1、 ETSI TS 1Universal Mobile TelGeneral Universal Mobil(3GPP TS 23.1TECHNICAL SPECIFICATION123 101 V13.0.0 (2016elecommunications System (bile Telecommunications Systarchitecture .101 version 13.0.0 Release 1316-01) (UMTS); stem (UMTS) 13) ETSI ETSI TS 123 101 V13.0.0 (2016-01)13GPP TS 23.101 version
2、13.0.0 Release 13Reference RTS/TSGS-0223101vd00 Keywords UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Im
3、portant notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior writt
4、en authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document
5、 should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the followin
6、g services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF vers
7、ion shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI regist
8、ered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 123 101 V13.0.0 (2016-01)23GPP TS 23.101 versi
9、on 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “I
10、ntellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, i
11、ncluding IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS
12、) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cro
13、ss reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as descri
14、bed in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 123 101 V13.0.0 (2016-01)33GPP TS 23.101 version 13.0.0 Release 13Contents Intellectual Property
15、Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions, symbols and abbreviations . 5g33.1 Definitions 5g33.2 Symbols 5g33.3 Abbreviations . 5g34 General . 6g35 Domains in UMTS . 6g35.1 Domain split . 7g35.2 User equipment Domain . 7
16、g35.2.1 Mobile equipment Domain . 8g35.2.2 USIM Domain 8g35.3 Infrastructure Domain 8g35.3.1 Access Network Domain 8g35.3.2 Core Network Domain 8g35.3.2.1 Serving Network Domain . 9g35.3.2.2 Home Network Domain 9g35.3.2.3 Transit Network Domain . 9g36 Functional Communication between UMTS domains .
17、9g36.1 Transport stratum . 11g36.2 Access Stratum . 12g36.3 Serving Stratum 12g36.4 Home Stratum 12g36.5 Application Stratum . 13g3Annex A (informative): Change History 14g3History 15g3ETSI ETSI TS 123 101 V13.0.0 (2016-01)43GPP TS 23.101 version 13.0.0 Release 13Foreword This Technical Specificatio
18、n has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
19、 identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all
20、changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction UMTS will support a wide range of applications with different quality of service profiles. At present many o
21、f these applications are not possible to predict. Also the usage of the different applications are difficult to predict i.e. it is not possible to optimise UMTS to only one set of applications. One conclusion of this is that UMTS must be built in such a way that it is flexible and possible to evolve
22、 so it will have a long technical lifetime. Therefore a modular approach is recommended when defining the network parts of UMTS. This is in line with the recommendation from GMM. In this context a module represents a part of a UMTS network i.e. one or several physical network nodes that together imp
23、lements some functionality. The modular approach should also make UMTS possible to implement efficiently in different environments. ETSI ETSI TS 123 101 V13.0.0 (2016-01)53GPP TS 23.101 version 13.0.0 Release 131 Scope This TS defines the basic physical and functional separation of UMTS. The content
24、s of this specification is limited to those features that are common to all UMTS networks independent of their origin. It identifies and names the reference points and functional groupings appearing at this level. 2 References The following documents contain provisions which, through reference in th
25、is text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applie
26、s. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 ETSI Global Multimedia Mobility (GMM) report 2 UMTS 22.01: “Universal Mobile Telecommunication
27、s System (UMTS): Service aspects; Service principles“. 3 Definitions, symbols and abbreviations 3.1 Definitions Terms introduced in this document: Domain: The highest-level group of physical entities. Reference points are defined between domains. Stratum: Grouping of protocols related to one aspect
28、of the services provided by one or several domains. 3.2 Symbols For the purposes of the present document, the following symbols apply: Cu Reference point between USIM and ME Iu Reference point between Access and Serving Network domains Uu Reference point between User Equipment and Infrastructure dom
29、ains, UMTS radio interface Yu Reference point between Serving and Transit Network domains Zu Reference point between Serving and Home Network domains 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: USIM User Services Identity Module ME Mobile EquipmentM
30、T Mobile Termination MExE Mobile Station Application Execution Environment TE Terminal Equipment ETSI ETSI TS 123 101 V13.0.0 (2016-01)63GPP TS 23.101 version 13.0.0 Release 134 General The general UMTS architecture is modelled, at a high level, from both physical and functional viewpoints. The phys
31、ical aspects are modelled using the domain concept and the functional aspects are modelled using the strata concept. The two views are introduced separately and then the mapping between the views is discussed. This specification shows at a basic level physical and functional separations to allow a U
32、MTS network to fit within the context of the IMT-2000 family of networks. It does not attempt to develop aspects of a UMTS network that are highly specific to that implementation. 5 Domains in UMTS The following figure shows the basic domains in UMTS as described in this section. User Equipment Doma
33、in Access Network Domain Core Network Domain Infrastructure Domain Cu Mobile Equipment Domain USIM Domain Home Network Domain Transit Network Domain Uu Iu Zu Yu Serving Network Domain NOTE : The domains identified in the figure will generally result from an evolution of existing network infrastructu
34、res. The core network domain may result from evolutions of existing network infrastructures, e.g., a GSM infrastructure, a N-ISDN infrastructure, a B-ISDN infrastructure or a PDN infrastructure. The evolution of these infrastructures may be performed via the use of IWUs, hidden within the domains sh
35、own in the figure. Figure 1: UMTS domains and reference points Cu = Reference point between USIM and ME Iu = Reference point between Access and Serving Network domains Uu = Reference point between User Equipment and Infrastructure domains, UMTS radio interface Yu = Reference point between Serving an
36、d Transit Network domains Zu = Reference point between Serving and Home Network domains ETSI ETSI TS 123 101 V13.0.0 (2016-01)73GPP TS 23.101 version 13.0.0 Release 135.1 Domain split A basic architectural split is between the user equipment (terminals) and the infrastructure. This results in two do
37、mains: the User Equipment Domain and the Infrastructure domain. User equipment is the equipment used by the user to access UMTS services. User equipment has a radio interface to the infrastructure. The infrastructure consists of the physical nodes which perform the various functions required to term
38、inate the radio interface and to support the telecommunication services requirements of the users. The infrastructure is a shared resource that provides services to all authorised end users within its coverage area. The reference point between the user equipment domain and the infrastructure domain
39、is termed the Uu reference point (UMTS radio interface). NOTE: The description assumes an access interface based on UTRA. However, the physical and functional separation described in this document is general and is applicable also if other access technologies are used. 5.2 User equipment Domain This
40、 domain encompasses a variety of equipment types with different levels of functionality. These equipment types are referred to as user equipment (terminals), and they may also be compatible with one or more existing access (fixed or radio) interfaces e.g. dual mode UMTS-GSM user equipment. The user
41、equipment may include a removable smart card that may be used in different user equipment types. The user equipment is further sub-divided in to the Mobile Equipment Domain (ME) and the User Services Identity Module Domain (USIM). The reference point between the ME and the USIM is termed the Cu refe
42、rence point. For the purpose of UMTS Cellular networks the following definition applies: User Equipment is a device allowing a user access to network services. For the purpose of 3GPP specifications the interface between the UE and the network is the radio interface. A User Equipment can be subdivid
43、ed into a number of domains, the domains being separated by reference points. Currently defined domains are the USIM and ME Domains. The ME Domain can further be subdivided into several components showing the connectivity between multiple functional groups. These groups can be implemented in one or
44、more hardware devices. An example of such a connectivity is the TE MT interface. Further, an occurrence of User Equipment is an MS for GSM as defined in 3GPP TS 24.002. The figure below shows the Functional Model for the User Equipment, UE. UE MEUSIM MT TEFigure 1a: Functional Model for the User Equ
45、ipment The 07- and 27-series refer to physical instances of this Functional Model. The figure below shows an example of a physical configuration as it could be used in these specifications. The boxes, in this figure, refer to physical elements. The names within brackets are just provided to map the
46、functional blocks from the figure above onto physical elements. ETSI ETSI TS 123 101 V13.0.0 (2016-01)83GPP TS 23.101 version 13.0.0 Release 13UICC (USIM) Handset (MT) PC (TE) R Figure 1b: Example of physical configuration 5.2.1 Mobile equipment Domain The Mobile Equipment performs radio transmissio
47、n and contains applications. The mobile equipment may be further sub-divided into several entities, e.g. the one which performs the radio transmission and related functions, Mobile Termination, MT, and the one which contains the end-to-end application or (e.g. laptop connected to a mobile phone), Te
48、rminal Equipment. TE. This separation is used in the description of the functional communication in figure 3 but no reference point is defined in this specification. 5.2.2 USIM Domain The USIM contains data and procedures which unambiguously and securely identify itself. These functions are typicall
49、y embedded in a stand alone smart card. This device is associated to a given user, and as such allows to identify this user regardless of the ME he uses. 5.3 Infrastructure Domain The Infrastructure domain is further split into the Access Network Domain, which is characterised by being in direct contact with the User Equipment and the Core Network Domain. This split is intended to simplify/assist the process of de-coupling access related functionality from non-access related functionality and is in line with the modular principle adopted for the UMTS. Th
