1、 ETSI TR 1Digital cellular telecoUniversal Mobile TelStudy on a ge(3GPP TR 22.9TECHNICAL REPORT 122 949 V13.0.0 (2016communications system (Phaelecommunications System (LTE; generalized privacy capability.949 version 13.0.0 Release 1316-01) hase 2+); (UMTS); ity 13) ETSI ETSI TR 122 949 V13.0.0 (201
2、6-01)13GPP TR 22.949 version 13.0.0 Release 13Reference RTR/TSGS-0122949vd00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-
3、Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall no
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6、d your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission
7、 of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETS
8、I logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 122 949 V
9、13.0.0 (2016-01)23GPP TR 22.949 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, an
10、d can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the
11、 ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Fore
12、word This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the correspond
13、ing ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ a
14、re to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 122 949 V13.0.0 (2016-01)33GPP TR 22.949 version 13.0.0 Release 13C
15、ontents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions, symbols and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 Privacy models . 7g34.1 Informative models. 7g34.2 Roles involved in Pri
16、vacy . 7g34.3 Privacy related information 8g34.3.1 Personal Data 8g34.3.1.1 Access to and processing of Personal Data . 9g34.3.1.2 Types and granularity of Personal Data 9g34.3.2 Privacy Settings and access rules 9g35 Privacy Requirements. 10g35.1 Existing Service Specific Requirements. 10g35.1.1 LC
17、S. 10g35.1.2 Presence 11g35.1.3 OSA 11g35.1.4 GUP 11g35.1.5 Push Services 12g35.1.6 Messaging . 12g35.1.7 Call control and services in general 13g35.2 General requirements . 13g36 Work on privacy in other organizations . 14g37 Security. 14g38 Charging . 14g39 Regulatory framework 14g310 Recommendati
18、ons 14g3Annex A (informative): Roaming and Multi-jurisdiction support. 16g3Annex B (informative): Change history . 17g3History 18g3ETSI ETSI TR 122 949 V13.0.0 (2016-01)43GPP TR 22.949 version 13.0.0 Release 13Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project
19、(3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version
20、 number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections
21、, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction Privacy in 3GPP is about the appropriate handling of privacy related information between the user and service provider and between users in accordance with the preference
22、s of the user and regulatory policies. Building and maintaining trust between users of 3GPP services and the network operator requires the careful consideration and deployment of capabilities that safeguard confidential information about the user. Privacy is therefore seen not only as a value added
23、service but also as a risk-reduction mechanism in terms of service deployment. From a 3GPP perspective, a generic way to handle privacy related information is desirable in order to provide as far as possible a common set of rules that can be used by any service that requires the protection of person
24、al data or information about a user. Privacy is protected by regulation usually in the form of directives enforced by regional or national authorities. Where specific legal requirements exist, these need to be considered by each application to assure compliance. ETSI ETSI TR 122 949 V13.0.0 (2016-01
25、)53GPP TR 22.949 version 13.0.0 Release 131 Scope The present document aims to investigate and summarise the existing service requirements on privacy for 3GPP services. In order to ensure that these services and future 3GPP services will have a consistent set of rules that control the availability a
26、nd usage of confidential information, it is the intention to identify a common way to handle privacy related information in the network. Generic privacy requirements for the mobile industry are also being defined in 3 by the Open Mobile Alliance and it is the intention of this document to present th
27、e existing requirements and any alternatives to achieving the required functionality within 3GPP networks. The scope of this study is to: - Identify privacy related information that is used in the 3GPP system; - Identify the existing 3GPP services that handle privacy related information; - Identify
28、the various stakeholders that handle, control or consume personal data, and to define their relationships; - Document the definitions of the various functions, stakeholders and functions involved in a privacy capability; - Identify the work being done by other organizations and the additional work t
29、o be done by 3GPP. The types of data subject to privacy rules within the scope of this study include - Privacy related information specific to an individual user; - Privacy related information relating to entities such as corporations; - Network data such as serving cell and broadcast area, e.g. dat
30、a that relates to the users location or presence in the network, and which could be used by applications to track the user. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (id
31、entified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific refe
32、rence implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TS 41.101: “Technical Specifications and Technical Reports for a GERAN-based 3GPP system“. 2 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 3 Open Mobile Alliance: “OMA Draft Pri
33、vacy Requirements“, OMA-RD_Privacy-V1_0_0-20031104-A 4 3GPP TS 22.071 Location Services (LCS); Stage 1“. 5 3GPP TS 22.141: “Presence service; Stage 1“. 6 Open Mobile Alliance (OMA): OMA-RD-Parlay_Service_Access-V1_0-20100427-A. 7 3GPP TS 22.240: “Service requirements for 3GPP Generic User Profile (G
34、UP); Stage 1“. ETSI ETSI TR 122 949 V13.0.0 (2016-01)63GPP TR 22.949 version 13.0.0 Release 138 3GPP TS 22.174: “Push service; Stage 1“. 9 3GPP TS 33.106: “Lawful interception requirements“. 10 DIRECTIVE 95/46/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 October 1995 on the protection of i
35、ndividuals with regard to the processing of personal data and on the free movement of such data http:/europa.eu.int/smartapi/cgi/sga_doc?smartapi!celexapi!prod!CELEXnumdoc Stage 1“. 12 3GPP TS 22.088: “Call Barring (CB) supplementary services; Stage 1“. 13 3GPP TS 22.228: “Service requirements for t
36、he Internet Protocol (IP) multimedia core network subsystem; Stage 1“. 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in 2 and the following apply. Personal Data: Any information relating to an identified or identifi
37、able natural person (“data subject“) (an identifiable person is one who can be identified, directly or indirectly, in particular by reference to an identification number or to one or more factors specific to his physical, physiological, mental, economic, cultural or social identity). NOTE: This defi
38、nition is taken from Directive 95/46/EC 10. Within the scope of the present document a data subject is equivalent to a user. Only personal data collected and / or processed by a PLMN operator or service provider is within the scope of the present document. Privacy: The appropriate handling of inform
39、ation that is deemed confidential between the user and service provider Privacy Settings: Information relating to Personal Data of a user. Privacy Settings describe the rights and limitations of access to and processing of Personal Data. Trust: Relationship between two entities that may be relied up
40、on to ensure privacy 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: BAOC Barring of All Outgoing Calls BOIC Barring of Outgoing International Calls BOIC-exHC Barring of Outgoing International Calls except those directed to the Home PLMN Country BIC Bas
41、eline Implementation Capabilities BIC-Roam Barring of Incoming Calls when Roaming outside the home PLMN country CLIP Calling Line Identification Presentation CLIR Calling Line Identification Restriction CS Circuit Switched GUP Generic User Profile HLR Home Location Register IMS IP Multimedia Subsyst
42、em ISDN Integrated Services Digital Network LCS Location Services MSISDN Mobile Station ISDN number OMA Open Mobile Alliance OSA Open Services AccessPLMN Public Land Mobile Network PPR ETSI ETSI TR 122 949 V13.0.0 (2016-01)73GPP TR 22.949 version 13.0.0 Release 13SIP Session Initiation Protocol SMS
43、Short Message Service UE User Equipment WLAN Wireless Local Area Network Additional definitions and abbreviations can be found in TR 21.905 2. 4 Privacy models 4.1 Informative models In the present document privacy is mainly considered as privacy of user information, i.e. privacy is considered as a
44、requirement from an individual user. It should be noted, that privacy requirements may also arise from other parties involved in telecommunication. E.g. a PLMN operator could have the privacy requirement to hide its network topology from other operators, or a company (being a 3GPP subscriber for use
45、rs, which are its employees) could have certain requirements for confidentiality of messaging among these employees, but privacy requirements from these parties are not covered the present document. Already in its most general form one may observe that, from a users perspective, there exist several
46、flavors of privacy: - Protection of personal data (I do not want my personal data being accessible to unauthorized parties) - Non-disclosure of identity (e.g. I do not want to reveal my phone-number to my communication partner, or I want to remain anonymous towards a service provider) - Protection a
47、gainst tracking (e.g. I do not want to be tracked, geographically or on my behavior) - Protection from unsolicited communication (e.g. I want not to be bothered by spam-mail) - Access to undesirable information / kids-protection (e.g. I want to block access of my kids to adult or gambling content) F
48、rom a Generalized Privacy capability point of view only protection of personal data and non-disclosure of identity seem to be within the scope of our work. Privacy from unsolicited communication and Access to undesirable information / Kids-protection is considered as filtering of communication (inco
49、ming and outgoing) of the information being exchanged (e.g. originator, target, service, keyword search ). Filtering should be done on service level as separate service or enhancement to other services and is - generally - considered out of scope of our work. (exception: basic Call Barrings as in GSM, see below) Tracking of a user is considered as collecting figures about that user and deduce information about the user. This can be a feature of a service (e.g. fleet management needs to track the location of a truck) or an unwanted
