1、 ETSI TS 1Digital cellular telecoUniversal Mobile TelSec(3GPP TS 33.1TECHNICAL SPECIFICATION133 102 V13.0.0 (2016communications system (Phaelecommunications System (3G security; ecurity architecture .102 version 13.0.0 Release 13GLOBAL SYSTEMOBILE COMMUN16-01) hase 2+); (UMTS); 13) TEM FOR ICATIONSR
2、ETSI ETSI TS 133 102 V13.0.0 (2016-01)13GPP TS 33.102 version 13.0.0 Release 13Reference RTS/TSGS-0333102vd00 Keywords GSM,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Associatio
3、n but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print ver
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7、pt as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved.
8、DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the G
9、SM Association. ETSI ETSI TS 133 102 V13.0.0 (2016-01)23GPP TS 33.102 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly availabl
10、e for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (
11、https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, e
12、ssential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be inte
13、rpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need n
14、ot“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 102 V13.0.0 (2016-
15、01)33GPP TS 33.102 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Definitions, symbols abbreviations and conventions . 10g33.1 Definitions 10g33.2 Symbols 11g33.3 Abbreviations . 11g33.4 Convention
16、s 12g34 Overview of the security architecture. 12g35 Security features . 14g35.1 Network access security . 14g35.1.1 User identity confidentiality . 14g35.1.2 Entity authentication . 14g35.1.3 Confidentiality 14g35.1.4 Data integrity 15g35.1.5 Mobile equipment identification . 15g35.2 Network domain
17、 security . 15g35.2.1 Void 15g35.2.2 Void 15g35.2.3 Void 15g35.2.4 Fraud information gathering system . 16g35.3 User domain security 16g35.3.1 User-to-USIM authentication 16g35.3.2 USIM-Terminal Link 16g35.4 Application security . 16g35.4.1 Secure messaging between the USIM and the network 16g35.4.2
18、 Void 16g35.4.3 Void 16g35.4.4 Void 16g35.5 Security visibility and configurability 17g35.5.1 Visibility . 17g35.5.2 Configurability 17g36 Network access security mechanisms 17g36.1 Identification by temporary identities. 17g36.1.1 General 17g36.1.2 TMSI reallocation procedure 18g36.1.3 Unacknowledg
19、ed allocation of a temporary identity 18g36.1.4 Location update 18g36.2 Identification by a permanent identity 19g36.3 Authentication and key agreement . 19g36.3.1 General 19g36.3.2 Distribution of authentication data from HE to SN 21g36.3.3 Authentication and key agreement 23g36.3.4 Distribution of
20、 IMSI and temporary authentication data within one serving network domain . 26g36.3.5 Re-synchronisation procedure 27g36.3.6 Reporting authentication failures from the SGSN/VLR to the HLR 28g36.3.6.1 Authentication re-attempt 28g36.3.7 Length of authentication parameters . 29g3ETSI ETSI TS 133 102 V
21、13.0.0 (2016-01)43GPP TS 33.102 version 13.0.0 Release 136.4 Local authentication and connection establishment . 29g36.4.1 Cipher key and integrity key setting . 29g36.4.2 Ciphering and integrity mode negotiation 29g36.4.3 Cipher key and integrity key lifetime . 30g36.4.4 Cipher key and integrity ke
22、y identification . 30g36.4.5 Security mode set-up procedure 31g36.4.6 Signalling procedures in the case of an unsuccessful integrity check . 34g36.4.7 Signalling procedure for periodic local authentication . 34g36.4.8 Initialisation of synchronisation for ciphering and integrity protection 34g36.4.9
23、 Emergency call handling 35g36.4.9.1 Security procedures applied 35g36.4.9.2 Security procedures not applied 35g36.5 Access link data integrity . 36g36.5.1 General 36g36.5.2 Layer of integrity protection . 36g36.5.3 Data integrity protection method 36g36.5.4 Input parameters to the integrity algorit
24、hm . 37g36.5.4.1 COUNT-I 37g36.5.4.2 IK 37g36.5.4.3 FRESH 37g36.5.4.4 DIRECTION . 38g36.5.4.5 MESSAGE 38g36.5.5 Integrity key selection . 38g36.5.6 UIA identification . 38g36.6 Access link data confidentiality 39g36.6.1 General 39g36.6.2 Layer of ciphering . 39g36.6.3 Ciphering method . 39g36.6.4 In
25、put parameters to the cipher algorithm 40g36.6.4.1 COUNT-C . 40g36.6.4.2 CK . 40g36.6.4.3 BEARER . 41g36.6.4.4 DIRECTION . 41g36.6.4.5 LENGTH . 41g36.6.5 Cipher key selection 41g36.6.6 UEA identification 42g36.7 Void 42g36.8 Interoperation and handover between UMTS and GSM 42g36.8.1 Authentication a
26、nd key agreement of UMTS subscribers 42g36.8.1.1 General 42g36.8.1.2 R99+ HLR/AuC 43g36.8.1.3 R99+ VLR/SGSN . 44g36.8.1.4 R99+ ME . 45g36.8.1.5 USIM . 45g36.8.2 Authentication and key agreement for GSM subscribers 46g36.8.2.1 General 46g36.8.2.2 R99+ HLR/AuC 47g36.8.2.3 VLR/SGSN . 47g36.8.2.4 R99+ M
27、E . 47g36.8.3 Distribution and use of authentication data between VLRs/SGSNs . 47g36.8.4 Intersystem handover for CS Services from UTRAN to GSM BSS 48g36.8.4.1 UMTS security context . 49g36.8.4.2 GSM security context 49g36.8.5 Intersystem handover for CS Services from GSM BSS to UTRAN 50g36.8.5.1 UM
28、TS security context . 50g36.8.5.2 GSM security context 50g36.8.6 Intersystem change for PS Services from UTRAN to GSM BSS 51g36.8.6.1 UMTS security context . 51g36.8.6.2 GSM security context 51g36.8.7 Intersystem change for PS services from GSM BSS to UTRAN. 51g36.8.7.1 UMTS security context . 51g36
29、.8.7.2 GSM security context 52g3ETSI ETSI TS 133 102 V13.0.0 (2016-01)53GPP TS 33.102 version 13.0.0 Release 136.8.8 PS handover from Iu to Gb mode . 52g36.8.8.1 UMTS security context . 52g36.8.8.2 GSM security context 53g36.8.9 PS handover from Gb to Iu mode . 53g36.8.9.1 UMTS security context . 53
30、g36.8.9.2 GSM security context 53g36.8.10 SRVCC between HSPA and UTRAN/GERAN 54g36.8.10.1 SRVCC from HSPA to circuit switched UTRAN/GERAN 54g36.8.10.2 SRVCC from circuit switched GERAN to HSPA . 56g36.8.11 Handling of the START value in intersystem mobility cases . 58g37 Void 58g38 Application secur
31、ity mechanisms . 58g38.1 Void 58g38.2 Void 58g38.3 Mobile IP security 58g3Annex A: Void . 59g3Annex B (normative): Key derivation function . 60g3B.1 General . 60g3B.2 FC value allocations . 60g3B.3 Derivation of CK“CS| IK“CSfrom CKPS|IKPS. 60g3B.4 Derivation of Kc“ from Kc for HSPA to UTRAN/GERAN SR
32、VCC handover 60g3B.5 Derivation of Kc128. 60g3B.6 Derivation of CKPS | IKPSfrom CKCS | IKCS. 61g3B.7 Derivation of Kc from Kc for UTRAN/GERAN to HSPA SRVCC handover . 61g3Annex C (informative): Management of sequence numbers 62g3C.1 Generation of sequence numbers in the Authentication Centre . 62g3C
33、.1.1 Sequence number generation schemes . 62g3C.1.1.1 General scheme . 62g3C.1.1.2 Generation of sequence numbers which are not time-based . 63g3C.1.1.3 Time-based sequence number generation . 63g3C.1.2 Support for the array mechanism . 63g3C.2 Handling of sequence numbers in the USIM . 63g3C.2.1 Pr
34、otection against wrap around of counter in the USIM 64g3C.2.2 Verification of sequence number freshness in the USIM . 64g3C.2.3 Notes 64g3C.3 Sequence number management profiles . 65g3C.3.1 Profile 1: management of sequence numbers which are partly time-based 65g3C.3.2 Profile 2: management of seque
35、nce numbers which are not time-based 66g3C.3.3 Profile 3: management of sequence numbers which are entirely time-based . 66g3C.3.4 Guidelines for the allocation of the index values in the array scheme . 67g3C.4 Guidelines for interoperability in a multi-vendor environment 67g3Annex D: Void 68g3Annex
36、 E: Void 69g3Annex F (informative): Example uses of the proprietary part of the AMF 70g3F.1 Support multiple authentication algorithms and keys 70g3F.2 Changing sequence number verification parameters 70g3ETSI ETSI TS 133 102 V13.0.0 (2016-01)63GPP TS 33.102 version 13.0.0 Release 13F.3 Setting thre
37、shold values to restrict the lifetime of cipher and integrity keys . 70g3Annex G (normative): Support of algorithm change features 71g3Annex H (normative): Usage of the AMF 72g3Annex I (normative): Security requirements for RNCs in exposed locations . 73g3I.1 General . 73g3I.2 Requirements for RNCs
38、in exposed locations 73g3I.2.1 Requirements for setup and configuration 73g3I.2.2 Requirements for key management inside RNCs in exposed locations . 73g3I.2.3 Requirements for handling user plane data 74g3I.2.4 Requirements for handling control plane data 74g3I.2.5 Requirements for secure environmen
39、t 74g3I.3 Security mechanisms for interfaces with RNCs in exposed locations . 74g3Annex J (informative): Change history . 76g3History 78g3ETSI ETSI TS 133 102 V13.0.0 (2016-01)73GPP TS 33.102 version 13.0.0 Release 13Foreword This Technical Specification (TS) has been produced by the 3rdGeneration P
40、artnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an
41、increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhanc
42、ements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 133 102 V13.0.0 (2016-01)83GPP TS 33.102 version 13.0.0 Release 131 Scope This specification defines the security architecture, i.e., the security feat
43、ures and the security mechanisms, for the third generation mobile telecommunication system. A security feature is a service capability that meets one or several security requirements. The complete set of security features address the security requirements as they are defined in “3G Security: Threats
44、 and Requirements“ (TS 21.133 1) and implement the security objectives and principles described in TS 33.120 2. A security mechanism is an element that is used to realise a security feature. All security features and security mechanisms taken together form the security architecture. An example of a
45、security feature is user data confidentiality. A security mechanism that may be used to implement that feature is a stream cipher using a derived cipher key. This specification defines 3G security procedures performed within 3G capable networks (R99+), i.e. intra-UMTS and UMTS-GSM. As an example, UM
46、TS authentication is applicable to UMTS radio access as well as GSM radio access provided that the serving network node and the MS are UMTS capable. Interoperability with non-UMTS capable networks (R98-) is also covered. GSM security functions are defined in the TS 43.020 36. 2 References The follow
47、ing documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not a
48、pply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TS 21.133: “3G Security; S
49、ecurity Threats and Requirements“. 2 3GPP TS 33.120: “3G Security; Security Principles and Objectives“. 3 3GPP TR 21.905: “Vocabulary for 3GPP Specifications (Release 1999)“. 4 3GPP TS 23.121: “Architecture Requirements for Release 99“. 5 3GPP TS 31.101: “UICC-terminal interface; Physical and logical characteristics“. 6 3GPP TS 22.022: “Personalisation of UMTS Mobile Equipment (ME); Mobile functionality specification“. 7 3GPP TS 23.048: “Security Mechanisms for the (U)SIM application toolkit; Stage 2“. 8 3GPP TS 43.020: “Security related
