1、 ETSI TR 1Evolved Universal TRadio Freque(3GPP TR 36.9TECHNICAL REPORT 136 942 V13.0.0 (2016LTE; l Terrestrial Radio Access (E-uency (RF) system scenarios.942 version 13.0.0 Release 1316-01) UTRA); os 13) ETSI ETSI TR 136 942 V13.0.0 (2016-01)13GPP TR 36.942 version 13.0.0 Release 13Reference RTR/TS
2、GR-0436942vd00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present documen
3、t can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case
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7、the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Member
8、s. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 136 942 V13.0.0 (2016-01)23GPP TR 36.942 version 13.0.0 Release 13Intellectual P
9、roperty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs)
10、; Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been ca
11、rried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generatio
12、n Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and
13、ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Ru
14、les (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 136 942 V13.0.0 (2016-01)33GPP TR 36.942 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs termi
15、nology 2g3Foreword . 6g31 Scope 7g32 References 7g33 Definitions, symbols and abbreviations . 8g33.1 Definitions 8g33.2 Symbols 8g33.3 Abbreviations . 8g34 General assumptions. 9g34.1 Interference scenarios . 10g34.2 Antenna Models . 10g34.2.1 BS antennas 10g34.2.1.1 BS antenna radiation pattern . 1
16、0g34.2.1.2 BS antenna heights and antenna gains for macro cells 11g34.2.2 UE antenna 11g34.2.3 MIMO antenna Characteristics . 11g34.3 Cell definitions . 11g34.4 Cell layouts . 12g34.4.1 Single operator cell layouts . 12g34.4.1.1 Macro cellular deployment 12g34.4.2 Multi operator / Multi layer cell l
17、ayouts . 12g34.4.2.1 Uncoordinated macro cellular deployment . 12g34.4.2.2 Coordinated macro cellular deployment . 13g34.5 Propagation conditions and channel models. 14g34.5.1 Received signal . 14g34.5.2 Macro cell propagation model Urban Area 14g34.5.3 Macro cell propagation model Rural Area . 15g3
18、4.6 Base-station model . 16g34.7 UE model 17g34.8 RRM models 18g34.8.1 Measurement models 18g34.8.2 Modelling of the functions 18g34.9 Link level simulation assumptions . 18g34.10 System simulation assumptions 18g34.10.1 System loading 18g35 Methodology description 18g35.1 Methodology for co-existen
19、ce simulations . 18g35.1.1 Simulation assumptions for co-existence simulations 19g35.1.1.1 Scheduler . 19g35.1.1.2 Simulated services . 19g35.1.1.3 ACIR value and granularity 19g35.1.1.4.1 Uplink Asymmetrical Bandwidths ACIR (Aggressor with larger bandwidth) 20g35.1.1.4.2 Uplink Asymmetrical Bandwid
20、ths ACIR (Aggressor with smaller bandwidth) 22g35.1.1.4 Frequency re-use and interference mitigation schemes for E-UTRA . 23g35.1.1.5 CQI estimation 23g35.1.1.6 Power control modelling for E-UTRA and 3.84 Mcps TDD UTRA 23g35.1.1.7 SIR target requirements for simulated services . 23g35.1.1.8 Number o
21、f required snapshots. 23g35.1.1.9 Simulation output 23g35.1.2 Simulation description 24g3ETSI ETSI TR 136 942 V13.0.0 (2016-01)43GPP TR 36.942 version 13.0.0 Release 135.1.2.1 Downlink E-UTRA interferer UTRA victim 24g35.1.2.2 Downlink E-UTRA interferer E-UTRA victim . 24g35.1.2.3 Uplink E-UTRA inte
22、rferer UTRA victim . 25g35.1.2.4 Uplink E-UTRA interferer E-UTRA victim . 25g36 System scenarios 26g36.1 Co-existence scenarios . 26g37 Results 26g37.1 Radio reception and transmission . 26g37.1.1 FDD coexistence simulation results 26g37.1.1.1 ACIR downlink 5MHz E-UTRA interferer UTRA victim . 26g37
23、.1.1.2 ACIR downlink 10MHz E-UTRA interferer 10MHz E-UTRA victim 27g37.1.1.3 ACIR uplink 5MHz E-UTRA interferer UTRA victim 29g37.1.1.4 ACIR uplink 10MHz E-UTRA interferer 10MHz E-UTRA victim . 31g37.1.2 TDD coexistence simulation results . 34g37.1.2.1 ACIR downlink 5MHz E-UTRA interferer UTRA 3.84
24、Mcps TDD victim 34g37.1.2.2 ACIR downlink 10MHz E-UTRA interferer 10MHz E-UTRA TDD victim . 36g37.1.2.3 ACIR downlink 1.6 MHz E-UTRA interferer UTRA 1.28 Mcps TDD victim 38g37.1.2.4 ACIR uplink 5MHz E-UTRA interferer UTRA 3.84 Mcps TDD victim . 41g37.1.2.5 ACIR uplink 10MHz E-UTRA interferer 10MHz E
25、-UTRA TDD victim 43g37.1.2.6 ACIR uplink 10MHz E-UTRA interferer 10MHz E-UTRA TDD victim (LCR frame structure based) 45g37.1.2.7 ACIR downlink 10MHz E-UTRA interferer 10MHz E-UTRA TDD victim (LCR frame structure based) . 46g37.1.3 Additional coexistence simulation results . 48g37.1.3.1 ACIR downlink
26、 E-UTRA interferer GSM victim 48g37.1.3.2 ACIR uplink E-UTRA interferer GSM victim . 50g37.1.3.3 Asymmetric coexistence 20 MHz and 5 MHz E-UTRA . 51g37.1.3.4 Impact of cell range and simulation frequency on ACIR 53g37.1.3.5 Uplink Asymmetric coexistence TDD E-UTRA to TDD E-UTRA 54g37.1.4 Base statio
27、n blocking simulation results . 56g37.2 RRM . 58g38 Rationales for co-existence requirements . 58g38.1 BS and UE ACLR 58g38.1.1 Requirements for E-UTRA UTRA co-existence . 58g38.1.2 Requirements for E-UTRA E-UTRA co-existence 59g39 Deployment aspects 59g39.1 UE power distribution 59g39.1.1 Simulatio
28、n results . 60g310 Multi-carrier BS requirements 62g310.1 Unwanted emission requirements for multi-carrier BS 62g310.1.1 General 62g310.1.2 Multi-carrier BS of different E-UTRA channel bandwidths . 63g310.1.3 Multi-carrier BS of E-UTRA and UTRA . 63g310.2 Receiver requirements for multi-carrier BS .
29、 64g310.2.1 General 64g310.2.2 Test principles for a multi-carrier BS of equal or different E-UTRA channel bandwidths 65g311 Rationale for unwanted emission specifications 65g311.1 Out of band Emissions . 65g311.1.1 Operating band unwanted emission requirements for E-UTRA BS (spectrum emission mask)
30、 . 65g311.1.2 ACLR requirements for E-UTRA BS . 67g311.2 Spurious emissions . 69g311.2.1 BS Spurious emissions 69g311.2.2 General spurious emissions requirements for E-UTRA BS 69g311.2.3 Specification of BS Spurious emissions outside the operating band 70g311.2.4 Additional spurious emissions requir
31、ements 70g312 LTE-Advanced co-existence 71g312.1 Methodology and simulation assumptions for co-existence simulations . 71g3ETSI ETSI TR 136 942 V13.0.0 (2016-01)53GPP TR 36.942 version 13.0.0 Release 1312.1.1 Simulation scenarios . 71g312.1.2 Number of UEs per sub-frame . 71g312.1.3 ACIR model . 72g
32、312.1.3.1 Uplink ACIR model 72g312.1.3.2 Downlink ACIR model . 75g312.1.4 Uplink power control . 76g312.2 Results 77g312.2.1 Radio reception and transmission . 77g312.2.1.1 ACIR Downlink 40 MHz Advanced E-UTRA interferer 10 MHz E-UTRA victim 77g312.2.1.2 ACIR Uplink 40 MHz Advanced E-UTRA interferer
33、 10 MHz E-UTRA victim . 79g312.2.1.3 ACIR Downlink 40 MHz Advanced E-UTRA interferer 40 MHz Advanced E-UTRA victim . 83g312.2.1.4 ACIR Uplink 40 MHz Advanced E-UTRA interferer 40 MHz Advanced E-UTRA victim 85g312.2.1.5 ACIR Downlink 40 MHz Advanced E-UTRA interferer 5 MHz UTRA victim 89g312.2.1.6 AC
34、IR Uplink 40 MHz Advanced E-UTRA interferer 5 MHz UTRA victim 90g312.2.1.5 ACIR Downlink 40 MHz Advanced E-UTRA interferer 1.6 MHz UTRA victim . 92g312.2.1.6 ACIR Uplink 40 MHz Advanced E-UTRA interferer 1.6 MHz UTRA victim . 93g3Annex A (informative): Link Level Performance Model 96g3A.1 Descriptio
35、n . 96g3A.2 Modelling of Link Adaptation 98g3A.3 UTRA 3.84 Mcps TDD HSDPA Link Level Performance 99g3A.4 Link Level Performance for E-UTRA TDD (LCR TDD frame structure based) . 101g3Annex B (informative): Smart Antenna Model for UTRA 1.28 Mcps TDD . 104g3B.1 Description . 104g3Annex C (informative):
36、 Simulation assumptions for LTE-A coexistence . 107g3Annex D (informative): Change history . 109g3History 110g3ETSI ETSI TR 136 942 V13.0.0 (2016-01)63GPP TR 36.942 version 13.0.0 Release 13Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents
37、 of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows:
38、Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z th
39、e third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TR 136 942 V13.0.0 (2016-01)73GPP TR 36.942 version 13.0.0 Release 131 Scope During the E-UTRA standards development, the physical layer parameters will be decided using system scenarios, toget
40、her with implementation issues, reflecting the environments that E-UTRA will be designed to operate in. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of
41、publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly ref
42、ers to the latest version of that document in the same Release as the present document. 1 3GPP TR 25.896, Feasibility Study for Enhanced Uplink for UTRA FDD 2 3GPP TR 25.816, UMTS 900 MHz Work Item Technical Report 3 3GPP TR 25.942, Radio Frequency (RF) system scenarios 4 3GPP TR 25.814, Physical La
43、yer Aspects for Evolved UTRA 5 3GPP TR 30.03, Selection procedures for the choice of radio transmission technologies of the UMTS 6 R4-051146, Some operators“ requirements for prioritization of performance requirements work in RAN WG4, RAN4#37 7 3GPP TR 25.951, FDD Base Station (BS) classification 8
44、3GPP TR 25.895, Analysis of higher chip rates for UTRA TDD evolution. 9 R4-070235, Analysis of co-existence simulation results, RAN4#42 10 R4-070084, Coexistence Simulation Results for 5MHz E-UTRA - UTRA FDD Uplink with Revised Simulation Assumptions, RAN4#42 11 R4-070034, Additional simulation resu
45、lts on 5 MHz LTE to WCDMA FDD UL co-existence studies, RAN4#42 12 R4-070262, Simulation results on 5 MHz LTE to WCDMA FDD UL co-existence studies with revised simulation assumptions, RAN4#42 13 R4-070263, Proposal on LTE ACLR requirements for UE, RAN4#42 14 R4-061288, Downlink LTE 900 (Rural Macro)
46、with Downlink GSM900 (Rural Macro) Co-existence Simulation Results, RAN4#41 15 R4-070391, LTE 900 - GSM 900 Downlink Coexistence, RAN4#42bis 16 R4-061304, LTE 900 - GSM 900 Uplink Simulation Results, RAN4#41 17 R4-070390, LTE 900 - GSM 900 Uplink Simulation Results, RAN4#42bis 18 R4-070392 LTE-LTE C
47、oexistence with asymmetrical bandwidth, RAN4#42bis 19 3GPP TS 36.104, Base Station (BS) radio transmission and reception ETSI ETSI TR 136 942 V13.0.0 (2016-01)83GPP TR 36.942 version 13.0.0 Release 1320 3GPP TS 25.104, Base Station (BS) radio transmission and reception (FDD) 21 3GPP TS 36.141, Base
48、Station (BS) conformance testing 22 Recommendation ITU-R SM.329-10, Unwanted emissions in the spurious domain 23 International Telecommunications Union Radio Regulations, Edition 2004, Volume 1 Articles, ITU, December 2004. 24 Adjacent Band Compatibility between UMTS and Other Services in the 2 GHz
49、Band, ERC Report 65, Menton, May 1999, revised in Helsinki, November 1999. 25 Title 47 of the Code of Federal Regulations (CFR), Federal Communications Commission. 26 R4-070337, “Impact of second adjacent channel ACLR/ACS on ACIR“ (Nokia Siemens Networks). 27 R4-070430, “UE ACS and BS ACLRs“ (Fujitsu ). 28 R4-070264, “Proposal on LTE ACLR requirements for Node B“ (NTT DoCoMo). 29 Recommendation ITU-R M.1580-1, G
