAQ Frequently Asked Questions GPS Global Positionning System HD High Definition ICT Information and Communication Technology IP Internet Protocol IT Information and Telecommunication LCD Liquid Crystal Display MSC Mobile services Switching Center NAS Network Access Server NGO Non-Governmental Organization OECD Organisation for Economic Co-operation and Development, PABX Private Automatic Branch eXchange PBB PolyBrominated Biphenyls PB

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