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1、 ETSI TR 102 021-6 V1.2.1 (2011-08) Terrestrial Trunked Radio (TETRA); User Requirement Specification TETRA Release 2.1; Part 6: Smart Card (SC) and Subscriber Identity Module (SIM) Technical Report ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)2Reference RTR/TETRA-01195 Keywords SC, SIM, Smart Card, TETRA

2、, UR, user ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice Individual copies of the present doc

3、ument can be downloaded from: http:/www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of disp

4、ute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other E

5、TSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http:/portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by wri

6、tten permission. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2011. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE

7、are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)3Contents Intellectual Property Rights 4g3Foreword . 4g3Introduction 4g3

8、1 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Informative references 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 User Requirement Specification . 8g34.1 Introduction 8g34.2 Security functions . 10g34.2.1 Authentication . 10g34.2.2 End-to-End Enc

9、ryption . 10g34.2.3 Operational-Tactical Address . 11g34.2.4 Enable and disable 11g34.3 Personalisation functions 11g34.3.1 Subscriber identity 12g34.3.2 Parameters not depending on subscriber identity 12g34.3.3 Parameters depending on subscriber identity 12g34.4 Smart Card reference implementation

10、13g3History 14g3ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)4Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and

11、 can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ET

12、SI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Forewor

13、d This Technical Report (TR) has been produced by ETSI Technical Committee Terrestrial Trunked Radio (TETRA). The present document is part 6 of a multi-part deliverable covering the User Requirement Specification for TETRA Release 2 and Release 2.1, as identified below: Part 1: “General overview“ (R

14、elease 2.1); Part 2: “High Speed Data“ (Release 2.1); Part 3: “Codec“ (Release 2); Part 4: “Air Interface Enhancements“ (Release 2.1); Part 5: “Interworking and Roaming“ (Release 2.1); Part 6: “Smart Card and Subscriber Identity Module“ (Release 2.1); Part 7: “Security“ (Release 2.1); Part 8: “Air -

15、 Ground - Air services“ (Release 2); Part 9: “Peripheral Equipment Interface“ (Release 2.1); Part 10: “Local Mode Broadband“ (Release 2.1); Part 11: “Over The Air Management“ (Release 2.1); Part 12: “Direct Mode Operation“ (Release 2.1). Introduction The Terms of Reference for TC TETRA approved at E

16、TSI Board meeting #69, November 2008 is to produce ETSI deliverables (and maintenance thereafter) in accordance with the following requirements. The Terms of Reference for TC TETRA are to produce ETSI deliverables (and maintenance thereafter) in accordance with the following requirements: a) The pro

17、vision of user driven services, facilities and functionality as required by traditional Professional Mobile Radio (PMR) user organisations such as the Emergency Services, Government, Military, Transportation, Utility and Industrial organisations as well as Public Access Mobile Radio (PAMR) operators

18、. b) The evolution and enhancement of TETRA as required by the market with the provision of new services, facilities and functionality made possible by new technology innovations and standards. ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)5c) Further enhancements of the TETRA standard in order to provide

19、increased benefits and optimisation in terms of spectrum efficiency, network capacity, system performance, quality of service, security and other relevant parameters. d) The backward compatibility and integration of the new services, facilities and functionality with existing TETRA standards in orde

20、r to future-proof the existing and future investments of TETRA users. Technical Objective: TETRA is one of a number of digital wireless communication technologies standardised by ETSI. ETSI TC TETRA produces standards and/or adapts existing standards for efficient digital PMR and PAMR voice and data

21、 services, including broadband evolution. The approved programme for TETRA Release 2.1 covers work areas, namely: high speed data; air interface enhancements; interworking and roaming; smart card and subscriber identity module; security; air-ground-air services; peripheral equipment interface enhanc

22、ements; local mode broadband; over-the-air management; direct mode operation. The User Requirement Specification for each of these work areas is covered by its own document. The present document provides the User Requirement Specification for the TETRA Smart Card and Subscriber Identity Module requi

23、red by TC TETRA for TETRA Release 2.1. ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)61 Scope The present document defines the user requirements for Smart Card (SC) and Subscriber Identity Module (SIM) and is applicable to the specification of TETRA Release 2.1 equipment. 2 References References are either

24、 specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are

25、 not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. 2.1 Normative references The following referenced

26、documents are necessary for the application of the present document. Not applicable. 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 ETSI ES 200 812-1: “

27、Terrestrial Trunked Radio (TETRA); Subscriber Identity Module to Mobile Equipment (TSIM-ME) interface; Part 1: Universal Integrated Circuit Card (UICC); Physical and logical characteristics“. i.2 ETSI TR 102 021-4: “Terrestrial Trunked Radio (TETRA); User Requirement Specification TETRA Release 2.1;

28、 Part 4: Air Interface Enhancements“. i.3 ETSI TR 102 021-7: “Terrestrial Trunked Radio (TETRA); User Requirement Specification TETRA Release 2.1; Part 7: Security“. i.4 ETSI TR 102 021-9: “Terrestrial Trunked Radio (TETRA); User Requirement Specification TETRA Release 2.1; Part 9: Peripheral Equipm

29、ent Interface“. i.5 ETSI TR 102 021-11: “Terrestrial Trunked Radio (TETRA); User Requirement Specification TETRA Release 2.1; Part 11: Over-The-Air Management“. i.6 ETSI EN 300 392-7: “Terrestrial Trunked Radio (TETRA); Voice plus Data (V+D); Part 7: Security“. i.7 ETSI EN 300 392-12-22: “Terrestria

30、l Trunked Radio (TETRA); Voice plus Data (V+D); Part 12: Supplementary services stage 3; Sub-part 22: Dynamic Group Number Assignment (DGNA) “. i.8 ETSI TS 100 392-18-3: “Terrestrial Trunked Radio (TETRA); Voice plus Data (V+D) and Direct Mode Operation (DMO); Part 18: Air interface optimized applic

31、ations; Sub-part 3: Direct mode Over The Air Management protocol (DOTAM)“. i.9 ETSI ES 200 812-2: “Terrestrial Trunked Radio (TETRA); Subscriber Identity Module to Mobile Equipment (TSIM-ME) interface; Part 2: Universal Integrated Circuit Card (UICC); Characteristics of the TSIM application“. ETSI E

32、TSI TR 102 021-6 V1.2.1 (2011-08)7i.10 TETRA MOU Association Security and Fraud Prevention Group Recommendation 02 and 07. NOTE: Available at http:/ 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: Cryptographic Modu

33、le (CM): functional entity of a Smart Card (SC) which encapsulates the following security functions: 1) cryptographic algorithms for authentication between Smart Card (SC) and Mobile Equipment (ME); 2) cryptographic algorithms for End-to-End Encryption of traffic data; 3) over-the-air key management

34、 functions for End-to-End Encryption cipher key material (OTAK); 4) tamper-proof data management of End-to-End Encryption cipher key material. Cryptographic Smart Card (CSC): Smart Card (SC) incorporating a Cryptographic Module (CM) Mobile Equipment (ME): physical part of a Mobile Station (MS) which

35、 is used to obtain TETRA services in V+D and DMO and which interfaces to and is parameterized either by a Smart Card (SC) or Subscriber Identity Module (SIM) Mobile Station (MS): physical entity consisting of two parts, Mobile Equipment (ME) and Smart Card (SC) Operational-Tactical Address (OPTA): s

36、ubscriber identity which provides additional information about a subscribers operational role or user organisation and which is not used for air interface addressing, e.g. for call setup Personalized Smart Card (PSC): Smart Card (SC) incorporating a Cryptographic Module (CM) and a Subscriber Identit

37、y Module (SIM) Smart Card (SC): physical part of a Mobile Station (MS) incorporating a Cryptographic Module (CM) and an optional Subscriber Identity Module (SIM) Subscriber Identity Module (SIM): optional functional entity of a Smart Card (SC) which encapsulates the following personalisation functio

38、n: tamper-proof data management of user data TETRA Release 2: Work Programme with new terms of reference within ETSI Project TETRA to enhance the services and facilities of TETRA in order to meet new user requirements, utilize new technology and increase the longevity of TETRA within the traditional

39、 market domains of PMR and PAMR TETRA Release 2.1: Work Programme within TC TETRA to enhance the services and facilities of TETRA in order to meet new user requirements, utilise new technology and increase the longevity of TETRA within the traditional market domains of PMR and PAMR 3.2 Abbreviations

40、 For the purposes of the present document, the following abbreviations apply: API Application Programming Interface APN Access Point Name CM Cryptographic Module CSC Cryptographic Smart Card DGNA Dynamic Group Number Assignment DM-MS Direct Mode Mobile Station DMO Direct Mode Operation DOTAM Direct

41、Mode Over-The-Air Management E2EE End-to-End Encryption ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)8ETSI European Telecommunications Standards Institute GSM Global System for Mobile Communications ITSI Individual TETRA Subscriber Identity K Authentication KeyLTE Long Term Evolution ME Mobile Equipment M

42、MI Man-Machine Interface MNI Mobile Network Identity MS Mobile Station MSISDN Mobile Station Integrated Services Digital network Number OPTA Operational-Tactical Address OTAK Over-The-Air Key managementPABX Private Access Branch Exchange PAMR Public Access Mobile Radio PEI Peripheral Equipment Inter

43、face PIN Personal Identification Number PMR Private Mobile Radio PPDR Public Protection and Disaster Relief PSC Personalized Smart Card PSTN Public Switched Telephone Network PUK Personal Unblocking Key REF Reference number SC Smart Card SCK Static Cipher Key SCTK Smart Card Application Toolkit SDS

44、Short Data Service SDS-TL Short Data Service Transport SIM Subscriber Identity Module STK SIM Application Toolkit SwMI Switching and Management Infrastructure TC Technical Committee TEI TETRA Equipment Identity TETRA Terrestrial Trunked Radio TM-MS Trunked Mode Mobile Station TR Technical Report TSI

45、M TETRA Subscriber Identity Module UICC Universal Integrated Circuit Card UMTS Universal Mobile Telecommunications System URS User Requirement Specification V+D Voice plus Data 4 User Requirement Specification 4.1 Introduction In some PMR networks for PPDR users, user management and network manageme

46、nt are handled separately. The operator performs the task of network management, i.e. monitoring, alarming, and administration of network elements. User organisations require to manage their users, e.g. to commission new subscribers, locally by themselves and not centrally by an operator. Furthermor

47、e, they do not want to disclose the operational-tactical use of the network to anyone else including the operator. Thus, the linkage between a real user name and a user air interface address (ITSI) should be unknown to the operator. In addition to this, the operator should not have access to the cry

48、ptographic algorithms and associated cipher key material employed for End-to-End Encryption and should only be able to decrypt end-to-end encrypted messages under well defined exceptional conditions (“lawful interception“). With regard to Mobile Stations (MS), separating user and network management

49、requires to split up an MS into Mobile Equipment (ME) to be commissioned by the network management and a Smart Card (SC) to be commissioned by the user management. ETSI ETSI TR 102 021-6 V1.2.1 (2011-08)9Furthermore, PMR and PAMR networks require a considerable quantity of personalisation data to be entered into an MS before the MS can be used in service. In general, the programming APIs for the MSs differ between manufacturers. The use of SCs simplifies the logistics process of operators and user org

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