1、 ETSI TS 1Digital cellular telecommUniversal Mobile TelTelecommSubscribTrace control an(3GPP TS 32.4TECHNICAL SPECIFICATION132 422 V13.0.0 (2016mmunications system (Phase elecommunications System (LTE; munication management; iber and equipment trace; l and configuration manageme.422 version 13.0.0 R
2、elease 1316-03) e 2+) (GSM); (UMTS); ment 13) ETSI ETSI TS 132 422 V13.0.0 (2016-03)13GPP TS 32.422 version 13.0.0 Release 13Reference RTS/TSGS-0532422vd00 Keywords GSM, LTE, UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret
3、 N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The
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8、dards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo ar
9、e Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 132 422 V13.0.0 (2016-03)23GPP TS 32.422 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these e
10、ssential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest upd
11、ates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web ser
12、ver) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identit
13、ies or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall n
14、ot“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct ci
15、tation. ETSI ETSI TS 132 422 V13.0.0 (2016-03)33GPP TS 32.422 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 7g3Introduction 7g31 Scope 9g32 References 9g33 Definitions and abbreviations . 11g33.1 Definitions 11g33.2 Abbreviation
16、s . 11g34 Trace/UE measurements activation and deactivation . 12g34.1 Trace Session activation / deactivation for Trace and MDT 12g34.1.1 Management activation . 12g34.1.1.1 General 12g34.1.1.2 UTRAN activation mechanisms 13g34.1.1.2a UTRAN activation mechanisms for area based MDT data collections w
17、ithout IMSI/IMEI(SV) selection 14g34.1.1.3 PS Domain activation mechanisms . 17g34.1.1.4 CS Domain activation mechanisms . 18g34.1.1.5 IP Multimedia Subsystem activation mechanisms 18g34.1.1.6 E-UTRAN activation mechanisms 18g34.1.1.6a E-UTRAN activation mechanisms for area based MDT data collection
18、s without IMSI/IMEI(SV) selection 19g34.1.1.6b E-UTRAN activation mechanisms for area based Logged MBSFN MDT data collections without IMSI/IMEI(SV) selection 23g34.1.1.7 EPC Domain activation mechanisms 26g34.1.2 Signalling activation . 26g34.1.2.1 General 26g34.1.2.2 Intra PLMN signalling activatio
19、n 28g34.1.2.3 Inter PLMN Signalling Activation 29g34.1.2.4 UTRAN activation mechanisms 31g34.1.2.5 PS Domain activation mechanisms . 31g34.1.2.6 CS Domain activation mechanisms . 35g34.1.2.7 Void. 36g34.1.2.8 Tracing roaming subscribers . 36g34.1.2.9 Service Level Tracing for IMS activation mechanis
20、ms 36g34.1.2.9.1 General 36g34.1.2.9.2 Trace session activation for non-registered UE . 38g34.1.2.9.3 Trace session activation for a registered UE . 42g34.1.2.9.4 Trace session activation at the UE . 43g34.1.2.10 EPC activation mechanism . 44g34.1.2.10.1 UE attached to EPC via E-UTRAN . 44g34.1.2.10
21、.2 UE attached to EPC via non-3GPP accesses with DSMIPv6 on S2c or PMIP on S2a/S2b 47g34.1.2.10.3 UE attached to EPC via non-3GPP accesses with GTP on S2b interface 48g34.1.2.10.4 Inter-RAT handover from E-UTRAN to UTRAN 50g34.1.2.11 E-UTRAN activation mechanisms 52g34.1.2.12 EPC and E-UTRAN Activat
22、ion mechanism for MDT 53g34.1.2.12.1 General 53g34.1.2.12.2 Activation of MDT task before UE attaches to the network 54g34.1.2.12.3 Activation of MDT task after UE attachment 56g34.1.2.12.4 Handling of various scenarios during MDT activation 57g34.1.2.12.5 Activation of Logged MBSFN MDT task before
23、UE attaches to the network 58g3ETSI ETSI TS 132 422 V13.0.0 (2016-03)43GPP TS 32.422 version 13.0.0 Release 134.1.2.12.6 Activation of Logged MBSFN MDT task after UE attachment 60g34.1.2.13 PS domain activation mechanism for MDT 61g34.1.2.13.1 General 61g34.1.2.13.2 Activation of MDT task before UE
24、attaches to the network 61g34.1.2.13.2a Activation of MDT task after UE attaches to the network 63g34.1.2.13.3 Handling of various scenarios during MDT activation 65g34.1.2.14 CS domain activation mechanism for MDT 66g34.1.2.14.0 Activation of MDT task before UE attaches to the network 66g34.1.2.14.
25、1 MDT Error Handling . 69g34.1.3 Management deactivation . 70g34.1.3.1 UTRAN deactivation mechanisms 70g34.1.3.2 PS Domain deactivation mechanisms . 70g34.1.3.3 CS Domain deactivation mechanisms . 70g34.1.3.4 IP Multimedia Subsystem deactivation mechanisms 70g34.1.3.5 E-UTRAN deactivation mechanisms
26、 71g34.1.3.6 EPC Domain deactivation mechanisms 72g34.1.3.7 E-UTRAN deactivation mechanisms for MDT . 72g34.1.3.8 Deactivation mechanisms at UE for MDT 72g34.1.4 Signalling deactivation . 73g34.1.4.1 General 73g34.1.4.2 UTRAN deactivation mechanisms 73g34.1.4.3 PS Domain deactivation mechanisms . 76
27、g34.1.4.4 CS Domain deactivation mechanisms . 76g34.1.4.5 Void. 76g34.1.4.6 Service Level Trace in IMS deactivation mechanisms . 76g34.1.4.6.1 General 76g34.1.4.6.2 Trace session deactivation at an IMS NE 77g34.1.4.6.2.1 Trace session deactivation propagated by EM 77g34.1.4.6.2.2 Trace session deact
28、ivation following a Triggering event 77g34.1.4.6.2.3 Trace session deactivation initiated directly by an EM . 77g34.1.4.6.3 Trace session deactivation at the UE . 77g34.1.4.7 EPC deactivation mechanisms 78g34.1.4.8 E-UTRAN deactivation mechanisms 81g34.1.4.9 EPC deactivation mechanisms for MDT . 81g
29、34.1.4.10 Deactivation mechanisms at UE for MDT 81g34.1.5 MDT Trace selection conditions . 81g34.2 Trace Recording Session Start / Stop triggering for Trace and MDT 82g34.2.1 General 82g34.2.2 Starting a trace recording session - management based 82g34.2.2.1 UTRAN starting mechanisms . 82g34.2.2.2 P
30、S Domain starting mechanisms . 82g34.2.2.3 CS Domain starting mechanisms 82g34.2.2.4 IP Multimedia Subsystem starting mechanisms 83g34.2.2.5 E-UTRAN starting mechanism . 83g34.2.2.6 EPC Domain starting mechanisms 85g34.2.2.7 E-UTRAN starting mechanisms for MDT 85g34.2.2.8 Starting mechanisms at UE f
31、or MDT 85g34.2.3 Starting a trace recording session - signalling based 86g34.2.3.1 UTRAN starting mechanisms . 86g34.2.3.2 PS Domain starting mechanisms . 89g34.2.3.3 CS Domain starting mechanisms 90g34.2.3.4 Void. 92g34.2.3.5 Service level tracing for IMS starting mechanism 92g34.2.3.5.1 General 92
32、g34.2.3.5.2 Starting mechanism at the UE . 94g34.2.3.5.3 Starting mechanism at the IMS NE . 95g34.2.3.5.4 Charging concepts for Service Level Tracing for IMS 95g34.2.3.6 E-UTRAN starting mechanism . 95g34.2.3.7 EPC starting mechanisms 96g34.2.3.8 EPC starting mechanisms for MDT 97g34.2.3.9 E-UTRAN s
33、tarting mechanisms for MDT 97g34.2.3.10 Starting mechanisms at UE for MDT 97g3ETSI ETSI TS 132 422 V13.0.0 (2016-03)53GPP TS 32.422 version 13.0.0 Release 134.2.4 Stopping a trace recording session - management based 98g34.2.4.1 UTRAN stopping mechanisms 98g34.2.4.2 PS Domain stopping mechanisms . 9
34、8g34.2.4.3 CS Domain stopping mechanisms . 100g34.2.4.4 IP Multimedia Subsystem stopping mechanisms 100g34.2.4.5 E-UTRAN stopping mechanisms 100g34.2.4.6 EPC Domain stopping mechanisms 101g34.2.4.7 E-UTRAN stopping mechanisms for MDT 101g34.2.4.8 Stopping mechanisms at UE for MDT 101g34.2.5 Stopping
35、 a trace recording session - signalling based . 102g34.2.5.1 UTRAN stopping mechanisms 102g34.2.5.2 PS Domain stopping mechanisms . 102g34.2.5.3 CS Domain stopping mechanisms . 104g34.2.5.4 Void. 106g34.2.5.5 Service level tracing for IMS stopping mechanism 106g34.2.5.5.1 General 106g34.2.5.5.2 Stop
36、ping mechanism at the UE . 107g34.2.5.5.3 Stopping mechanism at the IMS NE . 107g34.2.5.6 Service level tracing Trace session deletion and trace retrieval 107g34.2.5.7 E-UTRAN stopping mechanisms 107g34.2.5.8 EPC Domain stopping mechanisms 107g34.2.5.9 EPC stopping mechanisms for MDT 108g34.2.5.10 E
37、-UTRAN stopping mechanisms for MDT 108g34.2.5.11 Stopping mechanisms at UE for MDT 108g34.2.6 Void 109g34.2.7 Void 109g34.2.8 Void 109g34.2.8.1 Void. 109g34.2.8.2 Void. 109g34.2.9 Void 109g34.3 RLF reporting . 109g34.3.1 Trace session activation for RLF reporting 109g34.3.2 Trace session deactivatio
38、n for RLF reporting 112g34.4 Handling of MDT Trace sessions at handover for Immediate MDT 112g34.5 Handling of MDT Trace sessions at handover for Logged MDT and Logged MBSFN MDT . 114g34.6 User consent handling in MDT 114g34.6.1 Signalling based MDT 114g34.6.2 Area based MDT . 115g34.7 Anonymization
39、 of MDT data for area based MDT 117g34.8 RCEF reporting 117g34.8.1 Trace session activation for RCEF reporting . 117g34.8.2 Trace session deactivation for RCEF reporting 119g35 Trace/UE measurement control and configuration parameters 120g35.1 Triggering events (M) 120g35.2 Service Level Tracing Sta
40、rt Triggering event (M) . 124g35.3 Trace Depth (M) . 125g35.4 List of NE types (M) 125g35.5 List of interfaces (O) 127g35.6 Trace Reference (M) 129g35.7 Trace Recording Session Reference (M) 129g35.8 Void 129g35.9 IP Address of Trace Collection Entity (CM,CO) . 129g35.9a Job type (CM) . 129g35.9b PL
41、MN Target (CM) 130g35.10 MDT specific configuration parameters (CM) . 130g35.10.1 Void 130g35.10.2 Area Scope 130g35.10.3 List of measurements 131g35.10.4 Reporting Trigger . 131g35.10.5 Report Interval 132g35.10.6 Report Amount . 133g3ETSI ETSI TS 132 422 V13.0.0 (2016-03)63GPP TS 32.422 version 13
42、.0.0 Release 135.10.7 Event Threshold for RSRP . 133g35.10.7a Event Threshold for RSRQ . 134g35.10.8 Logging Interval . 134g35.10.9 Logging Duration 134g35.10.10 Void 135g35.10.11 Trace Collection Entity Id . 135g35.10.12 Anonymization of MDT data 135g35.10.13 Event Threshold for Event 1F . 135g35.1
43、0.14 Event threshold for Event 1I . 135g35.10.15 Measurement quantity. 136g35.10.16 void . 136g35.10.17 void . 136g35.10.18 void . 136g35.10.19 Positioning Method . 136g35.10.20 Collection period for RRM measurements LTE . 136g35.10.21 Collection period for RRM measurements UMTS . 137g35.10.22 Measu
44、rement period UMTS . 137g35.10.23 Measurement period LTE . 138g35.10.24 MDT PLMN List 139g35.10.25 MBSFN Area List . 139g36 MDT Reporting 140g36.1 MDT reporting in case of Immediate MDT: 140g36.2 MDT reporting in case of Logged MDT 141g36.3 MDT reporting in case of Logged MBSFN MDT 142g37 Trace repo
45、rting . 143g37.1 Single operator case 143g37.2 Shared network case for Participating Operator . 144g38 RLF Reporting 145g39 RCEF Reporting . 145g3Annex A (normative): Trace failure notification file format 146g3A.1 Global structure 146g3A.2 XML elements fileHeader and fileFooter. 146g3A.2.1 XML elem
46、ents fileHeader . 146g3A.2.2 XML element fileFooter. 146g3A.3 Trace failure notification specific XML elements 146g3A.4 Trace IRP XML File Name Conventions . 146g3A.5 Trace failure notification file XML schema . 147g3Annex B (informative): Examples for alternative ways to route the Trace file to the
47、 TCE 148g3B.1 Routing the Trace file directly to the TCE . 148g3B.2 Routing the Trace file via the management system 148g3Annex C (informative): Change history . 149g3History 152g3ETSI ETSI TS 132 422 V13.0.0 (2016-03)73GPP TS 32.422 version 13.0.0 Release 13Foreword This Technical Specification has
48、 been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an ident
49、ifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document is part of a TS-family covering the 3rd Generation Partnership Project; Tec