1、 ETSI TS 1Universal Mobile TelRadio ReProt(3GPP TS 25.3TECHNICAL SPECIFICATION125 331 V13.2.0 (2016elecommunications System (Resource Control (RRC); rotocol specification .331 version 13.2.0 Release 1316-04) (UMTS); 13) ETSI ETSI TS 125 331 V13.2.0 (2016-04)13GPP TS 25.331 version 13.2.0 Release 13R
2、eference RTS/TSGR-0225331vd20 Keywords UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The
3、 present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization o
4、f ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware t
5、hat the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:
6、/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be m
7、odified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benef
8、it of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 125 331 V13.2.0 (2016-04)23GPP TS 25.331 version 13.2.0 Release
9、13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Proper
10、ty Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searc
11、hes, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produce
12、d by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference betwe
13、en GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2
14、of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 125 331 V13.2.0 (2016-04)33GPP TS 25.331 version 13.2.0 Release 13Contents Intellectual Property Rights 2g3Foreword
15、 . 2g3Modal verbs terminology 2g3Foreword . 40g31 Scope 41g32 References 41g33 Definitions and abbreviations . 44g33.1 Definitions 44g33.2 Abbreviations . 47g34 General . 50g34.1 Overview of the specification . 50g34.2 RRC Layer Model 51g34.3 Protocol specification principles 54g35 RRC Functions and
16、 Services provided to upper layers 54g35.1 RRC Functions . 54g35.2 RRC Services provided to upper layers 55g35.3 Primitives between RRC and upper layers . 55g36 Services expected from lower layers 55g36.1 Services expected from Layer 2 . 55g36.2 Services expected from Layer 1 . 55g36.3 Signalling Ra
17、dio Bearers 55g37 Protocol states 56g37.1 Overview of RRC States and State Transitions including GSM and E-UTRA 56g37.2 Processes in UE modes/states . 57g37.2.1 UE Idle mode 57g37.2.2 UTRA RRC Connected mode . 57g37.2.2.1 URA_PCH or CELL_PCH state . 57g37.2.2.2 CELL_FACH state 58g37.2.2.3 CELL_DCH s
18、tate 60g38 RRC procedures . 60g38.1 RRC Connection Management Procedures 61g38.1.1 Broadcast of system information 61g38.1.1.1 General 62g38.1.1.1.1 System information structure . 62g38.1.1.1.2 System information blocks 62g38.1.1.1.3 Segmentation and concatenation of system information blocks 69g38.
19、1.1.1.4 Re-assembly of segments 70g38.1.1.1.5 Scheduling of system information . 71g38.1.1.2 Initiation 72g38.1.1.3 Reception of SYSTEM INFORMATION messages by the UE 72g38.1.1.4 Void. 72g38.1.1.5 Actions upon reception of the Master Information Block and Scheduling Block(s) . 72g38.1.1.6 Actions up
20、on reception of system information blocks 77g38.1.1.6.1 System Information Block type 1 79g38.1.1.6.2 System Information Block type 2 79g38.1.1.6.3 System Information Block type 3 80g38.1.1.6.4 System Information Block type 4 85g38.1.1.6.5 System Information Block type 5 and 5bis 85g38.1.1.6.6 Syste
21、m Information Block type 6 91g38.1.1.6.7 System Information Block type 7 94g3ETSI ETSI TS 125 331 V13.2.0 (2016-04)43GPP TS 25.331 version 13.2.0 Release 138.1.1.6.8 Void . 94g38.1.1.6.9 Void . 94g38.1.1.6.10 Void . 94g38.1.1.6.11 System Information Block type 11 94g38.1.1.6.11a System Information B
22、lock type 11bis . 96g38.1.1.6.11b System Information Block type 11ter 96g38.1.1.6.12 System Information Block type 12 97g38.1.1.6.13 System Information Block type 13 98g38.1.1.6.14 System Information Block type 14 99g38.1.1.6.15 System Information Block type 15 99g38.1.1.6.15.0 System Information Bl
23、ock type 15bis 99g38.1.1.6.15.1 System Information Block type 15.1 . 99g38.1.1.6.15.1a System Information Block type 15.1bis . 100g38.1.1.6.15.1b . 100g38.1.1.6.15.2 System Information Block type 15.2 . 100g38.1.1.6.15.2a System Information Block type 15.2bis . 100g38.1.1.6.15.2b System Information
24、Block type 15.2ter . 101g38.1.1.6.15.3 System Information Block type 15.3 . 101g38.1.1.6.15.3a System Information Block type 15.3bis . 102g38.1.1.6.15.4 System Information Block type 15.4 . 103g38.1.1.6.15.5 System Information Block type 15.5 . 103g38.1.1.6.15.6 System Information Block type 15.6 .
25、103g38.1.1.6.15.7 System Information Block type 15.7 . 103g38.1.1.6.15.8 System Information Block type 15.8 . 103g38.1.1.6.16 System Information Block type 16 103g38.1.1.6.17 System Information Block type 17 104g38.1.1.6.18 System Information Block type 18 104g38.1.1.6.19 System Information Block ty
26、pe 19 106g38.1.1.6.20 System Information Block type 20 106g38.1.1.6.21 System Information Block type 21 106g38.1.1.6.22 System Information Block type 22 107g38.1.1.6.23 System Information Block type 23 107g38.1.1.6.24 System Information Block type 24 108g38.1.1.6.25 System Information Block type 25
27、108g38.1.1.7 Modification of system information 109g38.1.1.7.1 Modification of system information blocks using a value tag . 109g38.1.1.7.2 Synchronised modification of system information blocks . 110g38.1.1.7.3 Actions upon system information change 110g38.1.1.7.4 Actions upon expiry of a system in
28、formation expiry timer . 111g38.1.1.8 Reception of System Information Container by the UE 112g38.1.2 Paging . 112g38.1.2.1 General 112g38.1.2.2 Initiation 112g38.1.2.3 Reception of a PAGING TYPE 1 message by the UE 113g38.1.3 RRC connection establishment . 115g38.1.3.1 General 115g38.1.3.2 Initiatio
29、n 115g38.1.3.3 RRC CONNECTION REQUEST message contents to set . 116g38.1.3.4 Reception of an RRC CONNECTION REQUEST message by the UTRAN . 119g38.1.3.5 Cell re-selection, T300 or T318 timeout . 120g38.1.3.5a Abortion of RRC connection establishment 121g38.1.3.6 Reception of an RRC CONNECTION SETUP m
30、essage by the UE . 121g38.1.3.7 Physical channel failure or cell re-selection 127g38.1.3.8 Invalid RRC CONNECTION SETUP message, unsupported configuration or invalid configuration . 128g38.1.3.9 Reception of an RRC CONNECTION REJECT message by the UE . 129g38.1.3.10 Invalid RRC CONNECTION REJECT mes
31、sage 132g38.1.3.11 Logging of failed RRC Connection Establishment . 133g38.1.4 RRC connection release 134g38.1.4.1 General 134g38.1.4.2 Initiation 135g38.1.4.3 Reception of an RRC CONNECTION RELEASE message by the UE 135g3ETSI ETSI TS 125 331 V13.2.0 (2016-04)53GPP TS 25.331 version 13.2.0 Release 1
32、38.1.4.4 Invalid RRC CONNECTION RELEASE message . 137g38.1.4.5 Cell re-selection or radio link failure 137g38.1.4.6 Expiry of timer T308, unacknowledged mode transmission . 137g38.1.4.7 Void. 138g38.1.4.8 Reception of an RRC CONNECTION RELEASE COMPLETE message by UTRAN . 138g38.1.4.9 Unsuccessful tr
33、ansmission of the RRC CONNECTION RELEASE COMPLETE message, acknowledged mode transmission . 138g38.1.4.10 Detection of loss of dedicated physical channel by UTRAN in CELL_DCH state 139g38.1.4.11 Failure to receive RRC CONNECTION RELEASE COMPLETE message by UTRAN . 139g38.1.4a RRC connection release
34、requested by upper layers 139g38.1.4a.1 General 139g38.1.4a.2 Initiation 139g38.1.5 Void 139g38.1.6 Transmission of UE capability information 140g38.1.6.1 General 140g38.1.6.2 Initiation 140g38.1.6.3 Reception of a UE CAPABILITY INFORMATION message by the UTRAN 143g38.1.6.4 Reception of the UE CAPAB
35、ILITY INFORMATION CONFIRM message by the UE 143g38.1.6.5 Invalid UE CAPABILITY INFORMATION CONFIRM message 144g38.1.6.6 T304 timeout . 144g38.1.7 UE capability enquiry . 145g38.1.7.1 General 145g38.1.7.2 Initiation 145g38.1.7.3 Reception of a UE CAPABILITY ENQUIRY message by the UE 145g38.1.7.4 Inva
36、lid UE CAPABILITY ENQUIRY message . 145g38.1.8 Initial Direct transfer . 146g38.1.8.1 General 146g38.1.8.2 Initiation of Initial direct transfer procedure in the UE . 146g38.1.8.2a RLC re-establishment or inter-RAT change . 148g38.1.8.2ab Inter-RAT handover from UTRAN to GERAN Iu mode 149g38.1.8.2b
37、Abortion of signalling connection establishment 149g38.1.8.2c Inter-RAT handover from UTRAN to E-UTRAN 149g38.1.8.3 Reception of INITIAL DIRECT TRANSFER message by the UTRAN 149g38.1.9 Downlink Direct transfer 149g38.1.9.1 General 150g38.1.9.2 Initiation of downlink direct transfer procedure in the
38、UTRAN . 150g38.1.9.3 Reception of a DOWNLINK DIRECT TRANSFER message by the UE 150g38.1.9.3a No signalling connection exists . 150g38.1.9.4 Invalid DOWNLINK DIRECT TRANSFER message . 151g38.1.10 Uplink Direct transfer . 151g38.1.10.1 General 151g38.1.10.2 Initiation of uplink direct transfer procedu
39、re in the UE 151g38.1.10.2a RLC re-establishment or inter-RAT change . 152g38.1.10.2b Inter-RAT handover from UTRAN to GERAN Iu mode 152g38.1.10.2c Inter-RAT handover from UTRAN to E-UTRAN 153g38.1.10.3 Reception of UPLINK DIRECT TRANSFER message by the UTRAN 153g38.1.11 UE dedicated paging . 153g38
40、.1.11.1 General 153g38.1.11.2 Initiation 153g38.1.11.3 Reception of a PAGING TYPE 2 message by the UE 153g38.1.11.4 Invalid PAGING TYPE 2 message . 154g38.1.12 Security mode control . 154g38.1.12.1 General 154g38.1.12.2 Initiation 154g38.1.12.2.1 Ciphering configuration change 154g38.1.12.2.2 Integr
41、ity protection configuration change 156g38.1.12.3 Reception of SECURITY MODE COMMAND message by the UE . 157g38.1.12.3.1 New ciphering and integrity protection keys . 161g38.1.12.4 Void. 163g38.1.12.4a Incompatible simultaneous security reconfiguration . 163g38.1.12.4b Cell update procedure during s
42、ecurity reconfiguration . 164g38.1.12.4c Invalid configuration . 164g3ETSI ETSI TS 125 331 V13.2.0 (2016-04)63GPP TS 25.331 version 13.2.0 Release 138.1.12.5 Reception of SECURITY MODE COMPLETE message by the UTRAN . 165g38.1.12.6 Invalid SECURITY MODE COMMAND message 167g38.1.13 Signalling connecti
43、on release procedure . 167g38.1.13.1 General 168g38.1.13.2 Initiation of SIGNALLING CONNECTION RELEASE by the UTRAN 168g38.1.13.3 Reception of SIGNALLING CONNECTION RELEASE by the UE . 168g38.1.13.4 Invalid SIGNALLING CONNECTION RELEASE message . 168g38.1.13.5 Invalid configuration . 168g38.1.14 Sig
44、nalling connection release indication procedure 169g38.1.14.1 General 169g38.1.14.2 Initiation 169g38.1.14.2a RLC re-establishment or inter-RAT change . 171g38.1.14.3 Reception of SIGNALLING CONNECTION RELEASE INDICATION by the UTRAN 172g38.1.14.4 Expiry of timer T323 . 172g38.1.15 Counter check pro
45、cedure 172g38.1.15.1 General 172g38.1.15.2 Initiation 173g38.1.15.3 Reception of a COUNTER CHECK message by the UE 173g38.1.15.4 Reception of the COUNTER CHECK RESPONSE message by UTRAN . 173g38.1.15.5 Cell re-selection 174g38.1.15.6 Invalid COUNTER CHECK message . 174g38.1.16 Inter RAT handover inf
46、ormation transfer . 174g38.1.16.1 General 174g38.1.16.2 Initiation 174g38.1.16.3 INTER RAT HANDOVER INFO message contents to set 175g38.1.17 ETWS primary notification with security procedure 177g38.1.17.1 General 177g38.1.17.2 Initiation 177g38.1.17.3 Void. 177g38.1.17.4 Reception of the ETWS PRIMAR
47、Y NOTIFICATION WITH SECURITY message 177g38.1.17.5 Forward of the ETWS primary notification to the upper layers 177g38.1.17.6 Void. 177g38.2 Radio Bearer control procedures 178g38.2.1 Radio bearer establishment . 178g38.2.2 Reconfiguration procedures 178g38.2.2.1 General 180g38.2.2.2 Initiation 181g
48、38.2.2.2a Initiation of handover from GERAN Iu mode . 182g38.2.2.3 Reception of RADIO BEARER SETUP or RADIO BEARER RECONFIGURATION or RADIO BEARER RELEASE or TRANSPORT CHANNEL RECONFIGURATION or PHYSICAL CHANNEL RECONFIGURATION message, TTI switch HS-SCCH order or Target cell HS-SCCH order by the UE
49、 . 183g38.2.2.3a Reception of RADIO BEARER RECONFIGURATION message by the UE performing handover from GERAN Iu mode 203g38.2.2.4 Transmission of a response message by the UE, normal case . 204g38.2.2.5 Reception of a response message by the UTRAN, normal case 206g38.2.2.5a Rejection by the UE 207g38.2.2.6 Unsupported configuration in the UE . 208g38.2.2.7 Physical channel failure 208g38.2.2.8 Cell re-selection 209g38.2.2.9 Transmission of a response message by the UE, failure case . 209g38.2.2.10 Reception of a response message by the UTRAN, failure case 210g38.2.2.11 Invalid
