1、 ETSI TS 102 622 V13.0.0 (2016-10) Smart Cards; UICC - Contactless Front-end (CLF) Interface; Host Controller Interface (HCI) (Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 102 622 V13.0.0 (2016-10)2Release 13Reference RTS/SCP-THCIvd00 Keywords smart card ETSI 650 Route des Lucioles F-06921 Sophi
2、a Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The pre
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6、 part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the fo
7、regoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for th
8、e benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 102 622 V13.0.0 (2016-10)3Release 13Contents Intellectual Property Rights 7g3Foreword . 7g3Modal verbs terminology 7g31 Scope 8g32 Referenc
9、es 8g32.1 Normative references . 8g32.2 Informative references 9g33 Definitions, symbols and abbreviations . 9g33.1 Definitions 9g33.2 Symbols 9g33.3 Abbreviations . 10g33.4 Void 10g33A Coding conventions 10g34 HCI architecture . 11g34.1 Overview 11g34.2 Hosts . 11g34.3 Gates . 12g34.4 Pipes . 13g34
10、.5 Registries 14g35 HCP 15g35.1 HCP packets . 15g35.2 HCP message structure . 15g35.3 Message fragmentation . 16g36 Instructions . 17g36.0 Foreword 17g36.1 Commands 17g36.1.1 Overview 17g36.1.2 Generic commands . 18g36.1.2.1 ANY_SET_PARAMETER . 18g36.1.2.2 ANY_GET_PARAMETER 18g36.1.2.3 ANY_OPEN_PIPE
11、 . 18g36.1.2.4 ANY_CLOSE_PIPE . 19g36.1.3 Administration commands 19g36.1.3.1 ADM_CREATE_PIPE 19g36.1.3.2 ADM_NOTIFY_PIPE_CREATED 19g36.1.3.3 ADM_DELETE_PIPE 20g36.1.3.4 ADM_NOTIFY_PIPE_DELETED . 20g36.1.3.5 ADM_CLEAR_ALL_PIPE 20g36.1.3.6 ADM_NOTIFY_ALL_PIPE_CLEARED . 21g36.2 Responses . 21g36.3 Eve
12、nts . 22g36.3.1 Generic events 22g36.3.2 EVT_HOT_PLUG parameters 23g36.3.3 EVT_TERMINAL_HOST_REQUEST parameters . 23g36.3.4 EVT_TERMINAL_HOST_INFORMATION parameters . 23g37 GATES . 24g37.0 Generic gate events and command support 24g37.1 Management gates 25g37.1.1 Administration gates . 25g37.1.1.1 H
13、ost controller administration gate . 25g37.1.1.2 Host administration gate . 28g37.1.2 Link management gate 28g3ETSI ETSI TS 102 622 V13.0.0 (2016-10)4Release 137.1.2.1 Host controller link management gate. 28g37.1.2.2 Host link management gate . 28g37.1.3 Identity management gate . 29g37.1.4 Loop ba
14、ck gate 29g37.2 Generic gates 29g38 HCI procedures 30g38.1 Pipe management . 30g38.1.1 Pipe creation . 30g38.1.2 Pipe deletion . 32g38.1.3 Clear all Pipes . 33g38.2 Registry access . 33g38.3 Host and Gate discovery . 34g38.4 Session initialization. 35g38.5 Loop back testing . 36g39 Contactless card
15、emulation . 37g39.1 Overview 37g39.2 Void 38g39.3 Gates . 38g39.3.1 Void 38g39.3.2 Identity management gate . 38g39.3.3 Card RF gates . 39g39.3.3.1 Overview. 39g39.3.3.2 Commands 39g39.3.3.3 Events 39g39.3.3.3.0 Supported events . 39g39.3.3.3.1 EVT_SEND_DATA 39g39.3.3.4 Registry . 39g39.3.3.4.0 Regi
16、stries persistence 39g39.3.3.4.1 RF technology type A 39g39.3.3.4.2 RF technology type B 41g39.3.3.4.3 RF technology type B . 42g39.3.3.4.4 RF technology Type F (ISO/IEC 18092 212 kbps/424 kbps card emulation only) . 43g39.3.4 Card application gates . 43g39.3.4.1 Overview . 43g39.3.4.2 Commands 44g3
17、9.3.4.3 Events 44g39.3.4.3.0 Supported events . 44g39.3.4.3.1 EVT_FIELD_ON 44g39.3.4.3.2 EVT_CARD_DEACTIVATED 44g39.3.4.3.3 EVT_CARD_ACTIVATED . 44g39.3.4.3.4 EVT_FIELD_OFF . 44g39.3.4.3.5 EVT_SEND_DATA 44g39.3.4.4 Registry . 45g39.4 Procedures 45g39.4.0 Overview and basic rule . 45g39.4.1 Use of co
18、ntactless card application . 45g39.4.2 Non ISO/IEC 14443-4 type A applications 46g39.4.3 Type B RF technology . 46g39.4.4 Type F RF technology 47g39.4.5 Update RF technology settings . 48g39.4.6 Identity check 48g310 Contactless reader 48g310.1 Overview 48g310.2 Reader RF gates . 49g310.2.1 Overview
19、 49g310.2.2 Command 50g310.2.2.1 WR_XCHG_DATA 50g310.2.3 Registries 51g310.2.3.1 Type A reader RF gate 51g310.2.3.2 Type B reader RF gate 52g3ETSI ETSI TS 102 622 V13.0.0 (2016-10)5Release 1310.2.4 Events . 53g310.2.4.0 Supported events . 53g310.2.4.1 EVT_READER_REQUESTED 53g310.2.4.2 EVT_END_OPERAT
20、ION 53g310.2.5 Responses . 53g310.3 Reader application gates . 53g310.3.1 Overview 53g310.3.2 Command 53g310.3.3 Registry . 54g310.3.4 Events . 54g310.3.4.0 Supported events . 54g310.3.4.1 EVT_TARGET_DISCOVERED 54g310.3.4.2 EVT_READER_STATUS 54g310.4 Reader mode procedures 55g310.4.1 Use of contactl
21、ess reader application 55g310.4.2 Contactless reader not available 56g310.4.3 Error management. 57g311 Connectivity . 57g311.1 Overview 57g311.2 Connectivity gate 58g311.2.0 Overview 58g311.2.1 Commands 58g311.2.1.1 PRO_HOST_REQUEST . 58g311.2.2 Events . 58g311.2.2.0 Supported events . 58g311.2.2.1
22、EVT_CONNECTIVITY . 58g311.2.2.2 Void. 59g311.2.2.3 EVT_OPERATION_ENDED . 59g311.2.2.4 EVT_TRANSACTION . 59g311.2.2.5 EVT_MH_NOTIFICATION 59g311.2.3 Registry . 59g311.3 Connectivity application gate . 60g311.3.0 Overview 60g311.3.1 Commands 60g311.3.2 Events . 60g311.3.2.0 Supported events . 60g311.3
23、.2.1 EVT_STANDBY 60g311.3.2.2 EVT_HOST_NOTIFICATION 60g311.3.3 Registry . 61g311.4 Connectivity gate procedures . 61g311.4.1 Use of connectivity gate . 61g312 APDU Transport 61g312.1 Overview 61g312.2 APDU gate . 62g312.2.0 Description 62g312.2.1 Commands 62g312.2.2 Events . 62g312.2.2.0 Supported e
24、vents . 62g312.2.2.1 EVT_C-APDU 62g312.2.2.2 EVT_ABORT . 63g312.2.2.3 EVT_END_OF_APDU_TRANSACTION . 63g312.2.3 Registry . 63g312.3 APDU application gate . 63g312.3.0 Description 63g312.3.1 Commands 63g312.3.2 Events . 64g312.3.2.0 Supported events . 64g312.3.2.1 EVT_R-APDU 64g312.3.2.2 EVT_WTX 64g31
25、2.3.2.3 EVT_ATR. 64g3ETSI ETSI TS 102 622 V13.0.0 (2016-10)6Release 1312.3.3 Registry . 65g312.4 State diagram for the APDU gate . 65g313 Managing Host Interface 66g313.1 Overview 66g313.2 Platform Management gate. 66g313.2.1 Description 66g313.2.2 Commands 66g313.2.3 Events . 67g313.2.3.1 Supported
26、 events . 67g313.2.3.2 EVT_MH_NOTIFICATION 67g313.2.4 Registry . 67g313.3 Platform Management application gate 67g313.3.1 Description 67g313.3.2 Commands 67g313.3.3 Events . 67g313.3.3.1 Supported events . 67g313.3.3.2 EVT_HOST_NOTIFICATION 68g313.3.4 Registry . 68g313.3.4.1 Description 68g313.3.4.2
27、 CLF capabilities 68g313.3.4.3 Routing registry . 69g313.3.4.4 RF parameters registry 69g313.4 Routing mechanism description . 70g313.5 Procedures 70g3Annex A (normative): State diagram for contactless reader mode . 72g3Annex B (informative): Change history . 73g3History 75g3ETSI ETSI TS 102 622 V13
28、.0.0 (2016-10)7Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 31
29、4: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigati
30、on, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specificatio
31、n (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP). The contents of the present document are subject to continuing work within TC SCP and may change following formal TC SCP approval. If TC SCP modifies the contents of the present document, it will then be republished by E
32、TSI with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 0 early working draft; 1 presented to TC SCP for information; 2 presented to TC SCP for approval; 3 or greater indicates TC SCP approved document under change control.
33、 Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Modal verbs terminology In the present document “shall“, “shall not“, “should“
34、, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI
35、ETSI TS 102 622 V13.0.0 (2016-10)8Release 131 Scope The present document specifies a logical interface that enables contactless applications hosted on the UICC. The present document covers the configuration where the one host is embedded in the UICC which is connected to the host controller embedded
36、 in the CLF. The interface is specified in two parts: the HCI core as described in the first part of the present document (clauses 4 to 8), specifies an application independent logical interface; and the contactless platform as described in the second part of the present document (clauses 9 to 11) s
37、pecifies an implementation of the HCI core for contactless applications using the UICC and the CLF. Lower layer protocols that support the HCI like the SWP specified in ETSI TS 102 613 2 are out of the scope of the present document. 2 References 2.1 Normative references References are either specifi
38、c (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. In the case of a reference to a TC SC
39、P document, a non specific reference implicitly refers to the latest version of that document in the same Release as the present document. Referenced documents which are not found to be publicly available in the expected location might be found at https:/docbox.etsi.org/Reference/. NOTE: While any h
40、yperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. 1 Void. 2 ETSI TS 102 613: “Smart Cards; UICC - Contactless Front-end (CLF) Interface
41、; Part 1: Physical and data link layer characteristics“. 3 ETSI TS 102 223: “Smart Cards; Card Application Toolkit (CAT)“. 4 ISO/IEC 18092: “Information technology - Telecommunications and information exchange between systems - Near Field Communication - Interface and Protocol (NFCIP-1)“. 5 ISO/IEC
42、14443-2: “Identification cards - Contactless integrated circuit(s) cards - Proximity cards - Part 2: Radio frequency power and signal interface“. 6 ISO/IEC 14443-3: “Identification cards - Contactless integrated circuit(s) cards - Proximity cards - Part 3: Initialization and anticollision“. 7 ISO/IE
43、C 14443-4: “Identification cards - Contactless integrated circuit cards - Proximity cards - Part 4: Transmission protocol“. 8 ISO/IEC 7816-4: “Identification cards - Integrated circuit cards - Part 4: Organization, security and commands for interchange“. 9 ETSI TS 101 220: “Smart Cards; ETSI numberi
44、ng system for telecommunication application providers“. ETSI ETSI TS 102 622 V13.0.0 (2016-10)9Release 1310 ISO/IEC 7816-3: “Identification cards - Integrated circuit cards - Part 3: Cards with contacts - Electrical interface and transmission protocols“. 11 ETSI TS 102 221: “Smart Cards; UICC-Termin
45、al interface; Physical and logical characteristics“. 12 GlobalPlatform: “GlobalPlatform Card; Multiple Contactless Secure Elements - Managing Entity Version 0.0.0.6“. NOTE: Available at http:/www.globalplatform.org/. 13 NFC Forum: “NFC Controller Interface (NCI) Candidate Technical Specification 2.0
46、“. 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any
47、 amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a p
48、articular subject area. i.1 JIS X 6319-4:2005: “Specification of implementation for integrated circuit(s) cards - Part 4: High speed proximity cards“. 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: embedde
49、d secure element host: host implemented in a non-removable secure element gate: entry point towards a service that is operated inside a host host: logical entity that operates one or more service(s) host controller: host that is also responsible for managing a host network host network: network of two or more hosts Managing Host (MH): host which is in charge of resolving conflicts and interoperability issues between different contactless applications provided by different hosts as defined in GlobalPlatform Card; Multiple Contactless Sec
