1、 ETSI TR 119 001 V1.2.1 (2016-03) Electronic Signatures and Infrastructures (ESI); The framework for standardization of signatures; Definitions and abbreviations TECHNICAL REPORT ETSI ETSI TR 119 001 V1.2.1 (2016-03) 2 Reference RTR/ESI-0019001v121 Keywords e-commerce, electronic signature, security
2、, trust services ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be do
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7、he written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members
8、. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 119 001 V1.2.1 (2016-03) 3 Contents Intellectual Property Rights 4g3Foreword . 4g
9、3Modal verbs terminology 4g31 Scope 5g32 References 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 17g3Annex A: Bibliography 22g3History 23g3ETSI ETSI TR 119 001 V1.2.1 (2016-03) 4 Intellectual Property Right
10、s IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential,
11、or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by
12、ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI Technical Committee Electr
13、onic Signatures and Infrastructures (ESI). Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the express
14、ion of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 119 001 V1.2.1 (2016-03) 5 1 Scope The present document provides definitions and abbreviations for use in the ETSI ESI framework for standardization of signatures. 2 Refer
15、ences 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including an
16、y amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee their long term validity
17、. The following referenced documents are necessary for the application of the present document. Not applicable. 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cit
18、ed version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks
19、included in this clause were valid at the time of publication ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 Directive 1999/93/EC o
20、f the European Parliament and of the Council of 13 December 1999 on a Community framework for electronic signatures. OJ L 13, 19.1.2000, p. 12-20. i.2 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electro
21、nic transactions in the internal market and repealing Directive 1999/93/EC. OJ L 257, 28.8.2014, p. 73-114. i.3 Recommendation ITU-T X.800 (1991): “Security Architecture for Open Systems Interconnection for CCITT applications“. i.4 ISO 7498-2:1989: “Information processing systems - Open Systems Inte
22、rconnection - Basic Reference Model - Part 2: Security Architecture“. i.5 Recommendation ITU-T X.1252 (2010): “Cyberspace security - Identity management - Baseline identity management terms and definitions“. i.6 Recommendation ITU-T X.509 (ISO/IEC 9594-8): “Information technology - Open systems inte
23、rconnection - The Directory: Public-key and attribute certificate frameworks“. i.7 ISO/IEC 10118-3 (2004): “Information technology - Security techniques - Hash functions - Part 3: Dedicated hash functions“. NOTE: This ISO Standard duplicates FIPS Publication 180-4 i.5. i.8 ISO/IEC 17000:2004: “Confo
24、rmity assessment - Vocabulary and general principles“. ETSI ETSI TR 119 001 V1.2.1 (2016-03) 6 i.9 Recommendation ITU-R TF.460-6 (2002): “Standard-frequency and time-signal emissions“. i.10 IETF RFC 3647: “Internet X.509 Public Key Infrastructure - Certificate Policy and Certification Practices Fram
25、ework“. i.11 CA/Browser Forum: “Guidelines for The Issuance and Management of Extended Validation Certificates“. i.12 BIPM Circular T. NOTE: Available from the BIPM website http:/www.bipm.org/. i.13 IETF RFC 3161: “Internet X.509 Public Key Infrastructure Time-Stamp Protocol (TSP)“. i.14 IETF RFC 37
26、39: “Internet X.509 Public Key Infrastructure: Qualified Certificates Profile“. i.15 ISO 3166-1: “Codes for the representation of names of countries and their subdivisions - Part 1: Country codes“. i.16 W3C Recommendation: “XML-Signature Syntax and Processing. Version 1.1“. i.17 ETSI TS 101 903: “El
27、ectronic Signatures and Infrastructures (ESI); XML Advanced Electronic Signatures (XAdES)“. i.18 ETSI TS 103 171: “Electronic Signatures and Infrastructures (ESI); XAdES Baseline Profile“. i.19 ETSI EN 319 122-1: “Electronic Signatures and Infrastructures (ESI); CAdES digital signatures; Part 1: Bui
28、lding blocks and CAdES baseline signatures“. i.20 ETSI EN 319 122-2: “Electronic Signatures and Infrastructures (ESI); CAdES digital signatures; Part 2: Extended CAdES signatures“. i.21 ETSI EN 319 132-1: “Electronic Signatures and Infrastructures (ESI); XAdES digital signatures; Part 1: Building bl
29、ocks and XAdES baseline signatures“. i.22 ETSI EN 319 132-2: “Electronic Signatures and Infrastructures (ESI); XAdES digital signatures; Part 2: Extended XAdES signatures“. i.23 ETSI EN 319 142-1: “Electronic Signatures and Infrastructures (ESI); PAdES digital signatures; Part 1: Building blocks and
30、 PAdES baseline signatures“. i.24 ETSI EN 319 142-2: “Electronic Signatures and Infrastructures (ESI); PAdES digital signatures; Part 2: Additional PAdES signatures profiles“. i.25 ETSI TS 101 733: “Electronic Signatures and Infrastructures (ESI); CMS Advanced Electronic Signatures (CAdES)“. i.26 ET
31、SI TS 103 173: “Electronic Signatures and Infrastructures (ESI); CAdES Baseline Profile“. i.27 ETSI TS 103 172: “Electronic Signatures and Infrastructures (ESI); PAdES Baseline Profile“. i.28 ISO 32000-1: “Document management - Portable document format - Part 1: PDF 1.7“. i.29 IETF RFC 2315: “PKCS #
32、7: Cryptographic Message Syntax Version 1.5“. i.30 IETF RFC 5652 (2009): “Cryptographic Message Syntax (CMS)“. i.31 IETF RFC 6838: “Media Type Specifications and Registration Procedures“. i.32 IETF RFC 2045: “Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet Message Bodies“.
33、i.33 ISO 15489-1: “Information and documentation - Records management - Part 1: General“. ETSI ETSI TR 119 001 V1.2.1 (2016-03) 7 i.34 Application Note: “APPNOTE.TXT - .ZIP File Format Specification“, PKWARE Inc., September 2012. NOTE: Available at http:/ i.35 IETF RFC 4998: “Evidence Record Syntax
34、(ERS)“. i.36 ISO/IEC 9594-8: “Information technology - Open Systems Interconnection - The Directory - Part 8: Public-key and attribute certificate frameworks“. i.37 Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation
35、 and market surveillance relating to the marketing of products and repealing Regulation (EEC) No 339/93. OJ L 218, 13.8.2008, p. 30-47. i.38 ETSI EN 319 102-1: “Electronic Signatures and Infrastructures (ESI); Procedures for Creation and Validation of AdES Digital Signatures; Part 1: Creation and Va
36、lidation“. i.39 ISO/IEC 24760-1:2011: “Information Technology - Security Techniques - A framework for identity management - Part 1: Terminology and concepts“. i.40 GlobalPlatform Device Technology - TEE System Architecture, Version 1.0, December 2011. i.41 ETSI TS 102 778 (all parts): “Electronic Si
37、gnatures and Infrastructures (ESI); PDF Advanced Electronic Signature Profiles“. i.42 ETSI TS 102 918: “Electronic Signatures and Infrastructures (ESI); Associated Signature Containers (ASiC)“. i.43 ETSI TS 103 174: “Electronic Signatures and Infrastructures (ESI); ASiC Baseline Profile“. i.44 IETF
38、RFC 6283: “Extensible Markup Language Evidence Record Syntax (XMLERS)“. i.45 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. i.46 ETSI EN 319 162-1: “Electronic Signatures and Infrastructures (ESI); Associated Signature Containers
39、(ASiC); Part 1: Building blocks and ASiC Baseline containers“. i.47 ETSI EN 319 401: “Electronic Signatures and Infrastructures (ESI); General Policy Requirements for Trust Service Providers“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and def
40、initions given in Recommendation ITU-T X.800 i.3, ISO 7498-2 i.4, Recommendation ITU-T X.509 i.6, ISO/IEC 9594-8 i.36 and the following apply: NOTE: These definitions apply in the ETSI ESI framework for standardization of signatures. AdES (digital) signature: digital signature that is either a CAdES
41、 signature, or a PAdES signature or a XAdES signature advanced electronic seal: As defined in Regulation (EU) No 910/2014 i.2. advanced electronic signature: As defined in Regulation (EU) No 910/2014 i.2. advanced electronic signature under e-signature Directive: advanced electronic signature as def
42、ined in Directive 1999/93/EC i.1, as of 1 July 2016 repealed by Regulation (EU) No 910/2014 i.2 approval: assertion that a trust service, falling within the oversight of a particular scheme, has been either positively endorsed or assessed for compliance against the relevant requirements (active appr
43、oval) or has received no explicit restriction since the time at which the scheme was aware of the existence of the said service (passive approval) ETSI ETSI TR 119 001 V1.2.1 (2016-03) 8 approval scheme: any organized process of supervision, monitoring, assessment or such practices that are intended
44、 to apply oversight with the objective of ensuring adherence to specific criteria in order to maintain trust in the services under the scope of the scheme ASiCArchiveManifest file: container file whose name matches “*ASiCArchiveManifest*.xml“ containing one ASiCManifest element instance conforming t
45、o clause A.7 of ETSI EN 319 162-1 i.46 ASiCEvidenceRecordManifest file: container file used in ASiC-E to reference a set of files to which an ER applies whose name matches “META-INF/ASiCEvidenceRecordManifest*.xml“ and containing one ASiCManifest element instance conformant to clause A.4 of ETSI EN
46、319 162-1 i.46 ASiCManifest file: file whose name matches “*ASiCManifest*.xml“ containing one ASiCManifest element instance conformant to clause A.4 of ETSI EN 319 162-1 i.46 associated signature container: file holding data objects with related manifest, metadata and associated digital signature(s)
47、, under a specified hierarchy attribute authority: authority which assigns privileges by issuing attribute certificates attribute certificate: data structure, digitally signed by an attribute authority, that binds some attribute values with identification information about its holder auditor: person
48、 who assesses conformity to requirements as specified in a given requirements document business scoping parameter: specific parameter scoped in the light of the business process(es) where digital signatures or trust services are to be implemented, which implementers need to take into consideration f
49、or appropriately addressing the related business requirements in their implementation CAdES signature: digital signature that satisfies the requirements specified within ETSI EN 319 122-1 i.19 or ETSI EN 319 122-2 i.20 CA-certificate: public-key certificate for one CA issued by another CA or by the same CA certificate: See public key certificate. certificate identifier: unambiguous ident
