ETSI TR 136 921-2016 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) FDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis (V13 0 0 3GPP TR 36 921 version 13 0.pdf

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1、 ETSI TR 136 921 V13.0.0 (2016-01) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); FDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis (3GPP TR 36.921 version 13.0.0 Release 13) TECHNICAL REPORT ETSI ETSI TR 136 921 V13.0.0 (2016-01)13GPP TR 36.921 version 13.0.0 Release 13R

2、eference RTR/TSGR-0436921vd00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The

3、present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of

4、 ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware th

5、at the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/

6、portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be mo

7、dified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefi

8、t of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 136 921 V13.0.0 (2016-01)23GPP TR 36.921 version 13.0.0 Release 1

9、3Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Propert

10、y Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR search

11、es, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETS

12、I 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM,

13、UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the E

14、TSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 136 921 V13.0.0 (2016-01)33GPP TR 36.921 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Mo

15、dal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions . 8g33.2 Symbols . 8g33.3 Abbreviations 8g34 General . 8g34.1 Task description 8g34.1.1 HeNB Class definition . 8g34.1.2 HeNB measurements and adaptation . 8g35 Radio scena

16、rios 9g35.1 Deployment configurations . 9g35.2 Interference scenarios 9g36 HeNB RF Aspects 9g37 Guidance on How to Control HeNB Interference 9g37.1 HeNB Measurements 9g37.1.1 Measurements from all cells 10g37.1.2 Measurements to identify surrounding cell layers . 10g37.1.3 Measurements from macro ce

17、ll layer . 10g37.1.4 Measurements of other HeNB cells . 11g37.2 Control of HeNB Downlink Interference 12g37.2.1 Control Channel Protection . 12g37.2.1.1 Time shifting for overlapped carriers with frame time shifting at symbol level 12g37.2.1.1.1 Time shifting at symbol level . 12g37.2.1.1.2 Carrier

18、offsetting (possibly in addition to frame time shifting) 13g37.2.1.2 Carrier offsetting or frequency partitioning with per-subband interference estimation . 14g37.2.1.3 Control of HeNB downlink interference among neighboring HeNBs control channels by frequency partitioning 16g37.2.2 Data Channel Pro

19、tection 16g37.2.2.1 Control of HeNB Downlink Interference towards macro eNB data channels by frequency partition 16g37.2.2.2 Control of HeNB Downlink Interference among neighboring HeNBs 17g37.2.2.2.1 Centralized Coordination 17g37.2.2.2.2 Distributed Dynamic Frequency Partitioning . 18g37.2.2.3 Con

20、trol of HeNB Downlink Interference by dynamically changing HeNB CSG ID . 18g37.2.2.4 Downlink interference management based on mapping between PCIs and transmission patterns . 19g37.2.2.5 Techniques for Dynamic Frequency Partitioning . 20g37.2.2.5.1 Support for dynamic FFR . 22g37.2.2.6 Victim UE Aw

21、are Downlink Interference Management 22g37.2.2.6.1 Determination based on reported UE measurements 22g37.2.2.6.2 Determination based on detected uplink transmissions 22g37.2.2.6.3 Protection of idle mode UEs . 23g37.2.3 Power Control 24g37.2.3.1 HeNB power control based on HUE measurement 24g37.2.3.

22、2 Smart power control based on interference measurement from macro BS 25g37.2.3.3 HeNB power control based on HeNB-MUE path loss . 25g37.2.3.4 GPS Based HeNB Maximum Output Adjustment . 26g3ETSI ETSI TR 136 921 V13.0.0 (2016-01)43GPP TR 36.921 version 13.0.0 Release 137.2.3.4.1 Maximum Output Power

23、Adjustment based on GPS Detection Performance 26g37.2.3.4.2 GPS Detection Performance Combined with Macro eNB Measurements 27g37.3 Control of HeNB Uplink Interference . 27g37.3.1 Control Channel Protection . 27g37.3.1.1 HeNB Uplink Control Channel Protection . 27g37.3.1.2 Signaling offset over the b

24、ackhaul . 28g37.3.2 Power Control 28g37.3.2.1 Smart Power Control based on Path Loss to Worst Victim Macro eNodeB 28g37.3.2.1.1 Power Cap Method . 28g37.3.2.1.2 Power Control based on PL from HUE to its serving HeNB and PL from HUE to its worst victim MeNB 32g37.3.2.1.3 For Future Releases . 34g37.4

25、 HeNB Self-configuration 34g37.4.1 Information Exchange between eNBs and HeNBs 34g37.5 Hybrid Cells 36g37.5.1 Hybrid Access Level of Service 36g37.5.2 DL Performance Evaluation 37g37.5.3 Hybrid Cell RB Resource Management. 39g37.5.4 Hybrid Cell Power Management . 40g3Annex A (informative): Change hi

26、story . 42g3History 43g3ETSI ETSI TR 136 921 V13.0.0 (2016-01)53GPP TR 36.921 version 13.0.0 Release 13Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change f

27、ollowing formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented

28、 to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the

29、document. ETSI ETSI TR 136 921 V13.0.0 (2016-01)63GPP TR 36.921 version 13.0.0 Release 131 Scope This document is a technical report of the work item on FDD Home eNodeB RF Requirements 1. The goal of this technical report is to satisfy the two objectives of the work item, which are reproduced below,

30、 Objective 1 The existing E-UTRA BS class does not fully address the RF requirements of the HeNB application. Correspondingly, Objective 1 is to specify the RF requirements for the Home eNodeB in TS 36.104, where the work done for the HNB can be taken as a basis. Furthermore, the test specification

31、TS 36.141 would need to be updated accordingly. It is foreseen that the HeNB-specific additions to TS 36.104 / 36.141 can be accommodated in a manner similar to that accomplished for the UTRA HNB. Objective 2 TR 25.820 showed that for the CSG HNB there are occasions where overall system performance

32、may be enhanced by controlling the HNB output power dependent on the strength of signal from the macro cell layer and from other HNB. Control of CSG HNB output power mitigates interference to the macro layer and other CSG HNB. Correspondingly, it is expected that similar observations may be made for

33、 the HeNB. Objective 2 is to ensure that operators have the ability to achieve control of HeNB power; in particular, the work should cover but not be limited by the following, The operator has the means to obtain measurements of the strength of signals and the identity (to allow macro neighbour cell

34、 list building) from the macro cell layer and from other HeNBs. Measurements may be made by the HeNB or may make use of existing measurements defined for the UE; no new UE measurements will be defined. The operator has the means to set the maximum output power of the HeNB, this is expected to introd

35、uce changes to TS 36.104. The operator has guidance on how to control HeNB power and expected performance levels in the relevant scenarios. There are additional factors that may be controlled in E-UTRA in comparison with UTRA, such as variable bandwidth and allocation of radio sub-carriers; work wil

36、l be conducted to investigate if similar mechanisms may be used for controlling HeNB resource allocation versus the macro cell layer and versus other HeNBs. Additionally, mechanisms may be applied to control HeNB coverage in the case of open access HeNB. As objective 2 of the work item is to create

37、a published document to provide guidance to operators it is necessary to issue a TR in the 900 series. To avoid administrative overhead this TR will also be used to document any other output from this work item. 2 References The following documents contain provisions which, through reference in this

38、 text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In th

39、e case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 RP-081080, RAN4 work item description, “LTE FDD Home eNodeB RF Requirements“. 2 3GPP TR 21.905: “Vocab

40、ulary for 3GPP Specifications“. 3 R4-093439, “Way forward on HeNB interference management,“ CMCC, NTT Docomo, Picochip, Motorola, Qualcomm Europe, Kyocera, Institute for Information Industry, Alcatel Lucent, CATT. ETSI ETSI TR 136 921 V13.0.0 (2016-01)73GPP TR 36.921 version 13.0.0 Release 134 R4-09

41、3349, Femtocell and Macrocell interference coordination based on SFR, Motorola. 5 R4-092504, “LTE HeNB Interference studies: Hybrid cell deployment scenarios,“ Vodafone, et al. 6 R2-092083, “Support for hybrid home base stations“, Ericsson. 7 R4-092498, “Hybrid HeNB Interference Scenarios and Techni

42、ques,“ Qualcomm Europe. 8 R4-093556, “HeNB Downlink Interference Avoidance with Adaptive Frequency Selection“, NEC. 9 R4-094248, “HeNB Adaptive Frequency Selection“, NEC. 10 R4-100019, “HeNB Power Control Based on HUE Measurement“, NEC. 11 R4-092712, “HeNB to macro eNB cochannel interference simulat

43、ions uplink“, picochip 12 R4-093620, “Network Assisted Interference Coordination between Macro eNodeB and Home eNodeB in Downlink“, Kyocera. 13 R4-091907, “Frequency Reuse Results with Mixed Traffic“, Qualcomm Europe. 14 R4-091908, “Partial Bandwidth Control Channel Performance“, Qualcomm Europe. 15

44、 3GPP TS 22.220: “Service requirements for Home Node B (HNB) and Home eNode B (HeNB)“, v9.1.1. 16 R4-091906, “Frequency reuse results with full buffer“, Qualcomm Europe, May 2009. 17 R4-091907, “Frequency Reuse Results with Mixed Traffic“, Qualcomm Europe. 18 R4-094851, “Utility Messages for HeNB IC

45、IC“, Qualcomm Europe 19 R4-092872, “Downlink interference coordination between HeNBs“, CMCC, August 2009. 20 3GPP TR 25.967: “Home Node B (HNB) Radio Frequency (RF) requirements (FDD)“, v900. 21 3GPP TS 36.331: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC); Proto

46、col specification“, v9.0.0. 22 R4-902712, “HeNB to macro eNB cochannel interference simulations uplink,“ picoChip. 23 R4-093617, “Home UE Uplink Interference Mitigation Schemes Based on Pathloss Difference toward LTE Release 9,“ Kyocera. 24 R4-092042, “Simulation assumptions and parameters for FDD H

47、eNB RF requirements,“ Alcatel-Lucent, picoChip Designs and Vodafone. 25 R4-091796, “Power control assumptions for FDD HeNB simulation,“ Alcatel-Lucent, picoChip Designs and Vodafone. 26 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures“, v8.8.0. 27 R4-09

48、3618, “Network Assisted Home UE Transmission Power Control in Uplink,“ Kyocera. 28 3GPP TR 36.922: “Evolved Universal Terrestrial Radio Access (E-UTRA); TDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis“. 29 R4-100193, picoChip Designs, Kyocera, “Victim UE Aware Downlink Interferenc

49、e Management“. 3 Definitions, symbols and abbreviations For the purposes of the present document, the terms and definitions given in TR 21.905 2 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 2. ETSI ETSI TR 136 921 V13.0.0 (2016-01)83GPP TR 36.921 version 13.0.0 Release 133.1 Definitions (Void) 3.2 Symbols (Void) 3.3 Abbreviations HeNB Home Enhanced Node B HNB Home NodeB CSG Closed Subscriber

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