1、 ETSI TS 131 101 V14.2.0 (2018-01) Universal Mobile Telecommunications System (UMTS); LTE; UICC-terminal interface; Physical and logical characteristics (3GPP TS 31.101 version 14.2.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 131 101 V14.2.0 (2018-01)13GPP TS 31.101 version 14.2.0 Release 14R
2、eference RTS/TSGC-0631101ve20 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice
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7、shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and
8、LTE are trademarks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 131 101 V14.2.0 (2018-01)23GPP TS 31.10
9、1 version 14.2.0 Release 14Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be fou
10、nd in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Po
11、licy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The p
12、resent document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those
13、 trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to te
14、chnical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/query
15、form.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “m
16、ust not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 131 101 V14.2.0 (2018-01)33GPP TS 31.101 version 14.2.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g3Introduction 6g31 Scope 7g32 References 7g
17、33 Definitions, symbols, abbreviations and coding . 8g34 General 3GPP platform requirements 8g34.1 GSM/USIM application interaction and restrictions 8g34.2 3GPP platform overview 8g34.3 TS 102 221 UICC/terminal interface 9g34.4 TS 102 600 Inter-Chip USB UICC/terminal interface . 9g34A Physical Chara
18、cteristics 9g35 Physical and logical characteristics 9g35.1 Transmission speed 9g35.2 Voltage classes . 9g35.3 File Control Parameters (FCP) . 10g35.3.1 Minimum application clock frequency . 10g35.4 Interface protocol . 10g35A Electrical specifications of the UICC Terminal interface . 10g35A.1 Class
19、 A operating conditions 10g35A.2 Class B operating conditions 10g35A.3 Class C operating conditions 10g36 Application protocol . 10g36A Initial communication establishment procedures . 10g36A.1 UICC activation and deactivation. 10g36A.2 Supply voltage switching . 10g36A.3 Answer To Reset content . 1
20、1g36A.3.1 Coding of historical bytes . 11g36A.3.2 Speed enhancement. 11g36A.3.3 Global Interface bytes . 11g36A.4 PPS procedure 11g36A.5 Reset procedures 11g36A.6 Clock stop mode . 11g36A.7 Bit/character duration and sampling time . 11g36A.8 Error handling 11g36A.9 Compatibility 11g37 User verificat
21、ion and file access conditions . 12g37A Transmission protocols. 12g37A.1 Physical layer . 12g37A.2 Data link layer 12g37A.3 Transport layer . 12g37A.4 Application layer 12g38 Application and file structure . 13g38.0 General . 13g38.1 Contents of the EFs at the MF level . 13g38.2 File types 13g3ETSI
22、ETSI TS 131 101 V14.2.0 (2018-01)43GPP TS 31.101 version 14.2.0 Release 148.3 File referencing 13g38.4 Methods for selecting a file 13g38.5 Application characteristics . 13g38.6 Reservation of file IDs . 14g38.7 Logical channels . 14g38.8 Shareable versus not-shareable files . 14g38.9 Secure channel
23、s 14g39 Security features . 14g39.1 Supported security features 14g39.2 Security architecture . 14g39.3 Security environment . 14g39.4 PIN definitions . 14g39.5 PIN and key reference relation ship . 14g39.6 User verification and file access conditions . 14g310 Structure of commands and responses . 1
24、5g310.1 Command APDU structure. 15g310.1.1 Coding of Class Byte 15g310.1.2 Coding of Instruction Byte . 15g310.1.3 Coding of parameter bytes 16g310.1.4 Coding of Lc byte . 16g310.1.5 Coding of data part . 16g310.1.6 Coding of Le byte . 16g310.2 Response APDU structure 16g310.2.1 Status conditions re
25、turned by the UICC . 16g310.2.1.1 Normal processing 16g310.2.1.2 Postponed processing 16g310.2.1.3 Warnings . 16g310.2.1.4 Execution errors 16g310.2.1.5 Checking errors . 16g310.2.1.5.1 Functions in CLA not supported . 16g310.2.1.5.2 Command not allowed . 16g310.2.1.5.3 Wrong parameters . 16g310.2.1
26、.6 Application errors . 17g310.2.2 Status words of the commands . 17g310.3 Logical channels . 18g311 Commands 18g311.1 Generic commands . 18g311.1.1 SELECT 18g311.1.1.1 Functional description . 18g311.1.1.2 Command parameters and data . 18g311.1.1.3 Response Data . 18g311.1.1.4 File control paramete
27、rs 18g311.1.1.4.1 File size 18g311.1.1.4.2 Total file size . 18g311.1.1.4.3 File Descriptor . 18g311.1.1.4.4 File identifier . 18g311.1.1.4.5 DF name 18g311.1.1.4.6 Proprietary information . 18g311.1.1.4.7 Security attributes 19g311.1.1.4.8 Short file identifier 19g311.1.1.4.9 Life cycle status inte
28、ger . 19g311.1.1.4.10 PIN status template DO . 19g311.1.2 STATUS . 19g311.1.3 READ BINARY . 19g311.1.4 UPDATE BINARY 19g311.1.5 READ RECORD 19g311.1.6 UPDATE RECORD . 19g311.1.7 SEARCH RECORD . 19g311.1.8 INCREASE . 19g311.1.9 VERIFY PIN 19g3ETSI ETSI TS 131 101 V14.2.0 (2018-01)53GPP TS 31.101 vers
29、ion 14.2.0 Release 1411.1.10 CHANGE PIN 20g311.1.11 DISABLE PIN 20g311.1.12 ENABLE PIN . 20g311.1.13 UNBLOCK PIN 20g311.1.14 DEACTIVATE FILE 20g311.1.15 ACTIVATE FILE . 20g311.1.16 AUTHENTICATE 20g311.1.17 MANAGE CHANNEL . 20g311.1.18 GET CHALLENGE 20g311.1.19 TERMINAL CAPABILITY . 20g311.1.20 MANAG
30、E SECURE CHANNEL . 20g311.1.21 TRANSACT DATA . 20g311.1.22 SUSPEND UICC 20g311.2 CAT commands 21g311.3 Data Oriented commands . 21g312 Transmission oriented commands 21g313 Application independent files . 21g314 Application independent protocol 21g314.1 Application independent protocol 21g314.2 CAT
31、commands 21g315 Support of APDU-based UICC applications over USB . 21g3Annex A (normative): . 22g3UCS2 coding of Alpha fields for files residing on the UICC . 22g3Annex B (informative): Main states of a UICC . 23g3Annex C (informative): APDU protocol transmission examples 24g3Annex D (informative):
32、ATR examples 25g3Annex E (informative): Security attributes mechanisms and examples 26g3Annex F (informative): Example of contents of EFARR2F06 27g3Annex G (informative): Access Rules Referencing (ARR) 27g3Annex H (normative): List of SFI Values . 28g3Annex I (informative): Resets and modes of opera
33、tion . 29g3Annex J (informative): Example of the use of PINs . 30g3Annex K (informative): Examples of the PIN state transition on multi verification capable UICC . 31g3Annex L (informative): Examples of SET DATA and RETRIEVE DATA usage 32g3Annex M (informative): Examples of ODD AUTHENTICATE instruct
34、ion code usage 33g3Annex N (informative): PCB layout for the MFF 34g3Annex O (informative): Change history . 35g3History 36g3ETSI ETSI TS 131 101 V14.2.0 (2018-01)63GPP TS 31.101 version 14.2.0 Release 14Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Pr
35、oject (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in v
36、ersion number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corre
37、ctions, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document defines a generic Terminal/Integrated Circuit Card (ICC) interface for 3GPP applications. The present document is based on ETSI TS 102 221 1, w
38、hich defines a generic platform for any IC card application. The functionality provided by this platform may be operated either over the electrical interface specified in ETSI TS 102 221 1, or by transporting APDUs over the Inter-Chip USB Terminal/ICC interface specified in ETSI TS 102 600 7. Requir
39、ements that are common to all 3GPP smart card based applications are also listed in this specification. The aim of the present document is to ensure interoperability between an ICC and a terminal independently of the respective manufacturer, card issuer or operator. The present document does not def
40、ine any aspects related to the administrative management phase of the ICC. Any internal technical realisation of either the ICC or the terminal is only specified where these are reflected over the interface. Application specific details for applications residing on an ICC are specified in the respec
41、tive application specific documents. ETSI ETSI TS 131 101 V14.2.0 (2018-01)73GPP TS 31.101 version 14.2.0 Release 141 Scope The present document specifies the interface between the UICC and the Terminal for 3G telecom network operation. The present document specifies: - the requirements for the phys
42、ical characteristics of the UICC; - the electrical interface between the UICC and the Terminal; - the initial communication establishment and the transport protocols; - the model which serves as a basis for the logical structure of the UICC; - the communication commands and the procedures; - the app
43、lication independent files and protocols. The administrative procedures and initial card management are not part of the present document. For the avoidance of doubt, references to clauses of ETSI TS 102 221 1 include all the subclauses of that clause, unless specifically mentioned. The target specif
44、ication ETSI TS 102 221 1 contains material that is outside of the scope of 3GPP requirements and the present document indicates which parts are in the scope and which are not. A 3GPP ME may support functionality that is not required by 3GPP, but the requirements to do so are outside of the scope of
45、 3GPP. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, sub
46、sequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 ETSI TS
47、 102 221 V14.0.0: “Smart Cards; UICC-Terminal interface; Physical and logical characteristics “. 2 3GPP TS 31.102: “Characteristics of the USIM Application“. 3 ETSI TS 101 220: “Smart cards; ETSI numbering system for telecommunication application providers“. 4 Void. 5 ITU-T Recommendation T.50: “Int
48、ernational Reference Alphabet (IRA) (Formerly International Alphabet No. 5 or IA5) - Information technology - 7-bit coded character set for information interchange“. 6 3GPP TS 24.008: “Mobile Radio Interface Layer 3 specification; Core Network Protocols; Stage 3“. 7 ETSI TS 102 600 V7.6.0: “Smart ca
49、rds; UICC-Terminal interface; Characteristics of the USB interface“. ETSI ETSI TS 131 101 V14.2.0 (2018-01)83GPP TS 31.101 version 14.2.0 Release 148 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 9 ETSI TS 102 671 V9.2.0: “Smart Cards; Machine to Machine UICC; Physical and logical characteristics“ 3 Definitions, symbols, abbreviations and coding All definitions, symbols, abbreviations applicable to the terminal are specified in ETSI TS 102 221 1 and ETSI TS 102 600 7. The coding of Data Objects in the present document is accordin
