1、 ETSI TS 133 106 V15.1.0 (2018-06) Universal Mobile Telecommunications System (UMTS); LTE; Digital cellular telecommunications system (Phase 2+) (GSM); 3G security; Lawful interception requirements (3GPP TS 33.106 version 15.1.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 133 106 V15.1.0 (2018-
2、06)13GPP TS 33.106 version 15.1.0 Release 15Reference RTS/TSGS-0333106vf10 Keywords GSM,LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre l
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9、tion. ETSI ETSI TS 133 106 V15.1.0 (2018-06)23GPP TS 33.106 version 15.1.0 Release 15Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicl
10、y available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI We
11、b server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may
12、 become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use o
13、r reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Part
14、nership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI i
15、dentities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (V
16、erbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 106 V15.1.0 (2018-06)33GPP TS 33.106 version 15.1.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology
17、 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Void 7g33.3 Abbreviations . 7g34 Relationship to regional requirements 7g35 Requirements 8g35.1 Description of requirements . 8g35.1.1 General technical requirements . 8g35.1.2 Ge
18、neral principles . 9g35.1.3 Applicability to telecommunication services 10g35.1.4 Interception within the Home and Visited Networks for roaming scenarios 10g35.2 Normal operation 10g35.2.1 Intercept administration requirements 10g35.2.1.1 Activation of LI . 11g35.2.1.2 Deactivation of LI . 11g35.2.1
19、.3 Security of processes . 11g35.2.2 Intercept invocation 11g35.2.2.0 General 11g35.2.2.1 Invocation events for lawful interception 11g35.2.2.2 Invocation and removal of interception regarding services . 12g35.2.2.3 Correlation of information and product. 12g35.2.2.4 Timing . 12g35.3 Exceptional pro
20、cedures 12g35.4 Interworking considerations . 12g35.5 Charging aspects 13g35.6 Minimum service requirements 13g35.7 LI Requirements for encrypted services . 13g35.8 Lawful Interception for Customized Alerting Tone (CAT) 14g35.9 Lawful Interception for Customized Ringing Signal (CRS) 15g35.10 Lawful
21、Interception for Home Node B and Home enhanced Node B (H(e)NB) . 15g35.11 Location information 16g35.11.1 General 16g35.11.2 Location Services 17g35.12 LI requirements for IMS VoIP Service 17g35.13 Delivery requirements for messaging . 17g35.14 LI requirements for management of IMS supplementary ser
22、vices settings 17g35.15 LI requirements for IMS Video Service . 18g35.16 LI requirements for IMS based Push-to-Talk . 18g36 Handover interface requirements . 18g3Annex A (informative): Bibliography . 19g3Annex B (normative): Lawful access usage of Location Services (LCS). 20g3Annex C (informative):
23、Change history . 22g3History 25 ETSI ETSI TS 133 106 V15.1.0 (2018-06)43GPP TS 33.106 version 15.1.0 Release 15Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the
24、TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for info
25、rmation; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been
26、incorporated in the document. Introduction This Technical Specification was produced by the 3GPP TSG SA to allow for the standardisation in the area of Lawful Interception (LI) of telecommunications. This document describes in general the requirements for lawful interception for legacy 2G, 3G and 4G
27、 systems, implemented using Rel-14 and earlier specifications. Laws of individual nations and regional institutions (e.g. European Union), and sometimes licensing and operating conditions define a need to intercept telecommunications traffic and related information in modern telecommunications syste
28、ms. It has to be noted that lawful interception shall always be done in accordance with the applicable national or regional laws and technical regulations. This specification is replaced by TS 33.126 28 from Rel-15 onwards and should only be used as a historical reference to pre Rel-15 LI requiremen
29、ts. ETSI ETSI TS 133 106 V15.1.0 (2018-06)53GPP TS 33.106 version 15.1.0 Release 151 Scope The present document contains historical Stage 1 lawful interception requirements within a 3GPP network for Rel-14 and earlier. This specification is replaced by TS 33.126 28 from Rel-15 onwards and should onl
30、y be used as a historical reference to pre Rel-15 LI requirements. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, versio
31、n number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of th
32、at document in the same Release as the present document. 1 - 3 Void. 4 ETSI ES 201 671(V3.1.1 May 2007): “Handover Interface for the lawful interception of telecommunications traffic“. 5 - 7 Void. 8 ANSI J-STD-025-A: (April 2003): “Lawfully Authorized Electronic Surveillance“. 9 3GPP TS 33.107: “3rd
33、 Generation Partnership Project; Technical Specification Group Services and System Aspects; 3G Security; Lawful interception architecture and functions“. 10 3GPP TS 33.108: “3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; 3G Security; Handover interface
34、 for Lawful Interception“. 11 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNodeBs“. 12 3GPP TS 22.182: “Customized Alerting Tones (CAT) Requirements; Stage 1“. 13 3GPP TR 23.872: “Study on Architecture of IP Mulimedia subsystem (IMS) based Customized Alerting Tone (CAT)“. 14 3GPP
35、TS 24.182: “IP Multimedia Subsystem (IMS) Customized Alerting Tones (CAT); Protocol Specificiation“. 15 3GPP TR 29.882: “Customized Alerting Tone (CAT) in 3G CS Domain“. 16 3GPP TS 22.183: “Customized Ringing Signal (CRS) Requirements; Stage 1“. 17 3GPP TS 24.183: “IP Multimedia Subsystem (IMS) cust
36、omized Ringing Signal (CRS); Protocol Specification“. 18 ETSI TS 101 671 (V3.11.1 November 2012): “Lawful Interception (LI) Handover Interface for the lawful interception of telecommunications traffic“. 19 3GPP TR 21.905: “ 3rd Generation Partnership Project; Technical Specification Group Services a
37、nd System Aspects; Vocabulary for 3GPP Specifications“. 20 ETSI TS 102 232-7 (V3.1.1 June 2012): “ Service-specific details for Mobile Services“ 21 3GPP TS 23.040: “Technical realization of the Short Message Service (SMS)“. ETSI ETSI TS 133 106 V15.1.0 (2018-06)63GPP TS 33.106 version 15.1.0 Release
38、 1522 OMA OMA-AD-MMS-V1_3-20110913-A.:“Multimedia Messaging Service Architecture“. 23 3GPP TS 22.071: “Location Services (LCS); Service description; Stage 1“. 24 3GPP TS 23.271: “Functional stage 2 description of Location Services (LCS)“. 25 3GPP TS 22 173: “IP Multimedia Core Network Subsystem (IMS
39、) Multimedia Telephony Service and supplementary services; Stage 1“. 26 3GPP TS 22.179: “Mission Critical Push To Talk (MCPTT) over LTE; Stage 1“. 27 OMA - OMA-TS-PoC_System_Description-V2_1-20110802-A: “OMA PoC System Description“ 28 3GPP TS 33.126: “3rd Generation Partnership Project; Technical Sp
40、ecification Group Services and System Aspects; Lawful Interception Requirements“. 3 Definitions and abbreviations 3.1 Definitions This specification has been replaced by TS 33.126 28 from Rel-15 onwards and should only be used as a historical reference to pre Rel-15 LI requirements. For the purposes
41、 of the present document, the terms and definitions given in TR 21.905 19 and the following terms apply. Content of Communication: information exchanged between two or more users of a telecommunications service, excluding intercept related information. This includes information which may, as part of
42、 some telecommunications service, be stored by one user for subsequent retrieval by another. Customized Alerting Tone: An indication that is customized by the called party or the calling subscriber that is played to the calling party during call establishment or during an established call session in
43、dicating that the called party is being alerted, the progress of a communication request, or any alerting event during a call session. A Customized Alerting Tone may be a piece of recorded or composed music, greeting words, voice, advertisement or video. Customized Ringing Signal: An indication to t
44、he called party as an incoming communication indication during the establishment of a communication that is customized by the calling party or the called party. A Customized Ringing Signal (CRS) may e.g. be a picture, a piece of recorded or composed music, greeting words, voice, advertisement or vid
45、eo. Intercept Related Information: information or data associated with telecommunication services involving the target identity, specifically communication associated information or data (e.g. unsuccessful communication attempts), service associated information or data, and location information. Int
46、erception Area: is a subset of the Public Lands Mobile Network (PLMN) service area comprised of a set of cells which define a geographical zone. Location Dependent Interception: is interception within a PLMN service area that is restricted to one or several Interception Areas (IA). Lawful Access Loc
47、ation Services: action (based on the law), performed by a network operator/access provider/service provider, of making available Location Services (LCS) and providing that information to a law enforcement monitoring facility. Depending of legislation this can be part of interception or an additional
48、 action. Lawful Interception (LI): the action (based on the law) for specific target identity(s), by a network operator/access provider/service provider, of accessing and delivering in real-time certain current information to a Law Enforcement Monitoring Facility (LEMF). This information includes In
49、tercept Related Information (IRI) and Content of Communications (CC). LCS (Location Services): LCS is a service concept in system (e.g. GSM, UMTS, UTRAN or EUTRAN) standardization. LCS specifies all the necessary network elements and entities, their functionalities, interfaces, as well ETSI ETSI TS 133 106 V15.1.0 (2018-06)73GPP TS 33.106 version 15.1.0 Release 15as communication messages, due to implement the positioning functionality in a cellular network. Note that LCS does not specify any location based (value add
