1、 ETSI TR 137 901 V11.13.0 (2015-01) Universal Mobile Telecommunications System (UMTS); LTE; User Equipment (UE) application layer data throughput performance (3GPP TR 37.901 version 11.13.0 Release 11) TECHNICAL REPORT ETSI ETSI TR 137 901 V11.13.0 (2015-01)13GPP TR 37.901 version 11.13.0 Release 11
2、Reference RTR/TSGR-0537901vbd0 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notic
3、e The present document can be downloaded from: http:/www.etsi.org The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In c
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6、org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the
7、written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3
8、GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 137 901 V11.13.0 (2015-01)23GPP TR 37.901 version 11.13.0 Release 11Intellectual Pro
9、perty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs);
10、Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carrie
11、d out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Pa
12、rtnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI
13、 identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “may not“, “need“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the E
14、TSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 137 901 V11.13.0 (2015-01)33GPP TR 37.901 version 11.13.0 Release 11Contents Intellectual Property Rights 2g3Foreword . 2g3
15、Modal verbs terminology 2g3Foreword . 10g31 Scope 11g32 References 11g33 Definitions, symbols and abbreviations . 12g33.1 Definitions 12g33.2 Symbols 12g33.3 Abbreviations . 12g34 Background 14g34.1 Study Item Objective 14g35 Study of UE Application Layer Data Throughput Performance 15g35.1 Definiti
16、on of UE Application Layer Data Throughput Performance . 15g35.1.1 Definition of End Points . 15g35.1.2 Definition of UE Application Layer Data Throughput . 15g35.2 Parameters for Measurement 15g35.2.1 Throughput . 15g35.3 Test Configurations 16g35.3.1 UE Application Layer Data Throughput Test Equip
17、ment 16g35.3.2 UE Application Layer Data Throughput Connection Diagrams . 16g35.3.2.1 UE Application Layer Data Throughput Connection Diagram for Tethered 16g35.3.2.2 UE Application Layer Data Throughput Connection Diagram for Embedded . 16g35.3.3 RF Connection Diagrams for UE Application Layer Data
18、 Throughput . 16g35.3.4 UE Specific Items . 16g35.3.5 Reference Laptop 16g35.4 Transport and Application Layer Protocols 17g35.4.1 Transport Layer Protocol 17g35.4.2 Application Layer Protocol. 17g35.4.2.1 FTP Settings 18g35.4.2.1.1 TCP advertised receiver window size setting 19g35.4.2.2 UDP Setting
19、s . 19g35.5 Test Environment . 20g35.5.1 Signal Levels 20g35.5.2 Fading Profiles 20g35.5.3 Noise and Interference Levels 21g35.5.4 Selection of combinations of Fading Profiles and Noise and Interference Levels 21g35.5.4.1 General 21g35.5.4.2 Lower-layer (PHY) testing 21g35.5.4.3 Higher-layer impact
20、on application layer throughput . 22g35.5.4.4 Typical physical parameters for verifying higher-layer impact 23g35.5.4.5 Selection of test points 25g35.5.5 Traffic Profiles 26g35.6 Data Transfer Scenarios . 27g35.6.1 FTP Transfers . 27g35.6.2 UDP Transfers 27g35.7 Statistical Analysis . 27g35.7.1 Lay
21、er 1 Receiver and Performance Tests . 27g35.7.2 Application Layer Data Throughput . 27g35.7.3 Minimum Test Time . 28g35.8 Impact of Modem Performance in Application Layer Throughput 28g35.8.1 Modem Performance in current TS 34.121-1/TS 34.122 Conformance Tests 29g3ETSI ETSI TR 137 901 V11.13.0 (2015
22、-01)43GPP TR 37.901 version 11.13.0 Release 115.8.2 Modem Performance in Application Layer Data Throughput Tests . 32g35.9 Test System Uncertainty and Test Tolerance . 34g35.9.1 Recommended Uncertainty of Test System 34g35.9.2 Test Tolerances . 34g35.9.3 Impact of Test System Uncertainty on Test Res
23、ults . 34g36 Conclusions 38g3Annex A: Test Procedures 40g3A.1 Purpose of annex 40g3A.2 UE Application Layer Data Throughput Performance Test Procedures for HSPA . 40g3A.2.1 General . 40g3A.2.2 HSPA / FTP Downlink Performance 41g3A.2.2.1 Definition 41g3A.2.2.2 Test Purpose 42g3A.2.2.3 Test Parameters
24、 . 42g3A.2.2.4 Test Description 42g3A.2.2.4.1 Initial Conditions . 42g3A.2.2.4.2 Procedure 43g3A.2.3 HSPA / UDP Downlink Performance 43g3A.2.3.1 Definition 43g3A.2.3.2 Test Purpose 43g3A.2.3.3 Test Parameters . 43g3A.2.3.4 Test Description 44g3A.2.3.4.1 Initial Conditions . 44g3A.2.3.4.2 Procedure 4
25、5g3A.2.4 HSPA / FTP Uplink Performance 45g3A.2.4.1 Definition 45g3A.2.4.2 Test Purpose 45g3A.2.4.3 Test Parameters . 45g3A.2.4.4 Test Description 46g3A.2.4.4.1 Initial Conditions . 46g3A.2.4.4.2 Procedure 46g3A.2.5 HSPA / UDP Uplink Performance . 47g3A.2.5.1 Definition 47g3A.2.5.2 Test Purpose 47g3A
26、.2.5.3 Test Parameters . 47g3A.2.5.4 Test Description 48g3A.2.5.4.1 Initial Conditions . 48g3A.2.5.4.2 Procedure 48g3A.2.6 HSPA / Stress Test Performance 49g3A.2.6.1 Definition 49g3A.2.6.2 Test Purpose 49g3A.2.6.3 Test Parameters . 49g3A.2.6.4 Test Description 50g3A.2.6.4.1 Initial Conditions . 50g3
27、A.2.6.4.2 Procedure 50g3A.2.7 HSPA / UDP Power Sweep Performance . 50g3A.2.7.1 Definition 50g3A.2.7.2 Test Purpose 50g3A.2.7.3 Test Parameters . 51g3A.2.7.4 Test Description 51g3A.2.7.4.1 Initial Conditions . 51g3A.2.7.4.2 Procedure 52g3A.2.8 HSPA / Throughput vs. Geometry Factor Performance . 52g3A
28、.2.8.1 Definition 52g3A.2.8.2 Test Purpose 52g3A.2.8.3 Test Parameters . 52g3A.2.8.4 Test Description 53g3A.2.8.4.1 Initial Conditions . 53g3A.2.8.4.2 Procedure 53g3ETSI ETSI TR 137 901 V11.13.0 (2015-01)53GPP TR 37.901 version 11.13.0 Release 11A.3 UE Application Layer Data Throughput Performance T
29、est Procedures for LTE 54g3A.3.1 General . 54g3A.3.2 LTE / FTP Downlink Performance 58g3A.3.2.1 LTE / FTP Downlink / PDSCH Single Antenna Port Performance (Cell-Specific Reference Symbols) . 58g3A.3.2.1.1 Definition 58g3A.3.2.1.2 Test Purpose 58g3A.3.2.1.3 Test Parameters . 58g3A.3.2.1.4 Test Descri
30、ption 59g3A.3.2.1.4.1 Initial Conditions . 59g3A.3.2.1.4.2 Procedure . 59g3A.3.2.2 LTE / FTP Downlink / PDSCH Transmit Diversity Performance (Cell-Specific Reference Symbols) . 60g3A.3.2.2.1 Definition 60g3A.3.2.2.2 Test Purpose 60g3A.3.2.2.3 Test Parameters . 60g3A.3.2.2.4 Test Description 61g3A.3.
31、2.2.4.1 Initial Conditions . 61g3A.3.2.2.4.2 Procedure . 61g3A.3.2.3 LTE / FTP Downlink / PDSCH Open Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) 62g3A.3.2.3.1 Definition 62g3A.3.2.3.2 Test Purpose 62g3A.3.2.3.3 Test Parameters . 62g3A.3.2.3.4 Test Description 63g3A.3.2.3.
32、4.1 Initial Conditions . 63g3A.3.2.3.4.2 Procedure . 63g3A.3.2.4 LTE / FTP Downlink / PDSCH Closed Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) 64g3A.3.2.4.1 Definition 64g3A.3.2.4.2 Test Purpose 64g3A.3.2.4.3 Test Parameters . 64g3A.3.2.4.4 Test Description 66g3A.3.2.4.4.
33、1 Initial Conditions . 66g3A.3.2.4.4.2 Procedure . 66g3A.3.2.5 LTE / FTP Downlink / PDSCH Single-layer Spatial Multiplexing Performance (Port 5, UE-Specific Reference Symbols) 66g3A.3.2.5.1 Definition 66g3A.3.2.5.2 Test Purpose 67g3A.3.2.5.3 Test Parameters . 67g3A.3.2.5.4 Test Description 68g3A.3.2
34、.5.4.1 Initial Conditions . 68g3A.3.2.5.4.2 Procedure . 68g3A.3.2.6 LTE / FTP Downlink / PDSCH Single-layer Spatial Multiplexing Performance (Port 7 or 8, UE-Specific Reference Symbols) 68g3A.3.2.6.1 Definition 68g3A.3.2.6.2 Test Purpose 69g3A.3.2.6.3 Test Parameters . 69g3A.3.2.6.4 Test Description
35、 70g3A.3.2.6.4.1 Initial Conditions . 70g3A.3.2.6.4.2 Procedure . 70g3A.3.2.7 LTE / FTP Downlink / PDSCH Dual-layer Spatial Multiplexing Performance (port 7 and 8, User-Specific Reference Symbols) 71g3A.3.2.7.1 Definition 71g3A.3.2.7.2 Test Purpose 71g3A.3.2.7.3 Test Parameters . 71g3A.3.2.7.4 Test
36、Description 73g3A.3.2.7.4.1 Initial Conditions . 73g3A.3.2.7.4.2 Procedure . 73g3A.3.3 LTE / UDP Downlink Performance . 73g3A.3.3.1 LTE / UDP Downlink / PDSCH Single Antenna Port Performance (Cell-Specific Reference Symbols) . 73g3A.3.3.1.1 Definition 73g3ETSI ETSI TR 137 901 V11.13.0 (2015-01)63GPP
37、 TR 37.901 version 11.13.0 Release 11A.3.3.1.2 Test Purpose 74g3A.3.3.1.3 Test Parameters . 74g3A.3.3.1.4 Test Description 75g3A.3.3.1.4.1 Initial Conditions . 75g3A.3.3.1.4.2 Procedure . 75g3A.3.3.2 LTE / UDP Downlink / PDSCH Transmit Diversity Performance (Cell-Specific Reference Symbols) 75g3A.3.
38、3.2.1 Definition 75g3A.3.3.2.2 Test Purpose 76g3A.3.3.2.3 Test Parameters . 76g3A.3.3.2.4 Test Description 77g3A.3.3.2.4.1 Initial Conditions . 77g3A.3.3.2.4.2 Procedure . 77g3A.3.3.3 LTE / UDP Downlink / PDSCH Open Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) 77g3A.3.3.3.
39、1 Definition 77g3A.3.3.3.2 Test Purpose 78g3A.3.3.3.3 Test Parameters . 78g3A.3.3.3.4 Test Description 79g3A.3.3.3.4.1 Initial Conditions . 79g3A.3.3.3.4.2 Procedure . 79g3A.3.3.4 LTE / UDP Downlink / PDSCH Closed Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) 80g3A.3.3.4.1
40、Definition 80g3A.3.3.4.2 Test Purpose 80g3A.3.3.4.3 Test Parameters . 80g3A.3.3.4.4 Test Description 82g3A.3.3.4.4.1 Initial Conditions . 82g3A.3.3.4.4.2 Procedure . 82g3A.3.3.5 LTE / UDP Downlink / PDSCH Single-layer Spatial Multiplexing Performance (port 5, User-Specific Reference Symbols) 82g3A.3
41、.3.5.1 Definition 82g3A.3.3.5.2 Test Purpose 83g3A.3.3.5.3 Test Parameters . 83g3A.3.3.5.4 Test Description 84g3A.3.3.5.4.1 Initial Conditions . 84g3A.3.3.5.4.2 Procedure . 84g3A.3.3.6 LTE / UDP Downlink / PDSCH Single-layer Spatial Multiplexing Performance (Port 7 or 8, UE-Specific Reference Symbol
42、s) 84g3A.3.3.6.1 Definition 84g3A.3.3.6.2 Test Purpose 85g3A.3.3.6.3 Test Parameters . 85g3A.3.3.6.4 Test Description 86g3A.3.3.6.4.1 Initial Conditions . 86g3A.3.3.6.4.2 Procedure . 86g3A.3.3.7 LTE / UDP Downlink / PDSCH Dual-layer Spatial Multiplexing Performance (port 7 and 8, User-Specific Refer
43、ence Symbols) 87g3A.3.3.7.1 Definition 87g3A.3.3.7.2 Test Purpose 87g3A.3.3.7.3 Test Parameters . 87g3A.3.3.7.4 Test Description 89g3A.3.3.7.4.1 Initial Conditions . 89g3A.3.3.7.4.2 Procedure . 89g3A.3.4 LTE / FTP Uplink Performance . 89g3A.3.4.1 LTE / FTP Uplink / PUSCH Single Antenna Port Performa
44、nce . 89g3A.3.4.1.1 Definition 89g3A.3.4.1.2 Test Purpose 90g3A.3.4.1.3 Test Parameters . 90g3A.3.4.1.4 Test Description 90g3A.3.4.1.4.1 Initial Conditions . 90g3A.3.4.1.4.2 Procedure . 90g3A.3.5 LTE / UDP Uplink Performance 91g3A.3.5.1 LTE / UDP Uplink / PUSCH Single Antenna Port Performance . 91g3
45、ETSI ETSI TR 137 901 V11.13.0 (2015-01)73GPP TR 37.901 version 11.13.0 Release 11A.3.5.1.1 Definition 91g3A.3.5.1.2 Test Purpose 91g3A.3.5.1.3 Test Parameters . 91g3A.3.5.1.4 Test Description 91g3A.3.5.1.4.1 Initial Conditions . 91g3A.3.5.1.4.2 Procedure . 92g3A.3.6 LTE / Stress Test Performance . 9
46、2g3A.3.6.1 LTE / Stress Test Performance / PDSCH Transmit Diversity Performance (Cell-Specific Reference Symbols) . 92g3A.3.6.1.1 Definition 92g3A.3.6.1.2 Test Purpose 93g3A.3.6.1.3 Test Parameters . 93g3A.3.6.1.4 Test Description 94g3A.3.6.1.4.1 Initial Conditions . 94g3A.3.6.1.4.2 Procedure . 94g3
47、A.3.6.2 LTE / Stress Test Performance / PDSCH Open Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) 94g3A.3.6.2.1 Definition 94g3A.3.6.2.2 Test Purpose 94g3A.3.6.2.3 Test Parameters . 95g3A.3.6.2.4 Test Description 95g3A.3.6.2.4.1 Initial Conditions . 95g3A.3.6.2.4.2 Procedure
48、 . 96g3A.3.7 LTE / UDP Power Sweep Performance . 96g3A.3.7.1 LTE / UDP Power Sweep Performance / PDSCH Transmit Diversity Performance (Cell-Specific Reference Symbols) 96g3A.3.7.1.1 Definition 96g3A.3.7.1.2 Test Purpose 96g3A.3.7.1.3 Test Parameters . 97g3A.3.7.1.4 Test Description 98g3A.3.7.1.4.1 I
49、nitial Conditions . 98g3A.3.7.1.4.2 Procedure . 98g3A.3.7.2 LTE / UDP Power Sweep Performance / PDSCH Open Loop Spatial Multiplexing Performance (Cell-Specific Reference Symbols) . 99g3A.3.7.2.1 Definition 99g3A.3.7.2.2 Test Purpose 99g3A.3.7.2.3 Test Parameters . 99g3A.3.7.2.4 Test Description 100g3A.3.7.2.4.1 Initial Conditions . 100g3A.3.7.2.4.2 Procedure . 101g3A.3.8 LTE / UDP Downlink vs. SNR Performance . 101g3A.3.8.1 LTE / UDP Downlink vs. SNR Performance / PDSCH Transmit Diversity Performance (Cell-Specific Reference Symbols) 101g3A.3.8.1.1 Definition 101g3A.3.8.1.2 T
