1、 ETSI TS 1Universal Mobile TelSecurity / Home e(3GPP TS 33.3TECHNICAL SPECIFICATION133 320 V13.0.0 (2016elecommunications System (LTE; ty of Home Node B (HNB) e evolved Node B (HeNB) .320 version 13.0.0 Release 1316-01) (UMTS); ) ETSI ETSI TS 133 320 V13.0.0 (2016-01)13GPP TS 33.320 version 13.0.0 R
2、elease 13Reference RTS/TSGS-0333320vd00 Keywords LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/
3、88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior
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6、lowing services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF
7、 version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI r
8、egistered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 133 320 V13.0.0 (2016-01)23GPP TS 33.320
9、version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 31
10、4: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigati
11、on, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specificatio
12、n (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. Th
13、e cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as d
14、escribed in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 320 V13.0.0 (2016-01)33GPP TS 33.320 version 13.0.0 Release 13Contents Intellectual Prop
15、erty Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 Overview of Security Architecture and Requirements . 8g34.1 System architecture of H(e)NB 8g34.2 Network Elements 9g34.2.1
16、 H(e)NB . 9g34.2.2 Security Gateway (SeGW) 9g34.2.3 H(e)NB Management System (H(e)MS) 10g34.2.4 UE . 10g34.2.5 H(e)NB Gateway (H(e)NB-GW) and MME . 10g34.2.6 AAA Server and HSS . 10g34.2.7 Void 10g34.2.8 Local Gateway (L-GW) 10g34.3 Interfaces (Reference Points) . 10g34.3.1 Backhaul Link . 10g34.3.2
17、 H(e)MS Interface 10g34.3.3 Interface between SeGW and AAA Server, AAA Server and HSS 10g34.3.4 Interface between H(e)NBs. 11g34.4 Security Requirements and Principles 11g34.4.1 Operation 11g34.4.2 Requirements on H(e)NB . 11g34.4.3 Requirements on SeGW 12g34.4.4 Requirements on H(e)MS . 12g34.4.5 R
18、equirements on Backhaul Link . 13g34.4.6 Requirements on H(e)MS Link . 13g34.4.7 Requirements on Local Gateway (L-GW) 14g34.4.8 Requirements on the Direct Link between H(e)NBs 14g34.4.9 Requirements on Verification of H(e)NB Identity and Operating Access Mode 14g35 Security Features 15g35.1 Secure S
19、torage and Execution 15g35.1.1 Hosting Party Module . 15g35.1.2 Trusted Environment (TrE). 15g35.1.2.1 General 15g35.2 Device Mutual Authentication . 16g35.3 Hosting Party Mutual Authentication . 16g35.4 Other security features 17g36 Security Procedures in H(e)NB 18g36.1 Device Integrity Check . 18g
20、36.1.1 Device Integrity Check Procedure 18g36.1.2 Protection of Trusted Reference Value(s) . 18g36.2 Void 18g36.3 Measures for Clock Protection . 18g36.3.1 Clock Synchronization Security Mechanisms for H(e)NB . 18g37 Security Procedures between H(e)NB and SeGW . 19g37.1 Device Validation . 19g37.2 D
21、evice Authentication 19g3ETSI ETSI TS 133 320 V13.0.0 (2016-01)43GPP TS 33.320 version 13.0.0 Release 137.2.1 General 19g37.2.2 SeGW and Device Mutual Authentication Procedure. 20g37.2.3 H(e)NB/IKEv2 Processing Requirements for SeGW Certificates 21g37.2.4 SeGW/IKEv2 Processing Requirements for H(e)N
22、B Certificates 21g37.2.5 Security Profiles 22g37.2.5.1 Profile for IKEv2 22g37.2.5.2 IKEv2 Certificate Profile 22g37.2.5.2.1 IKEv2 Entity Certificates 22g37.2.5.2.2 IKEv2 CA Certificates 22g37.3 Hosting Party Authentication . 23g37.4 IPsec Tunnel Establishment . 23g37.5 Device Authorization . 23g38
23、Security Aspects of H(e)NB Management . 25g38.1 Location Verification . 25g38.1.1 General 25g38.1.2 IP Address provided by H(e)NB . 25g38.1.3 IP Address and/or access line location identifier provided by broadband access provider . 25g38.1.4 Surrounding macro-cell information provided by H(e)NB . 25
24、g38.1.5 GNSS information provided by H(e)NB 25g38.1.6 Requirements 26g38.2 Access Control Mechanisms for H(e)NB . 26g38.2.1 Non-CSG Method . 26g38.2.2 CSG Method . 26g38.3 Protection of H(e)MS traffic between H(e)MS and H(e)NB 26g38.3.1 Connection to H(e)MS accessible on MNO Intranet 26g38.3.2 Conne
25、ction to H(e)MS accessible on public Internet . 27g38.3.2.1 General 27g38.3.2.2 Device Validation . 28g38.3.3 TLS certificate profile . 28g38.3.3.1 TLS entity certificates . 28g38.3.3.2 TLS CA certificates. 29g38.3.4 TR-069 protocol profile 29g38.4 Protection of SW Download . 29g38.5 Enrolment of H(
26、e)NB to an Operator PKI 30g38.5.1 General 30g38.5.2 Enrolment Procedure 30g38.5.3 Certificate Validation 30g39 Security Aspects of Emergency Call Handling 31g310 Security Aspects for Mobility 32g310.1 Inbound mobility 32g310.2 Outbound mobility . 32g311 Security Procedures for Direct Interfaces betw
27、een Base Stations 33g311.1 General . 33g311.2 Direct Link between two H(e)NBs . 33g3Annex A (informative): Authentication Call-flows 34g3A.1 Device Authentication Call-flow Example 34g3A.2 Combined Device and HP Authentication Call-flow Example 35g3Annex B (informative): Location Verification Exampl
28、es . 38g3B.1 Example of Location verification based on IP address and line identifier in NASS 38g3B.2 Example process of location verification when the verifying node receive different types of location information . 38g3Annex C: Change history 40g3History 42g3ETSI ETSI TS 133 320 V13.0.0 (2016-01)5
29、3GPP TS 33.320 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the
30、contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approve
31、d document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 133 320 V13.0.0 (2016-01)63GPP TS
32、 33.320 version 13.0.0 Release 131 Scope The present document specifies the security architecture for the H(e)NB subsystem. This includes security requirements on Home Node Bs, Home eNode Bs, and other H(e)NB-associated network nodes (e.g. SeGW and H(e)MS), as well as the procedures and features whi
33、ch are provided to meet those requirements. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-sp
34、ecific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Relea
35、se as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 32.583: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS) “. 3 IETF RFC
36、4187: “Extensible Authentication Protocol Method for 3rd Generation Authentication and Key Agreement (EAP-AKA) “. 4 - 5 Void. 6 IETF RFC 4739: “Multiple Authentication Exchanges in the Internet Key Exchange (IKEv2 Protocol, Nov 2006“. 7 3GPP TS 33.310: “Network Domain Security (NDS); Authentication
37、Framework (AF) “. 8 3GPP TS 23.003: “Numbering, addressing and identification“. 9 3GPP TS 33.210: “3G security; Network Domain Security (NDS); IP network layer security“. 10 3GPP TS 33.234: “3G security; Wireless Local Area Network (WLAN) interworking security“. 11 3GPP TS 32.593: “Telecommunication
38、 management; Procedure flows for Type 1 interface H(e)NB to H(e)NB Management System (H(e)MS) “. 12 3GPP TS 25.467: “UTRAN architecture for 3G Home Node B (HNB); Stage 2“. 13 - 14 Void. 15 The Broadband Forum TR-069: “CPE WAN Management Protocol v1.1“, Issue 1 Amendment 2, December 2007. 16 - 17 Voi
39、d. 18 ETSI ES 282 004 (V1.1.1): “Telecommunications and Internet Converged Services and Protocols for Advanced Networking (TISPAN); NGN functional architecture; Network Attachment Sub-System (NASS) “, 2006. 19 ETSI ES 283 035 (V1.1.1): “Telecommunications and Internet Converged Services and Protocol
40、s for Advanced Networking (TISPAN); Network Attachment Sub-System (NASS); e2 interface based on the DIAMETER protocol“, 2006. 20 3GPP TS 33.102: “3G security; Security architecture“. ETSI ETSI TS 133 320 V13.0.0 (2016-01)73GPP TS 33.320 version 13.0.0 Release 1321 3GPP TS 33.401: “3GPP System Archit
41、ecture Evolution (SAE): Security architecture“. 22 IETF RFC 2560: “X.509 Internet Public Key Infrastructure Online Certificate Status Protocol OCSP“ 23 Open Mobile Alliance OMA-WAP-OCSP V1.0: “Online Certificate Status Protocol Mobile Profile“. URL: http:/www.openmobilealliance.org/ 24 IETF RFC 4806
42、: “Online Certificate Status Protocol (OCSP) Extensions to IKEv2“. 25 Void. 26 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. 27 3GPP TS 36.300: “Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestria
43、l Radio Access Network (E-UTRAN); Overall description; Stage 2“. 28 3GPP TS 25.367: “Mobility procedures for Home Node B (HNB); Overall description; Stage 2“. 29 3GPP TS 23.060: “General Packet Radio Service (GPRS); Service description; Stage 2“. 30 3GPP TS 23.401: “General Packet Radio Service (GPR
44、S) enhancements for Evolved Universal Terrestrial Radio Access Network (E-UTRAN) access“. 31 3GPP TS 22.220: “Technical Specification Group Services and System Aspects; Service requirements for Home Node B (HNB) and Home eNode B (HeNB)“. 3 Definitions and abbreviations 3.1 Definitions For the purpos
45、es of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 1. CSG: A closed subscriber group identifies subscribers of an operator who are permi
46、tted to access one or more cells of the PLMN of but having restricted access (CSG cells) Hosting party: The party hosting the H(e)NB and having a contract with the PLMN operator. Security Gateway: Element at the edge of an operator“s security domain terminating security association(s) for the backha
47、ul link between H(e)NB and network. 3.2 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. AAA A
48、uthentication, Authorization, and Accounting ACL Access Control List ACS Auto-Configuration Server AKA Authentication and Key Agreement CA Certification AuthorityCPE Customer Premises Equipment CRL Certificate Revocation List CSG Closed Subscriber Group DNS Domain Name System DPD Dead Peer Detection
49、 eNB Evolved Node-BEAP Extensible Authentication Protocol ETSI ETSI TS 133 320 V13.0.0 (2016-01)83GPP TS 33.320 version 13.0.0 Release 13ESP Encapsulating Security Payload E-UTRAN Evolved UTRAN FQDN Fully Qualified Domain Name GNSS Global Navigation Satellite System H(e)NB Home NodeB or Home eNodeB H(e)NB-GW Home (e)NodeB Gateway H(e)MS Home NodeB Management or Home eNodeB Management System HeMS Home eNodeB Management System HeNB Home eNodeB HMS Home NodeB Management System HNB Home NodeB HP Hosting P
