1、 ETSI TS 132 401 V14.0.0 (2017-04) Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Telecommunication management; Performance Management (PM); Concept and requirements (3GPP TS 32.401 version 14.0.0 Release 14) TECHNICAL SPECIFICATI
2、ON ETSI ETSI TS 132 401 V14.0.0 (2017-04)13GPP TS 32.401 version 14.0.0 Release 14Reference RTS/TSGS-0532401ve00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association
3、but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versi
4、ons of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a spec
5、ific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you f
6、ind errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microf
7、ilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights re
8、served. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members GS
9、M and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 132 401 V14.0.0 (2017-04)23GPP TS 32.401 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
10、pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Se
11、cretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the update
12、s on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP ide
13、ntities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present docum
14、ent “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except w
15、hen used in direct citation. ETSI ETSI TS 132 401 V14.0.0 (2017-04)33GPP TS 32.401 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 6g32 References 7g33 Definitions and abbreviations . 8g33.1 Definitions
16、8g33.2 Abbreviations . 9g34 Concept. 9g34.1 Measurement result data requirements . 10g34.1.1 Traffic measurements . 10g34.1.2 Network configuration evaluation 11g34.1.3 Resource access 11g34.1.4 Quality of Service (QoS) 11g34.1.5 Resource availability. 11g34.2 Measurement administration 11g34.2.1 Me
17、asurement job administration . 11g34.2.2 Measurement result generation . 13g34.2.3 Local storage of results at the NE/EM 13g34.2.4 Measurement result transfer 14g34.2.5 Performance data presentation 14g34.3 Measurement type definitions 14g34.3.1 Nature of the result . 14g34.3.2 Perceived accuracy .
18、14g34.3.3 Comparability of measurement result data . 15g34.3.4 Measurement identification 15g34.3.5 (n-1) out of n approach . 15g34.4 Performance alarms 16g35 Functional requirements . 16g35.1 Introduction 16g35.2 Basic functions . 16g35.3 Plug 2 presented to TSG for approval; 3 or greater indicates
19、 TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document
20、is part of a TS-family covering the 3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; Telecommunication Management; Performance Management (PM), as identified below: TS 32.401: “Concept and requirements“; TS 52.402: “Performance measurements - GSM“; TS 32
21、.404 : “Performance measurements - Definitions and template“; TS 32.405: “Performance measurements Universal Terrestrial Radio Access Network (UTRAN)“; TS 32.406: “Performance measurements Core Network (CN) Packet Switched (PS) domain“; TS 32.407 : “Performance measurements Core Network (CN) Circuit
22、 Switched (CS) domain; UMTS and combined UMTS/GSM“; TS 32.408: “Performance measurements Teleservice“; TS 32.409: “Performance measurements IP Multimedia Subsystem (IMS)“; TS 32.425 : “Performance measurements Evolved Universal Terrestrial Radio Access Network (E-UTRAN)“; TS 32.426 : “Performance me
23、asurements Evolved Packet Core (EPC) network“; TS 32.452 : “Performance measurements Home Node B (HNB) Subsystem HNS“; TS 32.453 : “Performance measurements Home enhanced Node B (HeNB) Subsystem (HeNS)“. TS 28.402: “Performance measurements Evolved Packet Core (EPC) and non-3GPP access Interworking
24、System“. TS 28.403: “Performance measurements Wireless Local Area Network (WLAN)“. ETSI ETSI TS 132 401 V14.0.0 (2017-04)53GPP TS 32.401 version 14.0.0 Release 14The present document is part of a set of specifications, which describe the requirements and information model necessary for the standardi
25、sed Operation, Administration and Maintenance (OA - TS 32.405, TS 32.406, TS 32.407 and TS 32.408 for UMTS and combined UMTS/GSM systems; - TS 32.409 for IMS networks; - TS 32.425 for E-UTRAN. - TS 32.426 for EPC. - TS 32.452 for Home Node B (HNB) Subsystem (HNS). - TS 32.453 for Home enhanced Node
26、B (HeNB) Subsystem (HeNS). - TS 28.402 for Evolved Packet Core (EPC) and non-3GPP access Interworking System. - TS 28.403 for Wireless Local Area Network (WLAN) Effort has been made to ensure consistency in the definition of measurements between different NEs and generations. The performance measure
27、ment result is described in Performance Measurement File Format Definition (3GPP TS 32.432 29). The following is beyond the scope of the present document, and therefore the present document does not describe: - the formal definition of the interface that the EM uses to administer performance measure
28、ments in the NEs; - the formal definition of the interface that the EM uses to collect measurement results from the NEs; - how the data, once accumulated and collected, could or should be processed, stored, or presented to an end user; - the information which may be obtained through the collection a
29、nd processing of call or event related records which have been produced by the NEs primarily for the purpose of raising bills and other charges. The management requirements have been derived from existing telecommunications operations experience. The management definitions were then derived from oth
30、er standardisation work so as to minimise the re-invention factor. References are given as appropriate. The objectives of this standardisation are: - to provide the descriptions for a standard set of measurements; - to produce a common description of the management technique for measurement administ
31、ration and result accumulation; and - to define a method for the bulk transmission of measurement results across a management interface. The definition of the standard measurements is intended to result in comparability of measurement result data produced in a multi-vendor wireless network, for thos
32、e measurement types that can be standardised across all vendors implementations. ETSI ETSI TS 132 401 V14.0.0 (2017-04)73GPP TS 32.401 version 14.0.0 Release 14As far as possible, existing standardisation in the area of Performance Management has been re-used and enhanced where particular requiremen
33、ts, peculiar to the mobile telephony environment, have been recognised. The present document considers all the above aspects of Performance Management for a GSM, UMTS or LTE network and its NEs defined in the core Technical Specifications. However, only those aspects which are specific to a GSM/UMTS
34、/LTE system and particular to wireless network operation are included in the present document. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publicati
35、on, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to th
36、e latest version of that document in the same Release as the present document. 1 3GPP TS 32.101: “Telecommunication management; Principles and high level requirements“. 2 3GPP TS 32.102: “Telecommunication management; Architecture“. 3 3GPP TS 32.600: “Telecommunication management; Configuration Mana
37、gement (CM); Concept and high-level requirements“. 4 3GPP TS 25.442: “UTRAN Implementation Specific O Configuration Management (CM); Notification Integration Reference Point (IRP): Information Service“. 12 3GPP TS 32.111-1: “Telecommunication management; Fault Management; Part 1: 3G fault management
38、 requirements“. 13 - 19 Void. 20 3GPP TR 32.800: “Telecommunication management; Management level procedures and interaction with UTRAN“. 21 3GPP TS 32.111-2: “Telecommunication management; Fault Management; Part 2: Alarm Integration Reference Point (IRP): Information Service (IS)“. 22 3GPP TS 52.402
39、: “Telecommunication management; Performance Management (PM); Performance measurements - GSM“. 23 Void. 24 Void. 25 Void. ETSI ETSI TS 132 401 V14.0.0 (2017-04)83GPP TS 32.401 version 14.0.0 Release 1426 Void. 27 Void. 28 Void. 29 3GPP TS 32.432: “Telecommunication management; Performance Measuremen
40、t File Format Definition“. 30 3GPP TS 32.342: “Telecommunication management; File Transfer (FT) Integration Reference Point (IRP): Information Service (IS)“. 31 3GPP TS 32.404: “Telecommunication management; Performance Management (PM); Performance measurements - Definitions and template“. 32 3GPP T
41、S 32.405: “Telecommunication management; Performance Management (PM); Performance measurements - Universal Terrestrial Radio Access Network (UTRAN)“. 33 3GPP TS 32.406: “Telecommunication management; Performance Management (PM); Performance measurements - Core Network (CN) Packet Switched (PS) domai
42、n“. 34 3GPP TS 32.407: “Telecommunication management; Performance Management (PM); Performance measurements - Core Network (CN) Circuit Switched (CS) domain“. 35 3GPP TS 32.408: “Telecommunication management; Performance Management (PM); Performance measurements - Teleservice“. 36 3GPP TS 32.409: “T
43、elecommunication management; Performance Management (PM); Performance measurements - IP Multimedia Subsystem (IMS)“. 37 3GPP TS 32.425: “Telecommunication management; Performance Management (PM); Performance measurements Evolved Universal Terrestrial Radio Access Network (E-UTRAN)”. 38 3GPP TS 32.42
44、6: “Telecommunication management; Performance Management (PM); Performance measurements Evolved Packet Core (EPC) network”. 39 3GPP TS 32.452: “Telecommunication management; Performance Management (PM); Performance measurements Home Node B (HNB) Subsystem (HNS)“. 40 3GPP TS 32.453: “Telecommunicatio
45、n management; Performance Management (PM); Performance measurements Home enhanced Node B (HeNB) Subsystem (HeNS)“. 41 3GPP TS 28.402: “Telecommunication management; Performance Management (PM); Performance measurements for Evolved Packet Core (EPC) and non-3GPP access Interworking System“. 42 3GPP T
46、S 28.403: “Telecommunication management; Performance Management (PM); Performance measurements for Wireless Local Area Network (WLAN)“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: network Element Manager (EM): p
47、rovides a package of end-user functions for management of a set of closely related types of Network Elements. These functions can be divided into two main categories: ETSI ETSI TS 132 401 V14.0.0 (2017-04)93GPP TS 32.401 version 14.0.0 Release 14- Element Management Functions for management of Netwo
48、rk Elements on an individual basis. These are basically the same functions as supported by the corresponding local terminals. - Sub-Network Management Functions that are related to a network model for a set of Network Elements constituting a clearly defined sub-network, which may include relations b
49、etween the Network Elements. This model enables additional functions on the sub-network level (typically in the areas of network topology presentation, alarm correlation, service impact analysis and circuit provisioning). Network Manager (NM): provides a package of end-user functions with the responsibility for the management of a network, mainly as supported by the EM(s) but it may also involve direct access to the Network Elements. All communication with the network is based on open and well-standardised i
