1、 ETSI TS 1Universal Mobile TelTelecommHome Node B (HNB) Opand PrProcedure floto HNB Ma(3GPP TS 32.5TECHNICAL SPECIFICATION132 583 V13.0.0 (2016elecommunications System (LTE; munication management; perations, Administration, Maovisioning (OAM flows for Type 1 interface HNBanagement System (HMS) .583
2、version 13.0.0 Release 1316-02) (UMTS); Maintenance NB 13) ETSI ETSI TS 132 583 V13.0.0 (2016-02)13GPP TS 32.583 version 13.0.0 Release 13Reference RTS/TSGS-0532583vd00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 1
3、6 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in pri
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7、hanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunicatio
8、ns Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM
9、logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 132 583 V13.0.0 (2016-02)23GPP TS 32.583 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to
10、these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Lat
11、est updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI
12、Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS
13、identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “
14、shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in di
15、rect citation. ETSI ETSI TS 132 583 V13.0.0 (2016-02)33GPP TS 32.583 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions and abbreviations . 5g33.1 Definitions 5g33.2 Abbrevi
16、ations . 6g34 Architecture for HNB Management . 6g34.2 Functional Elements . 7g34.2.1 HNB Management System (HMS) . 7g34.2.1.1 Initial HNB Management System (HMS) . 7g34.2.1.2 Serving HNB Management System (HMS) 7g34.2.2 Security Gateway (SeGW) 7g34.2.2.1 Initial Security Gateway (SeGW) . 8g34.2.2.2
17、 Serving Security Gateway (SeGW) . 8g34.2.3 HNB Gateway (HNB-GW) . 8g35 Procedure Flows . 8g35.1 Discovery procedures (Mandatory) 8g35.1.1 Discovery procedures via HMS (initial) accessible on the MNO Intranet (Mandatory) . 9g35.1.2 Discovery procedures via HMS (initial) accessible on the public Inte
18、rnet (Mandatory) 10g35.2 HNB Registration (Mandatory) 11g35.2.1 HNB registration Procedure (Mandatory) . 11g35.2.2 HNB IPSec IP address change procedure (Conditional Mandatory) 12g35.3 HNB Configuration Management (Mandatory) . 13g35.3.1 HNB configuration management by means of file download (Option
19、al) . 14g35.3.2 HNB configuration management using RPC Set Parameter Value method (Mandatory) 15g35.4 HNB De-Provisioning (Mandatory) . 15g35.5 Alarm Reporting (Mandatory) 17g35.5.1 Alarm Reporting Mechanism Configuration (Mandatory) . 17g35.5.2 Alarm Reporting Procedure (by RPC method) (Mandatory)
20、17g35.6 PM File Upload (Mandatory) . 18g35.6.1 PM File Upload Period Set Procedure (Mandatory) . 18g35.6.2 PM File Uploading Procedure (Mandatory) . 19g3Annex A (informative): Change history . 20g3History 21g3ETSI ETSI TS 132 583 V13.0.0 (2016-02)43GPP TS 32.583 version 13.0.0 Release 13Foreword Thi
21、s Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-rele
22、ased by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit
23、is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document is part of a TS-family covering the 3rdGeneration Partnership Pr
24、oject Technical Specification Group Services and System Aspects, Telecommunication Management; as identified below: 3GPP TS 32.581: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Concepts and requirements for Type 1 interface HNB to HN
25、B Management System (HMS)“. 3GPP TS 32.582: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Information model for Type 1 interface HNB to HNB Management System (HMS)“. 3GPP TS 32.583: “Telecommunications management; Home Node B (HNB) Op
26、erations, Administration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS)“. 3GPP TS 32.584: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM XML definitions for Type 1 interface H
27、NB to HNB Management System (HMS)“. ETSI ETSI TS 132 583 V13.0.0 (2016-02)53GPP TS 32.583 version 13.0.0 Release 131 Scope The present document describes the procedure flows between HNB Principles and high level requirements“. 3 3GPP TS 32.102: “Telecommunication management; Architecture“. 4 3GPP TS
28、 32.300: “Telecommunication management; Configuration Management (CM); Name convention for Managed Objects“. 5 TR-069 Amendment 2, CPE WAN Management Protocol v1.1, Broadband Forum, viewable at 6 3GPP TR 25.820 3G Home NodeB Study Item Technical Report 7 3GPP TS 25.401 Radio Access Network UTRAN Ove
29、rall Description 8 3GPP TR 32.821: “Study of Self-Organizing Network (SON) related OAM for Home NodeB“. 9 3GPP TS 25.467: “UTRAN architecture for 3G Home NodeB, stage 2“. 10 3GPP TS 32.582: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OA
30、M Information model for Type 1 interface HNB to HNB Management System (HMS)“. 11 3GPP TS 33.320: “Security of Home Node B (HNB) / Home evolved Node B (HeNB)“. 3 Definitions and abbreviations For the purposes of the present document, the terms and definitions given in TS 32.101 2, TS 32.102 3 and TS
31、21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TS 32.101 2, TS 32.102 3 and TS 21.905 1, in that order. 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1
32、 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 1. ETSI ETSI TS 132 583 V13.0.0 (2016-02)63GPP TS 32.583 version 13.0.0 Release 133.2 Abbreviations For the purposes of the present document, the following abb
33、reviations apply: DNS Domain Name Server FTP File Transfer Protocol HMS Home NodeB Management System HNB Home NodeB HNB-GW Home NodeB Gateway HTTP Hyper Text Transfer Protocol HTTPS Hyper Text Transfer Protocol Secure IP Internet Protocol LAN Local Area Network MNO Mobile Network Operator RNC Radio
34、Network Controller RPC Remote Procedure Call SeGW Security Gateway SSL Secure Socket LayersFTP Secure File Transfer Protocol TLS Transport Layer Security URL Unified Resource Locator 4 Architecture for HNB Management 4.1 HNB OAM functional architecture This section provides the HNB OAM functional ar
35、chitecture. We distinguish the two following cases: A HNB is connected to a BB device (typically a residential gateway providing connectivity via an access provider domain). The BB device provides routing, NAT and firewall functionality. A BB device with an integrated HNB functionality The HNB Manag
36、ement System (HMS) main tasks are to provision configuration data on the HNB. It provides the following functional entities: A file server A TR-069 auto-configuration server (ACS) However the file server may be used by other applications in the MNO domain. ETSI ETSI TS 132 583 V13.0.0 (2016-02)73GPP
37、 TS 32.583 version 13.0.0 Release 13SeGSecGW HNB GW StandaloneHN(TR-069) Manager File Server TR-069 File transfer protocol IPSec Tunnel IPSec Tunnel Type 1 interface HNB (TR-069) Agent File transfer protocol TR-069 HMS Standalone HNB Co-located BB device Figure 4.1.1-1: Architecture for HNB Manageme
38、nt 4.2 Functional Elements 4.2.1 HNB Management System (HMS) The HMS is composed of a TR-069 manager and a file server. The TR069 manager implements the Auto-Configuration Server function as defined in TR-069 standard and performs CM, FM and PM functionalities to the HNB. The file server may be used
39、 for file upload or download, as instructed by TR-069 manager 4.2.1.1 Initial HNB Management System (HMS) The initial HMS may provide location verification of HNB and assigns appropriate serving elements (Serving HMS, Security Gateway and HNB-GW). 4.2.1.2 Serving HNB Management System (HMS) Provides
40、 the following functionalities: TR-069 Auto-configuration server File server for file upload or download Provisioning of configuration data to the HNB Performance & Fault updates Provides Serving SeGW discovery 4.2.2 Security Gateway (SeGW) SeGW terminates Secure tunnelling for TR-069 as well as Iuh
41、. It is used for authentication of HNB & provides access to HMS and HNB-GW. ETSI ETSI TS 132 583 V13.0.0 (2016-02)83GPP TS 32.583 version 13.0.0 Release 134.2.2.1 Initial Security Gateway (SeGW) The URL of the Initial SeGW may be factory programmed in the HNB so as to allow initial establishment of
42、an IPSec security association and communication with the initial HMS. 4.2.2.2 Serving Security Gateway (SeGW) Terminates IPSec security association and implements a forwarding function to allow forwarding IP packets upstream and downstream: Downstream: packets are forwarded on appropriate IPSec tunn
43、els towards the HNB based on their destination IP addresses Upstream: forwarding IP traffic to the appropriate HNB-GW, HMS or other network elements based on destination IP addresses 4.2.3 HNB Gateway (HNB-GW) Terminates Iuh from HNB. Appears as a RNC to the existing Core network using existing Iu i
44、nterface. 5 Procedure Flows 5.1 Discovery procedures (Mandatory) When the HNB is initially powered up, it shall contact with HMS (initial) to discover HNB-GW for the first step. HMS (initial) assigns the HNB corresponding local access information of Security Gateway (serving), HMS (serving) and opti
45、onally HNB-GW according to the HNB“s location information. The HNB-GW information shall be provided either by the HMS (initial) or the HMS (serving). The HNB is pre-configured with the address information of HMS (initial) and Security Gateway (initial) and with an operator trusted root CA certificat
46、e allowing the validation of the certificate presented by HMS (as TLS server) or Security Gateway (as IKEv2 responder), while HMS (serving) may be physically different from HMS (initial). The address information of Security Gateway (initial) should be consistent with that in the certificate presente
47、d by Security Gateway (initial). When authentication between HNB and HMS (initial) is needed, the address information of HMS (initial) should be consistent with that in the certificate presented by HMS (initial). There are two scenarios that need to be distinguished for the HNB-GW discovery: HMS (in
48、itial) is accessible via IPSec to the Security Gateway (initial) on the MNO Intranet. HMS (initial) is accessible on the public Internet. ETSI ETSI TS 132 583 V13.0.0 (2016-02)93GPP TS 32.583 version 13.0.0 Release 135.1.1 Discovery procedures via HMS (initial) accessible on the MNO Intranet (Mandat
49、ory) DNS(Inner)Security GatewayHMSDNS( Outer )HNB2 . 4 DNS Request ( HMS (initial) )2 . 5 DNS Response( Resolved IPs )1 LAN Connection to Internet for HNB established2 . 1 DNS Request ( SeGW (initial) )2 . 2 DNS Response( Resolved IPs )3. TR-069 CWMP Session Establisment4. TR-069 Inform Request( Location information, HNB identity )5. TR-069 Inform Response6. TR-069 SetParameterValues( Local Access Servers ( serving SeGW, serving HMS, optionally HNB-GW )7. TR-069 SetParameterResponse8. TR-069 CWMP Session Terminati
