1、 ETSI TS 1Universal Mobile TelLawful int(3GPP TS 33.1TECHNICAL SPECIFICATION133 106 V13.3.0 (2016elecommunications System (LTE; 3G security; interception requirements .106 version 13.3.0 Release 1316-04) (UMTS); 13) ETSI ETSI TS 133 106 V13.3.0 (2016-04)13GPP TS 33.106 version 13.3.0 Release 13Refer
2、ence RTS/TSGS-0333106vd30 Keywords LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important n
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6、s: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall
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8、the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 133 106 V13.3.0 (2016-04)23GPP TS 33.106 version 13.3.0
9、 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectu
10、al Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including
11、IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has bee
12、n produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross refere
13、nce between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in cl
14、ause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 106 V13.3.0 (2016-04)33GPP TS 33.106 version 13.3.0 Release 13Contents Intellectual Property Rights 2g
15、3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Void 7g33.3 Abbreviations . 7g34 Relationship to regional requirements 8g35 Requirements 8g35.1 Description of requirements . 8g35.1.1 Genera
16、l technical requirements . 9g35.1.2 General principles . 9g35.1.3 Applicability to telecommunication services 10g35.1.4 Interception within the Home and Visited Networks for roaming scenarios 10g35.2 Normal operation 11g35.2.1 Intercept administration requirements 11g35.2.1.1 Activation of LI . 11g3
17、5.2.1.2 Deactivation of LI . 11g35.2.1.3 Security of processes . 11g35.2.2 Intercept invocation 12g35.2.2.0 General 12g35.2.2.1 Invocation events for lawful interception 12g35.2.2.2 Invocation and removal of interception regarding services . 12g35.2.2.3 Correlation of information and product. 12g35.
18、2.2.4 Timing . 12g35.3 Exceptional procedures 13g35.4 Interworking considerations . 13g35.5 Charging aspects 13g35.6 Minimum service requirements 13g35.7 LI Requirements for encrypted services . 14g35.8 Lawful Interception for Customized Alerting Tone (CAT) 14g35.9 Lawful Interception for Customized
19、 Ringing Signal (CRS) 15g35.10 Lawful Interception for Home Node B and Home enhanced Node B (H(e)NB) . 16g35.11 Location information 17g35.11.1 General 17g35.11.2 Location Services 17g35.12 LI requirements for IMS VoIP Service 17g35.13 Delivery requirements for messaging . 18g35.14 LI requirements f
20、or management of IMS supplementary services settings 18g36 Handover interface requirements . 18g3Annex A (informative): Bibliography . 19g3Annex B (normative): Lawful access usage of Location Services (LCS). 20g3Annex C (informative): Change history . 22g3History 24 ETSI ETSI TS 133 106 V13.3.0 (201
21、6-04)43GPP TS 33.106 version 13.3.0 Release 13Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG
22、modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates
23、TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction This Technical Specifi
24、cation has been produced by the 3GPP TSG SA to allow for the standardisation in the area of Lawful Interception (LI) of telecommunications. This document describes in general the requirements for lawful interception. Laws of individual nations and regional institutions (e.g. European Union), and som
25、etimes licensing and operating conditions define a need to intercept telecommunications traffic and related information in modern telecommunications systems. It has to be noted that lawful interception shall always be done in accordance with the applicable national or regional laws and technical reg
26、ulations. ETSI ETSI TS 133 106 V13.3.0 (2016-04)53GPP TS 33.106 version 13.3.0 Release 131 Scope The present document provides Stage 1 interception requirements within a 3GPP network. The specification describes the service requirements from a Law Enforcement point of view only. The aim of this docu
27、ment is to define an interception system for 3GPP networks that supports a number of regional interception regulations, but these regulations are not repeated here as they vary. Regional interception requirements shall rely on this specification to derive such information as they require. Lawful int
28、erception services may include both passive collection of information related to PLMN services provided to a user targeted for interception and active PLMN service invocation in support of lawfully authorized surveillance activities relating to a particular target. This specification considers requi
29、rements for both forms of lawful interception. Which PLMN services are subject to lawful interception is defined in national regulations. The presence of a requirement in this specification does not in itself infer or mandate that a 3GPP operator has an obligation to implement any network service ca
30、pability, which is not otherwise required to meet LI obligation compliance in relation to specific regulated services, offered by that 3GPP operator. Only those specific requirements and sub-sections of this specification which are applicable to specific network and/or service capabilities implement
31、ed in a 3GPP operator“s network shall be considered in scope for that operator. In all cases, national regulations define which requirements are applicable to 3GPP operators in each country relative to the services offered by each 3GPP operator. As such not all requirements in 33.106 will apply in a
32、ll national jurisdictions or to all 3GPP operator deployments (e.g if an operator does not offer voice services, then voice LI requirement in this specification do not apply unless otherwise mandated in national regulations). Editor“s Note: Scope needs to be enhanced more clearly differentiate betwe
33、en traditional 3GPP service usage reporting and wider LI requirements covered national lawful interception obligations. These interception requirements shall be used to derive specific network requirements. For details see: Stage 2: 3GPP TS 33.107 9; Stage 3: 3GPP TS 33.108 10. 2 References The foll
34、owing documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not app
35、ly. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 - 3 Void. 4 ETSI ES 201 671(V3.1.1
36、May 2007): “Handover Interface for the lawful interception of telecommunications traffic“. 5 - 7 Void. 8 ANSI J-STD-025-A: (April 2003): “Lawfully Authorized Electronic Surveillance“. ETSI ETSI TS 133 106 V13.3.0 (2016-04)63GPP TS 33.106 version 13.3.0 Release 139 3GPP TS 33.107: “3rd Generation Par
37、tnership Project; Technical Specification Group Services and System Aspects; 3G Security; Lawful interception architecture and functions“. 10 3GPP TS 33.108: “3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; 3G Security; Handover interface for Lawful Int
38、erception“. 11 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNodeBs“. 12 3GPP TS 22.182: “Customized Alerting Tones (CAT) Requirements; Stage 1“. 13 3GPP TR 23.872: “Study on Architecture of IP Mulimedia subsystem (IMS) based Customized Alerting Tone (CAT)“. 14 3GPP TS 24.182: “IP
39、Multimedia Subsystem (IMS) Customized Alerting Tones (CAT); Protocol Specificiation“. 15 3GPP TR 29.882: “Customized Alerting Tone (CAT) in 3G CS Domain“. 16 3GPP TS 22.183: “Customized Ringing Signal (CRS) Requirements; Stage 1“. 17 3GPP TS 24.183: “IP Multimedia Subsystem (IMS) customized Ringing
40、Signal (CRS); Protocol Specification“. 18 ETSI TS 101 671 (V3.11.1 November 2012): “Lawful Interception (LI) Handover Interface for the lawful interception of telecommunications traffic“. 19 3GPP TR 21.905: “ 3rd Generation Partnership Project; Technical Specification Group Services and System Aspec
41、ts; Vocabulary for 3GPP Specifications“. 20 ETSI TS 102 232-7 (V3.1.1 June 2012): “ Service-specific details for Mobile Services“ 21 3GPP TS 23.040: “Technical realization of the Short Message Service (SMS)“. 22 OMA OMA-AD-MMS-V1_3-20110913-A.:“Multimedia Messaging Service Architecture“. 23 3GPP TS
42、22.071: “Location Services (LCS); Service description; Stage 1“. 24 3GPP TS 23.271: “Functional stage 2 description of Location Services (LCS)“. 25 3GPP TS 22 173: “IP Multimedia Core Network Subsystem (IMS) Multimedia Telephony Service and supplementary services; Stage 1“. 3 Definitions and abbrevi
43、ations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 19 and the following terms apply. Content of Communication: information exchanged between two or more users of a telecommunications service, excluding intercept related information. This inc
44、ludes information which may, as part of some telecommunications service, be stored by one user for subsequent retrieval by another. Customized Alerting Tone: An indication that is customized by the called party or the calling subscriber that is played to the calling party during call establishment o
45、r during an established call session indicating that the called party is being alerted, the progress of a communication request, or any alerting event during a call session. A Customized Alerting Tone may be a piece of recorded or composed music, greeting words, voice, advertisement or video. Custom
46、ized Ringing Signal: An indication to the called party as an incoming communication indication during the establishment of a communication that is customized by the calling party or the called party. A Customized Ringing Signal (CRS) may e.g. be a picture, a piece of recorded or composed music, gree
47、ting words, voice, advertisement or video. ETSI ETSI TS 133 106 V13.3.0 (2016-04)73GPP TS 33.106 version 13.3.0 Release 13Intercept Related Information: information or data associated with telecommunication services involving the target identity, specifically communication associated information or
48、data (e.g. unsuccessful communication attempts), service associated information or data, and location information. Interception Area: is a subset of the Public Lands Mobile Network (PLMN) service area comprised of a set of cells which define a geographical zone. Location Dependent Interception: is i
49、nterception within a PLMN service area that is restricted to one or several Interception Areas (IA). Lawful Access Location Services: action (based on the law), performed by a network operator/access provider/service provider, of making available Location Services (LCS) and providing that information to a law enforcement monitoring facility. Depending of legislation this can be part of interception or an additional action. Lawful Interception (LI): the action (based on the law) for specific target identity(s), by a net
