1、ETSI TS 1 O0 922 V8.0.0 (2000-04) Technical Specification Digital cellular telecommunications system (Phase 2+); Subscriber Identity Modules (SIM); Functional characteristics (GSM 02.1 7 version 8.0.0 Release 1999) (GSM 02.1 7 version 8.0.0 Release 1999) 2 The pre ent d Reference RTS/SMG-O90217Q8 Ke
2、ywords Digital cellular telecommunications system, Global System for Mobile communications (GSM) ETSI 650 Route des Lucioles F-O6921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 O0 Fax: +33 4 93 65 47 16 Siret No 348 623 562 0001 7 - NAF 742 C Association but non lucratif enregistre la Sous-
3、prfecture de Grasse (06) No 7803/88 Important notice ETSI TS 1 O0 922 V8.0.0 (2000-04) Individual copies of the present document can be downloaded from: http:/w.etsi.aq cument mav be made available in more than one electronic version or in orint. In anv case f existing or perceived difference in coi
4、tents between such versions, the reference version is the Poiable Docuhent Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the docume
5、nt may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at ht?p:/.etsi.orn/lb/status/ If you find errors in the present document, send your comment to: editor et.si.fr Coovriaht Notification No part may be reproduced except a
6、s authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. O European Telecommunications Standards Institute 2000. All rights reserved. ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 3 ETSI TS 1 O0 922 V8.0.0 (2000-04) Contents Intellectual Pro
7、perty Rights 4 Foreword 4 1 2 3 3.1 3.2 4 4.1 4.1.1 4.1.2 4.2 4.2.1 4.2.2 5 5.1 5.2 5.3 5.4 5.5 5.6 5.7 6 6.1 6.2 7 Scope 5 References 5 Definitions and abbreviations 6 Definitions 6 Abbreviations . 6 General . 7 Characteristics 7 Plug-in SIM 8 Phases of operation . 8 Administrative management phase
8、 . 8 GSM network operation phase 8 SIM interface 9 SIM data . 9 Algorithms and subscriber authentication key 9 Administrative management phase . 9 Subscriber data stored in ME . 9 CHV management 9 SIM removal . 10 ID-1 SIM . 7 Security features . 8 SIM information storage requirements 10 Mandatory s
9、torage 10 Mobile Equipment accepting multiple SIMS . 11 Optional storage . 11 Annex A (informative): Change history . 12 History 13 ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 4 ETSI TS 1 O0 922 V8.0.0 (2000-04) Intellectual Property Rights IPRs essential or potentially essential to the present doc
10、ument may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in SR O00 3 14: “Intellectual Propero Rights (IPRs); Essential, or potentially Essential, IPRs notifed to ETSI in respect of ETSI
11、 standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/www.etsi.org/ipr). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPR
12、s not referenced in SR O00 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by the Special Mobile Group (SMG). The present document defines the functional characteristics a
13、nd requirements of the Subscriber Identity Module (SIM) for use within the digital cellular telecommunications system. The contents of the present document is subject to continuing work within SMG and may change following formal SMG approval. Should SMG modify the contents of the present document, i
14、t will be re-released with an identifying change of release date and an increase in version number as follows: Version 8.x.y where: 8 indicates Release 1999 of GSM Phase 2+. x the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. y the
15、third digit is incremented when editorial only changes have been incorporated in the specification. ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 5 ETSI TS 1 O0 922 V8.0.0 (2000-04) 1 Scope The present document defines the functional characteristics and requirements of the Subscriber Identity Module
16、(SIM) for use in Digital Cellular Telecommunications System (GSM) applications. All references to GSM shall apply equally to any band specified for GSM unless otherwise stated. The SIM is the entity that contains the identity of the subscriber. When placed in a Mobile Equipment (ME), together they b
17、ecome a Mobile Station (MS) which may then register onto a GSM network. The primary function of the SIM in conjunction with a GSM network is to authenticate the validity of an MS when accessing the network. In addition it provides a means to authenticate the user and may also store other subscriber-
18、 related information or applications. Subscription entitlements are stored not in the SIM, but in the network. If the SIM functionality is incorporated into a multi-application card, the GSM application may be used in other telecommunication applications. In addition, SIMS are permitted to contain n
19、on-GSM functionality. In the case of multi-application cards, the present document defines just the GSM application. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identifie
20、d by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. A non-specific reference to an ETS shall also be taken to refer to later versions published as an EN
21、 with the same number. For this Release 1999 document, references to GSM documents are for Release 1999 versions (version 8.x.y). 41 PI GSM O 1.02: “Digital cellular telecommunications system (Phase 2+); General description of a GSM Public Land Mobile Network (PLMN)“. GSM O 1.04: “Digital cellular t
22、elecommunications system (Phase 2+); Abbreviations and acronyms“. GSM 02.03: “Digital cellular telecommunications system (Phase 2+); Teleservices supported by a GSM Public Land Mobile Network (PLMN)“. GSM 02.07: “Digital cellular telecommunications system (Phase 2+); Mobile Station (MS) features“. G
23、SM 02.09: “Digital cellular telecommunications system (Phase 2+); Security aspects“. GSM 02.11: “Digital cellular telecommunications system (Phase 2+); Service accessibility“ not used. GSM 02.30: “Digital cellular telecommunications system (Phase 2+); Man-Machine Interface (MMI) of the Mobile Statio
24、n (MS)“. GSM 03.20: “Digital cellular telecommunications system (Phase 2+); Security related network functions“. not used. ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 6 ETSI TS 1 O0 922 V8.0.0 (2000-04) i 11 not used. I21 GSM 11.1 1: “Digital cellular telecommunications system (Phase 2+); Specifica
25、tion of the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. ISO/IEC 7816-1, 1987: “Identification cards - Integrated circuit(s) cards with contacts, Part 1: Physical characteristics“. ISO/IEC 7816-2, 1988: “Identification cards - Integrated circuit(s) cards with contacts, Part 2
26、: Dimensions and locations of the contacts“. U31 u41 U51 U61 CCITT Recommendation E.118, (1988): “Automated international telephone credit card system“. GSM 11.12 (ETS 600 641): “Digital cellular telecommunication system (Phase 2); Specification of the 3 Volt Subscriber Identity Module - Mobile Equi
27、pment (SIM - ME) interface“. GSM 11.14: “Digital cellular telecommunication system (Phase 2+); Specification of the SIM Application Toolkit for the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. U71 3 3.1 Definitions and abbreviations Definitions For the purposes of the present
28、 document, the following terms and definitions apply. For further information and abbreviations refer to GSM O 1.02 i and GSM O 1 .O4 2. cipher Key: A key used in conjunction with an algorithm (A5) to cipher user and signalling data (see GSM 03.20 9). GSM application: A set of security mechanisms, f
29、iles, data and protocols required by GSM. IC card SM: Obsolete term for ID-1 SIM. -1 SM: The SIM having the format of an ID-1 card (see ISO/IEC 7816-1 13). plug-in SM: A second format of SIM (specified in clause 4). 3.2 Abbreviations For the purposes of the present document, the following abbreviati
30、ons apply: A3 A5 A8 ADN BCCH CCITT CHV FDN HPLMN IC IEC IMSI Kc Ki Algorithm 3, authentication algorithm; used for authenticating the subscriber Algorithm 5, cipher; used for enciphering/deciphering data Algorithm 8, cipher key generator; used to generate Kc Abbreviated Dialling Number Broadcast Con
31、trol CHannel The International Telegraph and Telephone Consultative Committee (now also known as ITU Telecommunications Standardization sector) Card Holder Verification information; access condition used by the SIM for the verification of the identity of the user. The GSM SIM contains two CHVs: CHV1
32、 is the primary access control mechanism, and CHV2 allowing a different level of access. Fixed Dialling Number Home PLMN Integrated Circuit International Electrotechnical Commission International Mobile Subscriber Identity cryptographic key; used by the cipher, A5 subscriber authentication key; the
33、cryptographic key used by the authentication algorithm, A3, and cipher key generator, A8 ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 7 ETSI TS 1 O0 922 V8.0.0 (2000-04) LAI LND Last Number Dialled ME Mobile Equipment MMI Man Machine Interface MS Mobile Station MSISDN PLMN Public Land Mobile Network
34、 SIM Subscriber Identity Module SMS Short Message Service ssc Supplementary Service Control string TMSI Temporary Mobile Subscriber Identity Unblock CHVU2 value to unblock CHVUCHV2 Location Area Information; information indicating a cell or a set of cells Mobile Station international ISDN number 4 G
35、eneral A GSM MS comprises an ME and a SIM. The SIM is a removable module. The SIM contains the International Mobile Subscriber Identity (IMSI) which unambiguously identifies a subscriber. Without a valid IMSI, GSM service is not accessible (except emergency calls, as defined in GSM 02.03 3). The use
36、r interface (MMI) of the ME related to SIM operations is defined in GSM 02.30 SI. GSM 02.09 5 specifies a security function for authenticating the SIM. This function, which is mandatory for any MS, is based on a cryptographic algorithm, A3, and a secret subscriber authentication key, Ki, both of whi
37、ch are located in the SIM. The SIM provides storage of subscriber related information. This data is of three types: - - - data fixed during administrative phase; e.g. IMSI, subscriber authentication key, access control class; temporary network data; e.g. TMSI, LAI, Kc, Forbidden PLMNs; service relat
38、ed data; e.g. Language Preference, Advice of Charge. The SIM contains Card Holder Verification information (CHV1 - see clause 5) to provide protection against unauthorized use. For some optional features, the use of a second CHV (CHV2) is required. CHV(s) shall be stored and verified within the SIM.
39、 The SIM may also contain applications which use the features defined in the SIM Application Toolkit specification GSM 11.14 17 4.1 Characteristics Two physical types of SIM are specified. These are the “ID-1 SIM“ and the “Plug-in SIM“. The physical characteristics of both types of SIM are defined i
40、n GSM 11.11 12. The logical and electrical interface of the SIM is defined in GSM 11.11 12 and GSM 11.12 16 and is identical for both types of SIM. The information on the exterior of either SIM should include at least the individual account identifier and the check digit of the IC Card Identificatio
41、n (see CCITT Recommendation E.118 15). 4.1.1 ID-1 SIM Format and layout of the ID-1 SIM shall be in accordance with IS0 7816-1,2 13, 141. The card shall have a polarization mark, as defined in GSM 02.07 4, which indicates how the user should insert the card into the ME. SIMS may be embossed (see GSM
42、 11.11 121). ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 8 ETSI TS 1 O0 922 V8.0.0 (2000-04) 4.1.2 Plug-in SIM The Plug-in SIM is smaller than the ID- 1 SIM and has dimensions as defined in GSM 1 1.1 1 121. It is intended to be semi-permanently installed in the ME. 4.2 Phases of operation 4.2.1 Adm
43、inistrative management phase GSM administrative management phase may be entered at any time, to bring in or change data not accessible by the subscriber in GSM operational phase. Only by specific administrative authentication mechanisms and commands can the administrative phase be entered and admini
44、strative functions be performed. The specification of administrative operations and the parties responsible for them are outside the scope of the present document. The different types of administrative phases which may occur during the lifetime of a SIM are: - production; - (pre)(re)personalization;
45、 - distribution. Following production a SIM contains at least the authentication algorithm and the operating system necessary for (pre)personalization. Prepersonalization, personalization and repersonalization are processes during which subscription data, e.g. IMSI, and subscriber data are entered i
46、nto or updated in the SIM. The split between these processes and adoption of appropriate security measures is dependent upon the chosen administrative management structure. For example, the following parties may have responsibilities during the administrative phase as follows: - SIM manufacturer: ca
47、rd production. - SIM issuer: SIM configuration. - - Service activator: activating the SIM on the GSM network. Delivery party: programming of subscriber data and distribution of card to subscriber. These parties may be separate organizations or combined, and the activities merged; e.g. SIM issue, Ser
48、vice Activation and Delivery may all be the responsibility of a network operator. 4.2.2 GSM network operation phase Once a SIM has been personalized with all data required for GSM network operation, the GSM network operation phase is entered. 5 Security features The security aspects of GSM are defin
49、ed in GSM 02.09 5 and GSM 03.20 9. This clause defines the security attributes to be supported by the SIM which are: - authentication algorithm (A3); - subscriber authentication key (Ki); - - cipher key (Kc); - cipher key generation algorithm (AS); control of access to data stored, and functions performed, in the SIM. An algorithm A38 may perform the combined functions of A3 and AS. ETSI (GSM 02.1 7 version 8.0.0 Release 1999) 9 ETSI TS 1 O0 922 V8.0.0 (2000-04) 5.1 SIM interface Other commands than those specified in GSM 11.1 1 121 and GSM
